Nuvectra Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-21: Reporting owner JOHNSON DAVID D; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-21: Reporting owner HAWARI KENNETH G; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-21: Reporting owner Bihl Anthony P III; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-13: Reporting owner Kosharek Jennifer; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-21 | JOHNSON DAVID D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 968 owned after | $0.00 | 2019-12-26 | |
| 2019-12-21 | HAWARI KENNETH G Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 968 owned after | $0.00 | 2019-12-26 | |
| 2019-12-21 | Bihl Anthony P III Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 968 owned after | $0.00 | 2019-12-26 | |
| 2019-12-13 | Kosharek Jennifer Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77 63,010 owned after | $0.00 | 2019-12-16 | |
| 2019-12-05 | Tranchina Benjamin Officer (Chief Technology Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,459 81,207 owned after | $0.00 | 2019-12-09 | |
| 2019-11-13 | Kosharek Jennifer Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −609 63,087 owned after | $0.00 | 2019-11-14 | |
| 2019-09-21 | Zelibor Thomas Edward Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-21 | Tremmel Jon T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-21 | SONG JANE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-21 | JOHNSON DAVID D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-21 | HAWARI KENNETH G Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-21 | Chavez Christopher G. Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-21 | Bihl Anthony P III Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −968 1,936 owned after | $0.00 | 2019-09-23 | |
| 2019-09-17 | Tranchina Benjamin Officer (Chief Technology Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 85,666 owned after | $0.00 | 2019-09-19 | |
| 2019-09-17 | Kosharek Jennifer Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 63,696 owned after | $0.00 | 2019-09-19 | |
| 2019-09-13 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77 13,696 owned after | $0.00 | 2019-09-13 | |
| 2019-09-05 | Tranchina Benjamin Officer (Chief Technology Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,834 35,666 owned after | $0.00 | 2019-09-06 | |
| 2019-08-12 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −611 13,773 owned after | $0.00 | 2019-08-14 | |
| 2019-06-21 | Zelibor Thomas Edward Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-21 | Tremmel Jon T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-21 | SONG JANE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-21 | JOHNSON DAVID D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-21 | HAWARI KENNETH G Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-21 | Chavez Christopher G. Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-21 | Bihl Anthony P III Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −969 2,904 owned after | $0.00 | 2019-06-21 | |
| 2019-06-13 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −308 14,384 owned after | $0.00 | 2019-06-13 | |
| 2019-05-12 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,121 14,692 owned after | $0.00 | 2019-05-13 | |
| 2019-05-12 | Hanchin Joseph Paul Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −796 18,113 owned after | $0.00 | 2019-05-13 | |
| 2019-05-12 | BERGER WALTER Z Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,703 32,901 owned after | $0.00 | 2019-05-13 | |
| 2019-04-09 | Zelibor Thomas Edward Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 3,873 owned after | $0.00 | 2019-04-10 | |
| 2019-04-09 | Tremmel Jon T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 3,873 owned after | $0.00 | 2019-04-10 | |
| 2019-04-09 | PARKS FRED B Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 148,810 owned after | $0.00 | 2019-04-10 | |
| 2019-04-09 | JOHNSON DAVID D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 3,873 owned after | $0.00 | 2019-04-10 | |
| 2019-04-09 | HAWARI KENNETH G Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 3,873 owned after | $0.00 | 2019-04-10 | |
| 2019-04-09 | Bihl Anthony P III Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 3,873 owned after | $0.00 | 2019-04-10 | |
| 2019-04-07 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −174 15,813 owned after | $0.00 | 2019-04-08 | |
| 2019-04-07 | Hanchin Joseph Paul Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,273 18,909 owned after | $0.00 | 2019-04-08 | |
| 2019-04-07 | BERGER WALTER Z Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,012 36,604 owned after | $0.00 | 2019-04-08 | |
| 2019-03-21 | Zelibor Thomas Edward Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 4,710 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | Tremmel Jon T Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 4,710 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | SONG JANE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 3,873 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | JOHNSON DAVID D Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 4,710 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | HAWARI KENNETH G Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 4,710 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | Chavez Christopher G. Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 3,873 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | Bihl Anthony P III Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,873 4,710 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,651 15,987 owned after | $0.00 | 2019-03-25 | |
| 2019-03-21 | BERGER WALTER Z Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,431 44,616 owned after | $0.00 | 2019-03-25 | |
| 2019-03-12 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −441 5,336 owned after | $0.00 | 2019-03-13 | |
| 2019-03-12 | Hanchin Joseph Paul Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −796 23,182 owned after | $0.00 | 2019-03-13 | |
| 2019-03-12 | BERGER WALTER Z Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,035 21,185 owned after | $0.00 | 2019-03-13 | |
| 2019-02-01 | PARKS FRED B Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148,810 149,647 owned after | $0.00 | 2019-02-11 | |
| 2019-01-09 | Zelibor Thomas Edward Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | Tremmel Jon T Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | PARKS FRED B Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | MILLER JOSEPH A Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | JOHNSON DAVID D Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | HAWARI KENNETH G Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-09 | Bihl Anthony P III Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 837 owned after | $0.00 | 2019-01-11 | |
| 2019-01-07 | Kosharek Jennifer Officer (Principal Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −174 5,777 owned after | $0.00 | 2019-01-07 | |
| 2019-01-07 | Hanchin Joseph Paul Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,273 23,978 owned after | $0.00 | 2019-01-07 | |
| 2019-01-07 | DREES SCOTT F Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,024 24,691 owned after | $0.00 | 2019-01-07 | |
| 2019-01-07 | BERGER WALTER Z Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,012 22,220 owned after | $0.00 | 2019-01-07 | |
| 2019-01-03 | Hanchin Joseph Paul Officer (President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,929 28,251 owned after | $0.00 | 2019-01-03 |