OM GROUP INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-28: Reporting owner Mullin Patrick S.; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-07-20: Reporting owner Mullin Patrick S.; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-27: Reporting owner Mullin Patrick S.; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-28 | Mullin Patrick S. Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,294 0 owned after | $34.00 | 2015-10-30 | |
| 2015-07-20 | Mullin Patrick S. Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670 670 owned after | $33.60 | 2015-07-21 | |
| 2015-04-27 | Mullin Patrick S. Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +624 624 owned after | $30.03 | 2015-04-28 |