Ocera Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-07-16: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-15; Total offering amount Indefinite.
- 2013-07-16: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-15; Total offering amount Indefinite.
- 2013-07-16: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-15; Total offering amount Indefinite.
- 2010-06-24: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-06-21; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-07-16 | Rule 506 | Equity | 2013-07-15 | Indefinite | $20,000,000 | Indefinite | 18 |
| 2013-07-16 D/A | Rule 506 | Equity | 2013-07-15 | Indefinite | $0 | Indefinite | 25 |
| 2013-07-16 | Rule 506 | Equity | 2013-07-15 | Indefinite | $0 | Indefinite | 25 |
| 2010-06-24 | Rule 506 | Equity | 2010-06-21 | $3,000,000 | $2,000,000 | $1,000,000 | 1 |