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OCULAR THERAPEUTIX, INC (OCUL) Material Contracts

OCULAR THERAPEUTIX, INC Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

  • 2026-08-03: Form 10-Q; Exhibit 10.3; Description Lease Agreement dated June 17, 2016 between the WS NV 15 Crosby Drive, LLC and the Registrant.
  • 2026-08-03: Form 10-Q; Exhibit 10.1; Description 2021 Stock Incentive Plan, as amended.
  • 2026-05-05: Form 10-Q; Exhibit 10.4; Description Employment Agreement by and between the Registrant and Jason S. Robins, dated as of April 15, 2026.
  • 2026-05-05: Form 10-Q; Exhibit 10.3; Description Employment Agreement by and between the Registrant and David Robinson, dated as of January 20, 2026.
FiledFormExhibitDescription
2026-08-0310-Q10.3Lease Agreement dated June 17, 2016 between the WS NV 15 Crosby Drive, LLC and the Registrant
2026-08-0310-Q10.12021 Stock Incentive Plan, as amended
2026-05-0510-Q10.4Employment Agreement by and between the Registrant and Jason S. Robins, dated as of April 15, 2026
2026-05-0510-Q10.3Employment Agreement by and between the Registrant and David Robinson, dated as of January 20, 2026
2026-05-0510-Q10.2Sublease Agreement, by and between Quanterix Corporation and the Registrant, dated as of January 1, 2026
2025-08-0510-Q10.5Employment Agreement, by and between the Registrant and Namrata Saroj, dated November 3, 2024
2025-08-0510-Q10.4First Amendment to Employment Agreement, by and between the Registrant and Steve Meyers, dated August 3, 2023
2025-08-0510-Q10.3Employment Agreement, by and between the Registrant and Steve Meyers, dated January 27, 2023
2025-08-0510-Q10.2Amended and Restated 2014 Employee Stock Purchase Plan
2025-08-0510-Q10.12021 Stock Incentive Plan, as amended
2025-05-0510-Q10.5Performance Stock Option Agreement by and between the Registrant and Dr. Pravin U. Dugel, dated as of February 11, 2025
2025-05-0510-Q10.4Performance Stock Unit Agreement by and between the Registrant and Dr. Pravin U. Dugel, dated as of February 11, 2025
2025-05-0510-Q10.3Restricted Stock Unit Agreement by and between the Registrant and Dr. Pravin U. Dugel, dated as of February 11, 2025
2025-03-0310-K10.52Amendment No. 2 to the Employment Agreement by and between the Registrant and Dr. Peter Kaiser, dated as of March 1, 2025
2025-03-0310-K10.49Amendment No. 1 to the Employment Agreement by and between the Registrant and Dr. Jeffrey Heier, dated as of March 1, 2025
2024-11-1410-Q10.4Employment Agreement, by and between the Registrant and Todd Anderman, dated as of October 4, 2024
2024-11-1410-Q10.3Amendment No. 1 to the Employment Agreement, by and between the Registrant and Dr. Peter Kaiser, dated as of March 28, 2024
2024-11-1410-Q10.2Employment Agreement, by and between the Registrant and Dr. Peter Kaiser, dated as of February 21, 2024
2024-11-1410-Q10.1Employment Agreement, by and between the Registrant and Dr. Jeffrey Heier, dated as of February 21, 2024
2024-08-0710-Q10.6Letter Agreement, by and between the Registrant and Nadia Waheed, dated April 22, 2024
2024-08-0710-Q10.5Employment Agreement, by and between the Registrant and Nadia Waheed, dated April 15, 2024
2024-08-0710-Q10.4Separation Agreement, by and between the Registrant and Rabia Gurses-Ozden, dated May 29, 2024
2024-08-0710-Q10.3Separation Agreement, by and between the Registrant and Antony C. Mattessich, dated May 1, 2024
2024-05-0710-Q10.8Amendment to Employment Agreement, by and between the Registrant and Rabia Gurses Ozden, dated as of March 14, 2024
2024-05-0710-Q10.7Amended and Restated License Agreement, dated January 27, 2012, between the Registrant and Incept LLC
2024-03-1110-K10.42Employment Agreement, by and between the Registrant and Dr. Sanjay Nayak, dated as of February 21, 2024
2024-03-1110-K10.37Form of Restricted Stock Unit Agreement under 2021 Stock Incentive Plan
2024-03-1110-K10.12Form of Restricted Stock Unit Agreement under 2019 Inducement Stock Incentive Plan
2024-02-228-K10.5Amendment No. 2 to 2019 Inducement Stock Incentive Plan
2024-02-228-K10.4Amendment to Employment Agreement, by and between the Company and Antony Mattessich, dated as of February 21, 2024
2024-02-228-K10.3Employment Agreement, by and between the Company and Dr. Pravin U. Dugel, dated as of February 21, 2024
2024-02-228-K10.2Registration Rights Agreement, dated February 21, 2024, by and among the Company and the other parties thereto
2024-02-228-K10.1Securities Purchase Agreement, dated February 21, 2024, by and among the Company and the other parties thereto
2023-11-0710-Q10.3Amendment No. 1 to Employee Stock Purchase Plan, effective October 4, 2023.
