Ocera Therapeutics, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-11-21: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2013-11-08; Total offering amount $28,000,000.
- 2013-07-24: Federal exemption Rule 506; Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-07-15; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-11-21 | Rule 506(b) | Equity; SecurityToBeAcquired | 2013-11-08 | $28,000,000 | $28,000,000 | $0 | 22 |
| 2013-07-24 | Rule 506 | OptionToAcquire; SecurityToBeAcquired | 2013-07-15 | Indefinite | $0 | Indefinite | 31 |