OM GROUP INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows, 36 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-04: Reporting owner SACHS VALERIE GENTILE; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-03-06: Reporting owner SCAMINACE JOSEPH; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-03-06: Reporting owner Knowles David B; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-03-06: Reporting owner Johnson Michael V.; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-04 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,334 0 owned after | $20.86 | 2015-06-08 | |
| 2015-03-06 | SCAMINACE JOSEPH Director, Officer (Chairman and CEO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 83 owned after | $0.00 | 2015-03-10 | |
| 2015-03-06 | Knowles David B Officer (President and COO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137 501 owned after | $0.00 | 2015-03-10 | |
| 2015-03-06 | Johnson Michael V. Officer (Vice President - HR) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 14 owned after | $0.00 | 2015-03-10 | |
| 2015-03-06 | Hix Christopher M Officer (VP and Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 24 owned after | $0.00 | 2015-03-10 | |
| 2015-03-06 | Griffith Greg J Officer (VP Strategic Plan,Dev.& InvRel) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 14 owned after | $0.00 | 2015-03-10 | |
| 2015-03-06 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 17 owned after | $0.00 | 2015-03-10 | |
| 2015-02-14 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Dividend Equivalent Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −39 0 owned after | no price filed | 2015-02-18 | |
| 2015-02-14 | SCAMINACE JOSEPH Director, Officer (Chairman and CEO) | 4 | Dividend Equivalent Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −190 0 owned after | no price filed | 2015-02-18 | |
| 2015-02-14 | Johnson Michael V. Officer (Vice President - HR) | 4 | Dividend Equivalent Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −33 0 owned after | no price filed | 2015-02-18 | |
| 2015-02-14 | Hix Christopher M Officer (VP and Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −45 0 owned after | no price filed | 2015-02-18 | |
| 2015-02-14 | Griffith Greg J Officer (VP Strategic Plan,Dev.& InvRel) | 4 | Dividend Equivalent Rights Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −29 0 owned after | no price filed | 2015-02-18 | |
| 2014-12-05 | Knowles David B Officer (President and COO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97 364 owned after | $0.00 | 2015-03-10 | |
| 2014-12-05 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 39 owned after | $0.00 | 2015-02-18 | |
| 2014-12-05 | SCAMINACE JOSEPH Director, Officer (Chairman and CEO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 190 owned after | $0.00 | 2015-02-18 | |
| 2014-12-05 | Johnson Michael V. Officer (Vice President - HR) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 33 owned after | $0.00 | 2015-02-18 | |
| 2014-12-05 | Hix Christopher M Officer (VP and Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 45 owned after | $0.00 | 2015-02-18 | |
| 2014-12-05 | Griffith Greg J Officer (VP Strategic Plan,Dev.& InvRel) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 29 owned after | $0.00 | 2015-02-18 | |
| 2014-09-05 | Knowles David B Officer (President and COO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99 267 owned after | $0.00 | 2015-03-10 | |
| 2014-09-05 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 29 owned after | $0.00 | 2015-02-18 | |
| 2014-09-05 | SCAMINACE JOSEPH Director, Officer (Chairman and CEO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 139 owned after | $0.00 | 2015-02-18 | |
| 2014-09-05 | Johnson Michael V. Officer (Vice President - HR) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 24 owned after | $0.00 | 2015-02-18 | |
| 2014-09-05 | Hix Christopher M Officer (VP and Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 33 owned after | $0.00 | 2015-02-18 | |
| 2014-09-05 | Griffith Greg J Officer (VP Strategic Plan,Dev.& InvRel) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 21 owned after | $0.00 | 2015-02-18 | |
| 2014-06-06 | Knowles David B Officer (President and COO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87 168 owned after | $0.00 | 2015-03-10 | |
| 2014-06-06 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 18 owned after | $0.00 | 2015-02-18 | |
| 2014-06-06 | SCAMINACE JOSEPH Director, Officer (Chairman and CEO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 87 owned after | $0.00 | 2015-02-18 | |
| 2014-06-06 | Johnson Michael V. Officer (Vice President - HR) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 15 owned after | $0.00 | 2015-02-18 | |
| 2014-06-06 | Hix Christopher M Officer (VP and Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 21 owned after | $0.00 | 2015-02-18 | |
| 2014-06-06 | Griffith Greg J Officer (VP Strategic Plan,Dev.& InvRel) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 13 owned after | $0.00 | 2015-02-18 | |
| 2014-03-07 | Knowles David B Officer (President and COO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81 81 owned after | $0.00 | 2015-03-10 | |
| 2014-03-07 | SACHS VALERIE GENTILE Officer (VP, Gen. Counsel & Secretary) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 9 owned after | $0.00 | 2015-02-18 | |
| 2014-03-07 | SCAMINACE JOSEPH Director, Officer (Chairman and CEO) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42 42 owned after | $0.00 | 2015-02-18 | |
| 2014-03-07 | Johnson Michael V. Officer (Vice President - HR) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 7 owned after | $0.00 | 2015-02-18 | |
| 2014-03-07 | Hix Christopher M Officer (VP and Chief Financial Officer) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 10 owned after | $0.00 | 2015-02-18 | |
| 2014-03-07 | Griffith Greg J Officer (VP Strategic Plan,Dev.& InvRel) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 6 owned after | $0.00 | 2015-02-18 |