2023-11-0710-Q10.2Amendment No. 1 to Senior Subordinated Convertible Note, dated as of August 2, 2023, between the Registrant and the holders thereof.
2023-11-0710-Q10.1Credit and Security Agreement, dated August 2, 2023, by and among Barings Finance LLC, as administrative agent, the Registrant, and the Lenders listed therein.
2023-08-0710-Q10.22021 Stock Incentive Plan, as amended
2023-08-0710-Q10.1Amendment No. 2 to Fourth Amended and Restated Credit and Security Agreement, dated May 4, 2023, by and among MidCap Financial Trust, as administrative agent, the Registrant, and the Lenders listed therein.
2023-07-078-K10.1Third Amendment to Lease, by and between Ocular Therapeutix, Inc. and Cobalt PropCo 2020, LLC, dated June 30, 2023
2023-05-0810-Q10.1Amendment No. 1 to Fourth Amended and Restated Credit and Security Agreement, dated March 31, 2023, by and among MidCap Financial Trust, as administrative agent, the Registrant, and the Lenders listed therein.
2023-03-0610-K10.45Employment Agreement, by and between the Registrant and Christopher White, dated as of October 13, 2022
2023-03-0610-K10.44Employment Agreement, by and between the Registrant and Rabia Ozden-Gurses, dated as of September 28, 2022
2023-03-0610-K10.43Consulting Agreement by and between the Registrant and Dr. Jeffrey Heier, dated as of October 17, 2022
2022-08-0810-Q10.2Consulting Agreement by and between the Registrant and Dr. Michael Goldstein, dated as of June 7, 2022.
2022-08-0810-Q10.12021 Stock Incentive Plan, as amended
2022-02-2810-K10.41Amendment No. 1 to License Agreement, by and between the Registrant and AffaMed Therapeutics (HK) Limited, dated as of October 28, 2021
2022-02-2810-K10.40Form of Restricted Stock Unit Agreement under 2021 Stock Incentive Plan
2022-02-2810-K10.39Form of Option Grant Agreement under 2021 Stock Incentive Plan
2021-06-048-K10.1Fourth Amended and Restated Credit and Security Agreement dated June 4, 2021 by and among MidCap Financial Trust, as administrative agent, Ocular Therapeutix, Inc., and the Lenders listed therein
2021-03-1110-K10.36Supplement to License Agreement, by and between the Registrant and AffaMed Therapeutics Limited, dated as of January 18, 2021
2021-03-1110-K10.19Employment Agreement, by and between the Registrant and Philip Strassburger, dated August 28, 2020
2021-03-1110-K10.9Amendment to 2019 Inducement Stock Incentive Plan
2020-11-0510-Q10.1License Agreement, by and between the Registrant and AffaMed Therapeutics Limited, dated October 29, 2020.
2020-05-148-K10.1Amendment to Collaboration, Option and License Agreement, by and between the Company and Regeneron, dated May 8, 2020.
2020-05-0810-Q10.1Employment Agreement, by and between the Registrant and Patricia Kitchen, dated as April 21, 2019.
2020-03-1210-K10.27Separation and Release of Claims Agreement by and between the Registrant and Daniel Bollag, dated December 2, 2019
2019-11-1210-Q10.2Form of Inducement Nonstatutory Stock Option Agreement.
2019-11-1210-Q10.12019 Inducement Stock Incentive Plan.
2019-08-0710-Q10.7Consulting Agreement by and between Ocular Therapeutix, Inc. and Kevin Hanley, dated as of August 2, 2019.
2019-08-0710-Q10.6Transition, Separation and Release of Claims Agreement by and between Ocular Therapeutix, Inc. and Kevin Hanley, dated as of August 2, 2019.
2019-08-0710-Q10.5Second Amendment to Third Amended and Restated Credit and Security Agreement, by and among Ocular Therapeutix, Inc., MidCap Financial Trust as administrative agent, and the Lenders listed therein.
2019-05-308-K10.2Consulting Agreement by and between Ocular Therapeutix, Inc. and Dr. Amarpreet S. Sawhney, dated as of May 29, 2019.
2019-05-308-K10.1Transition, Separation and Release of Claims Agreement by and between Ocular Therapeutix, Inc. and Dr. Amarpreet S. Sawhney, dated as of May 29, 2019.
