Ominto, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-09-30: Reporting owner ZEN HOLDING GROUP Ltd; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-09-30: Reporting owner Sorensen Betina; Form 4; Security Series A Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-09-30: Reporting owner HANSEN MICHAEL; Form 4; Security Series A Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-06-25: Reporting owner Sorensen Betina; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-09-30 | ZEN HOLDING GROUP Ltd 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,858,067 0 owned after | no price filed | 2011-02-25 | |
| 2010-09-30 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,221,667 0 owned after | no price filed | 2011-02-25 | |
| 2010-09-30 | HANSEN MICHAEL Director, Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,221,667 0 owned after | no price filed | 2011-02-25 | |
| 2010-06-25 holding as of filing | Sorensen Betina Officer (Head of Marketing), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | Holding | no price filed | 2010-06-25 | ||
| 2010-06-24 holding as of filing | ZEN HOLDING GROUP Ltd 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-06-24 | ||
| 2010-06-24 holding as of filing | Saouma Michel 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | Holding | no price filed | 2010-06-24 | ||
| 2010-05-24 | Saouma Michel 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | no price filed | 2011-02-25 | |
| 2010-05-24 | Saouma Michel 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | no price filed | 2011-02-25 | |
| 2010-05-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | H Expiration (or cancellation) of long derivative position with value received | −1,221,500 0 owned after | no price filed | 2011-02-25 | |
| 2010-05-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,221,667 1,221,667 owned after | no price filed | 2011-02-25 | |
| 2010-05-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | H Expiration (or cancellation) of long derivative position with value received | −1,221,500 0 owned after | no price filed | 2011-02-25 | |
| 2010-05-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,221,667 1,221,667 owned after | no price filed | 2011-02-25 | |
| 2010-05-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −278,974 942,526 owned after | $0.00 | 2010-06-25 | |
| 2010-05-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | H Expiration (or cancellation) of long derivative position with value received | −942,526 0 owned after | no price filed | 2010-06-25 | |
| 2010-05-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +942,526 942,526 owned after | no price filed | 2010-06-25 | |
| 2010-05-24 | ZEN HOLDING GROUP Ltd 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,141,933 3,858,067 owned after | $0.00 | 2010-06-24 | |
| 2010-05-24 | ZEN HOLDING GROUP Ltd 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,858,067 0 owned after | no price filed | 2010-06-24 | |
| 2010-05-24 | ZEN HOLDING GROUP Ltd 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,858,067 3,858,067 owned after | no price filed | 2010-06-24 | |
| 2010-05-24 | Saouma Michel 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,839 77,161 owned after | $0.00 | 2010-06-24 | |
| 2010-05-24 | Saouma Michel 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | H Expiration (or cancellation) of long derivative position with value received | −77,161 0 owned after | no price filed | 2010-06-24 | |
| 2010-05-24 | Saouma Michel 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +77,161 77,161 owned after | no price filed | 2010-06-24 | |
| 2010-05-24 holding as of filing | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2010-05-24 | ||
| 2010-05-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −278,974 942,526 owned after | $0.00 | 2010-05-24 | |
| 2010-05-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | H Expiration (or cancellation) of long derivative position with value received | −942,526 0 owned after | no price filed | 2010-05-24 | |
| 2010-05-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +942,526 942,526 owned after | no price filed | 2010-05-24 | |
| 2009-12-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | H Expiration (or cancellation) of long derivative position with value received | −1,221,500 0 owned after | no price filed | 2010-06-25 | |
| 2009-12-24 | Sorensen Betina Officer (Head of Marketing), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +1,221,500 1,221,500 owned after | no price filed | 2010-06-25 | |
| 2009-12-24 | ZEN HOLDING GROUP Ltd 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −5,000,000 0 owned after | no price filed | 2010-06-24 | |
| 2009-12-24 | ZEN HOLDING GROUP Ltd 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000,000 5,000,000 owned after | no price filed | 2010-06-24 | |
| 2009-12-24 | Saouma Michel 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | no price filed | 2010-06-24 | |
| 2009-12-24 | Saouma Michel 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Note | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | no price filed | 2010-06-24 | |
| 2009-12-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | H Expiration (or cancellation) of long derivative position with value received | −1,221,500 0 owned after | no price filed | 2010-05-24 | |
| 2009-12-24 | HANSEN MICHAEL Officer (President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +1,221,500 1,221,500 owned after | no price filed | 2010-05-24 |