NextPlat Corp Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-12-22: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2022-12-14; Total offering amount $8,007,001.
- 2016-01-11: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; SecurityToBeAcquired; Date of first sale 2015-12-28; Total offering amount $1,100,000.
- 2015-03-06: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; The Company sold units consisting of either (i) 40 shares of common stock or (ii) 4 shares of Series C Preferred Stock, with each share convertible into 10 shares of common stock.; Date of first sale 2015-02-19; Total offering amount $1,100,000.
- 2014-10-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; The Company sold units consisting of either (i) 40 shares of common stock or (ii) 4 shares of Series C Preferred Stock, with each share convertible into 10 shares of common stock.; Date of first sale 2014-10-10; Total offering amount $1,400,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|
| 2022-12-22 | Rule 506(b) | Equity; OptionToAcquire | 2022-12-14 | $8,007,001 | $8,007,001 | $0 | 48 |
|---|
| 2016-01-11 | Rule 506(b) | Equity; Debt; SecurityToBeAcquired | 2015-12-28 | $1,100,000 | $1,100,000 | $0 | 4 |
|---|
| 2015-03-06 | Rule 506(b) | Equity; SecurityToBeAcquired; The Company sold units consisting of either (i) 40 shares of common stock or (ii) 4 shares of Series C Preferred Stock, with each share convertible into 10 shares of common stock. | 2015-02-19 | $1,100,000 | $1,100,000 | $0 | 3 |
|---|
| 2014-10-24 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; The Company sold units consisting of either (i) 40 shares of common stock or (ii) 4 shares of Series C Preferred Stock, with each share convertible into 10 shares of common stock. | 2014-10-10 | $1,400,000 | $500,000 | $900,000 | 2 |
|---|
| 2010-05-18 | Rule 506 | Debt; OptionToAcquire | 2010-04-21 | $40,000 | $40,000 | $0 | 2 |
|---|
| 2010-05-18 | Rule 506 | Debt; OptionToAcquire | 2010-04-30 | $130,000 | $130,000 | $0 | 2 |
|---|
| 2010-04-22 | Rule 506 | Debt; OptionToAcquire | 2010-04-07 | $40,000 | $40,000 | $0 | 2 |
|---|
| 2010-04-05 | Rule 506 | Debt; OptionToAcquire | 2010-03-22 | $50,000 | $50,000 | $0 | 2 |
|---|
| 2010-03-03 | Rule 506 | Debt; OptionToAcquire | 2010-02-04 | $200,000 | $200,000 | $0 | 1 |
|---|