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Nuvectra Corp Forms 3, 4 and 5: Stock Options

Nuvectra Corp Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows, 94 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2019-03-21: Reporting owner Zelibor Thomas Edward; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2019-03-21: Reporting owner Tremmel Jon T; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2019-03-21: Reporting owner SONG JANE; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2019-03-21: Reporting owner SONG JANE; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2019-03-21Zelibor Thomas Edward
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
28,307 owned after
$12.62
exercise price
2019-03-25
2019-03-21Tremmel Jon T
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
17,089 owned after
$12.62
exercise price
2019-03-25
2019-03-21SONG JANE
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
6,455 owned after
$12.62
exercise price
2019-03-25
2019-03-21SONG JANE
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,238
29,693 owned after
$12.62
exercise price
2019-03-25
2019-03-21JOHNSON DAVID D
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
28,307 owned after
$12.62
exercise price
2019-03-25
2019-03-21HAWARI KENNETH G
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
28,307 owned after
$12.62
exercise price
2019-03-25
2019-03-21Chavez Christopher G.
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
28,776 owned after
$12.62
exercise price
2019-03-25
2019-03-21Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,455
39,325 owned after
$12.62
exercise price
2019-03-25
2019-03-21Kosharek Jennifer
Officer (Principal Accounting Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,751
34,243 owned after
$12.62
exercise price
2019-03-25
2019-03-21BERGER WALTER Z
Officer (CFO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+39,052
111,956 owned after
$12.62
exercise price
2019-03-25
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,482
30,446 owned after
$3.95
exercise price
2019-02-11
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,072
28,374 owned after
$4.88
exercise price
2019-02-11
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,410
25,964 owned after
$4.47
exercise price
2019-02-11
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,339
23,625 owned after
$4.63
exercise price
2019-02-11
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−574
23,051 owned after
$8.85
exercise price
2019-02-11
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−959
22,092 owned after
$9.83
exercise price
2019-02-11
2019-02-07MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−240
21,852 owned after
$10.49
exercise price
2019-02-11
2019-02-01PARKS FRED B
Director, Officer (CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+248,015
269,867 owned after
$13.44
exercise price
2019-02-11
2019-02-01Chavez Christopher G.
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+22,321
22,321 owned after
$13.44
exercise price
2019-02-11
2019-01-03Hanchin Joseph Paul
Officer (President)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+29,858
100,264 owned after
$14.88
exercise price
2019-01-03
2018-12-13MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,922
32,928 owned after
$5.362018-12-14
2018-10-01Tremmel Jon T
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,350
18,502 owned after
$6.872018-10-03
2018-10-01Tremmel Jon T
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,868
10,634 owned after
$6.872018-10-03
2018-08-28Tranchina Benjamin
Officer (Chief Technology Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+53,500
53,500 owned after
$22.25
exercise price
2018-08-30
2018-06-13Kosharek Jennifer
Officer (Principal Accounting Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,845
16,492 owned after
$21.68
exercise price
2018-06-15
2018-06-13
holding as of filing
Kosharek Jennifer
Officer (Principal Accounting Officer)
3Stock Option (right to buy)
Derivative · Direct
Holding$6.87
exercise price
2018-06-13
2018-06-13
holding as of filing
Kosharek Jennifer
Officer (Principal Accounting Officer)
3Stock Option (right to buy)
Derivative · Direct
Holding$6.35
exercise price
2018-06-13
2018-06-13
holding as of filing
Kosharek Jennifer
Officer (Principal Accounting Officer)
3Stock Option (right to buy)
Derivative · Direct
Holding$6.48
exercise price
2018-06-13
2018-06-13
holding as of filing
Kosharek Jennifer
Officer (Principal Accounting Officer)
3Stock Option (right to buy)
Derivative · Direct
Holding$13.47
exercise price
2018-06-13
2018-04-09Zelibor Thomas Edward
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
21,852 owned after
$13.47
exercise price
2018-04-11
2018-04-09Tremmel Jon T
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
21,852 owned after
$13.47
exercise price
2018-04-11
2018-04-09PARKS FRED B
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
21,852 owned after
$13.47
exercise price
2018-04-11
2018-04-09MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
34,850 owned after
$13.47
exercise price
2018-04-11
2018-04-09JOHNSON DAVID D
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
21,852 owned after
$13.47
exercise price
2018-04-11
2018-04-09HAWARI KENNETH G
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
21,852 owned after
$13.47
exercise price
2018-04-11
2018-04-09Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
32,870 owned after
$13.47
exercise price
2018-04-11
2018-04-09Kaula Norbert
Officer (EVP, Research & Development)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,333
65,136 owned after
$13.47
exercise price
2018-04-10
2018-04-09DREES SCOTT F
Director, Officer (CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,335
81,458 owned after
$13.47
exercise price
2018-04-10
2018-04-09BERGER WALTER Z
Officer (CFO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,002
72,904 owned after
$13.47
exercise price
2018-04-10
2017-12-04MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,665
31,500 owned after
$4.012017-12-06
2017-04-10Kaula Norbert
Officer (EVP, Research & Development)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+36,943
51,803 owned after
$6.48
exercise price
2017-04-12
2017-04-10Hickman Thomas Kelley