2019-05-1010-Q10.4Sublease, dated as of April 4, 2019, by and among Ocular Therapeutix, Inc. and Holcim (US) Inc.
2019-02-228-K10.4Subordination Agreement, dated as of February 21, 2019, by and among Ocular Therapeutix, Inc., MidCap Financial Trust, as administrative agent, and the Lenders listed therein.
2019-02-228-K10.3First Amendment to Third Amended and Restated Credit and Security Agreement, dated as of February 21, 2019, by and among Ocular Therapeutix, Inc., MidCap Financial Trust, as administrative agent, and the Lenders listed therein.
2019-02-228-K10.2Form of Registration Rights Agreement by and among Ocular Therapeutix, Inc. and the Purchasers listed therein.
2019-02-228-K10.1Note Purchase Agreement (including Form of Senior Subordinated Convertible Note), dated as of February 21, 2019, by and among Ocular Therapeutix, Inc. and the Purchasers listed therein.
2018-12-288-K10.1Third Amended and Restated Credit and Security Agreement dated December 21, 2018 by and among MidCap Financial Trust, as administrative agent, Ocular Therapeutix, Inc., and the Lenders listed therein.
2018-09-198-K10.1Second Amended and Restated License Agreement, dated September 13, 2018, by and between Ocular Therapeutix, Inc. and Incept LLC.
2018-08-0710-Q10.1Second Amendment to Employment Agreement, by and between Ocular Therapeutix, Inc. and Amarpreet S. Sawhney, dated August 6, 2018
2018-03-0810-K10.31Employment Agreement, by and between Ocular Therapeutix, Inc. and Kevin Hanley, dated as of January 5, 2018
2018-03-0810-K10.30Employment Agreement, by and between Ocular Therapeutix, Inc. and Michael Goldstein, dated as of September 25, 2017
2018-03-0810-K10.29Employment Agreement, by and between Ocular Therapeutix, Inc. and Daniel Bollag, dated as of July 31, 2017
2017-10-168-K10.1Second Amendment to Lease, by and between Ocular Therapeutix, Inc. and CCC Investors LLC, dated October 10, 2017.
2017-10-138-K10.1Transition, Separation and Release of Claims Agreement by and between Ocular Therapeutix, Inc. and James Fortune, dated as of October 13, 2017
2017-09-258-K10.1Employment Agreement, by and between Ocular Therapeutix, Inc. and Donald Notman, dated as of September 25, 2017
2017-08-0810-Q10.4Offer Letter Agreement, by and between Ocular Therapeutix, Inc. and George Migausky, dated as of April 6, 2017
2017-08-038-K10.2Consulting Agreement by and between Ocular Therapeutix, Inc. and Anchor Biotech Consulting, LLC, dated as of July 31, 2017
2017-08-038-K10.1Transition, Separation and Release of Claims Agreement by and between Ocular Therapeutix, Inc. and Eric Ankerud, dated as of July 31, 2017
2017-06-228-K10.3Non-Statutory Stock Option Agreement, by and between Ocular Therapeutix, Inc. and Antony C. Mattessich, dated as of June 20, 2017
2017-06-228-K10.2Employment Agreement, by and between Ocular Therapeutix, Inc. and Antony C. Mattessich, dated as of June 20, 2017
2017-06-228-K10.1Amendment to Employment Agreement, by and between Ocular Therapeutix, Inc. and Amarpreet S. Sawhney, dated as of June 20, 2017
2017-05-0510-Q10.1Second Amended and Restated Credit and Security Agreement, dated March 7, 2017, by and among the MidCap Financial Trust, the Registrant, and the Lenders listed therein.
2016-11-0910-Q10.3Employment Agreement, dated October 10, 2016, by and between the Company and Andrew Hurley
2016-11-0910-Q10.2Employment Agreement, dated January 5, 2016, by and between the Company and Jonathan H. Talamo, M.D.
2016-11-0910-Q10.1Collaboration, Option and License Agreement between Ocular Therapeutix, Inc. and Regeneron Pharmaceuticals, Inc. dated October 10, 2016
2016-08-0910-Q10.2First Amendment dated June 20, 2016 to Amended and Restated Credit and Security Agreement among MidCap Funding III Trust, Silicon Valley Bank, Flexpoint MCLS SPV LLC and the Registrant
2016-08-0910-Q10.1Lease Agreement dated June 17, 2016 between the WS NF 15 Crosby Drive, LLC and the Registrant
2015-12-098-K10.1Amended and Restated Credit and Security Agreement, by and among MidCap Funding III Trust, as administrative agent, Silicon Valley Bank, Flexpoint MCLS SPV LLC and Ocular Therapeutix, Inc., dated December 3, 2015.

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