Officer (EVP, Sales & Marketing)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,102
30,028 owned after
$6.48
exercise price
2017-04-12
2017-04-10Hanchin Joseph Paul
Officer (President)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,108
70,406 owned after
$6.48
exercise price
2017-04-12
2017-04-10BERGER WALTER Z
Officer (CFO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+24,841
56,902 owned after
$6.48
exercise price
2017-04-12
2017-04-10Zelibor Thomas Edward
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
18,502 owned after
$6.48
exercise price
2017-04-12
2017-04-10Tremmel Jon T
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
18,502 owned after
$6.48
exercise price
2017-04-12
2017-04-10PARKS FRED B
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
18,502 owned after
$6.48
exercise price
2017-04-12
2017-04-10MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
36,165 owned after
$6.48
exercise price
2017-04-12
2017-04-10JOHNSON DAVID D
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
18,502 owned after
$6.48
exercise price
2017-04-12
2017-04-10HAWARI KENNETH G
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
18,502 owned after
$6.48
exercise price
2017-04-12
2017-04-10Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
29,520 owned after
$6.48
exercise price
2017-04-12
2017-03-17Kaula Norbert
Officer (EVP, Research & Development)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,200
14,860 owned after
$6.35
exercise price
2017-03-21
2017-03-17Hickman Thomas Kelley
Officer (EVP, Sales & Marketing)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,200
17,926 owned after
$6.35
exercise price
2017-03-21
2017-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+959
959 owned after
$9.84
exercise price
2016-03-16
2017-02-22MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,123
32,815 owned after
$5.152017-02-24
2016-04-08JOHNSON DAVID D
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08JOHNSON DAVID D
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-04-08MILLER JOSEPH A
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08MILLER JOSEPH A
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-04-08HAWARI KENNETH G
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08HAWARI KENNETH G
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-04-08Hickman Thomas Kelley
Officer (EVP, Sales & Marketing)
4Non-Qualified Stock Options - Employee
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,985
5,985 owned after
$6.87
exercise price
2016-04-12
2016-04-08Zelibor Thomas Edward
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08Zelibor Thomas Edward
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-04-08DREES SCOTT F
Director, Officer (CEO)
4Non-Qualified Stock Options - Employee
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+64,123
64,123 owned after
$6.87
exercise price
2016-04-12
2016-04-08BERGER WALTER Z
Officer (CFO)
4Non-Qualified Stock Options - Employee
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+32,061
32,061 owned after
$6.87
exercise price
2016-04-12
2016-04-08Tremmel Jon T
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08Tremmel Jon T
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-04-08Fahey Kathy Jo
Officer (VP of Regulatory & Clinical)
4Non-Qualified Stock Options - Employee
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,741
3,741 owned after
$6.87
exercise price
2016-04-12
2016-04-08PARKS FRED B
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08PARKS FRED B
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-04-08Kaula Norbert
Officer (EVP, Research & Development)
4Non-Qualified Stock Options - Employee
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,985
5,985 owned after
$6.87
exercise price
2016-04-12
2016-04-08Hanchin Joseph Paul
Officer (President)
4Non-Qualified Stock Options - Employee
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+51,298
51,298 owned after
$6.87
exercise price
2016-04-12
2016-04-08Bihl Anthony P III
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,802
11,802 owned after
$6.87
exercise price
2016-04-12
2016-04-08Bihl Anthony P III
Director
4Non-Qualified Stock Options - Non-Employee Directors
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,350
3,350 owned after
$6.87
exercise price
2016-04-12
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+240
240 owned after
$10.50
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+574
574 owned after
$8.86
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,339
2,339 owned after
$4.63
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,410
2,410 owned after
$4.47
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,072
2,072 owned after
$4.89
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,482
2,482 owned after
$3.95
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+1,922
1,922 owned after
$5.36
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+3,110
3,110 owned after
$4.02
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+1,555
1,555 owned after
$4.02
exercise price
2016-03-16
2016-03-14MILLER JOSEPH A
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+1,123
1,123 owned after
$5.16
exercise price
2016-03-16
2016-03-14Hickman Thomas Kelley
Officer (EVP, Sales & Marketing)
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+3,924
3,924 owned after
$9.84
exercise price
2016-03-16
2016-03-14Hickman Thomas Kelley
Officer (EVP, Sales & Marketing)
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+818
818 owned after
$8.85
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+240
240 owned after
$10.50
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+959
959 owned after
$9.84
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+574
574 owned after
$8.86
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,339
2,339 owned after
$4.63
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+2,410
2,410 owned after
$4.47
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+577
577 owned after
$4.12
exercise price
2016-03-16
2016-03-14Bihl Anthony P III
Director
4Stock Option (right to buy)
Derivative · Direct
J Other acquisition or disposition (describe transaction)+3,919
3,919 owned after
$4.12
exercise price
2016-03-16