NTRS Insider Transactions — Page 5
1,952 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 401–500; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| St Clair Joyce | President/O & T | 2013-05-28 | Sale | 5,000.0 | $59.0 |
| FRADKIN STEVEN L | President/C&IS | 2013-05-28 | Sale | 27,500.0 | $58.95 |
| FRADKIN STEVEN L | President/C&IS | 2013-05-17 | Sale | 27,500.0 | $57.71 |
| FRADKIN STEVEN L | President/C&IS | 2013-05-17 | Sale | 33,334.0 | $57.71 |
| St Clair Joyce | President/O & T | 2013-05-17 | Sale | 5,000.0 | $58.0 |
| Bowman Biff | Executive Vice President & | 2013-05-17 | Sale | 6,000.0 | $58.25 |
| WELSH KELLY R | EVP & General Counsel | 2013-05-15 | Sale | 22,500.0 | $56.99 |
| WELSH KELLY R | EVP & General Counsel | 2013-05-15 | Sale | 27,500.0 | $56.99 |
| WADDELL FREDERICK H | Chairman and CEO | 2013-05-15 | Sale | 30,000.0 | $57.02 |
| Potter Stephen N | President NTGI | 2013-05-15 | Sale | 30,000.0 | $57.02 |
| St Clair Joyce | President/O & T | 2013-05-15 | Sale | 5,000.0 | $57.0 |
| St Clair Joyce | President/O & T | 2013-05-14 | Sale | 5,000.0 | $56.0 |
| Kukla Richard D. | Controller | 2013-04-29 | Sale | 2,000.0 | $53.11 |
| FRADKIN STEVEN L | President/C&IS | 2013-04-18 | Sale | 16,666.0 | $52.25 |
| Potter Stephen N | President NTGI | 2013-04-18 | Sale | 6,634.0 | $52.54 |
| Potter Stephen N | President NTGI | 2013-04-11 | Sale | 23,231.0 | $56.0 |
| WELSH KELLY R | EVP & General Counsel | 2013-04-11 | Sale | 27,500.0 | $55.95 |
| WADDELL FREDERICK H | Chairman and CEO | 2013-03-11 | Sale | 30,000.0 | $55.0 |
| Schreuder Jana R | President / PFS | 2013-03-11 | Sale | 4,000.0 | $55.0 |
| Schreuder Jana R | President / PFS | 2013-03-11 | Sale | 10,000.0 | $55.0 |
| St Clair Joyce | President/O & T | 2013-03-11 | Sale | 5,000.0 | $55.0 |
| St Clair Joyce | President/O & T | 2013-03-05 | Sale | 5,000.0 | $54.0 |
| Bowman Biff | Executive Vice President & | 2013-03-05 | Sale | 7,000.0 | $54.0 |
| WADDELL FREDERICK H | Chairman and CEO | 2013-02-12 | Sale | 30,000.0 | $53.0 |
| Schreuder Jana R | President / PFS | 2013-02-12 | Sale | 15,000.0 | $53.0 |
| St Clair Joyce | President/O & T | 2013-02-12 | Sale | 5,000.0 | $53.0 |
| St Clair Joyce | President/O & T | 2013-02-06 | Sale | 5,000.0 | $52.0 |
| St Clair Joyce | President/O & T | 2013-02-06 | Sale | 5,000.0 | $52.0 |
| Kukla Richard D. | Controller | 2013-01-30 | Sale | 344.0 | $51.83 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2013-01-29 | Sale | 12,208.0 | $51.42 |
| MOEN TIMOTHY P | Executive Vice President | 2013-01-28 | Sale | 100,000.0 | $51.63 |
| Schreuder Jana R | President / PFS | 2012-12-20 | Sale | 4,000.0 | $50.0 |
| WELSH KELLY R | EVP & General Counsel | 2012-11-05 | Sale | 11,227.0 | $47.95 |
| Kukla Richard D. | Controller | 2012-10-24 | Sale | 1,892.0 | $47.29 |
| MORRISON WILLIAM L | President & COO | 2012-10-19 | Sale | 12,453.0 | $47.86 |
| WELSH KELLY R | EVP & General Counsel | 2012-09-13 | Sale | 11,226.0 | $48.95 |
| Schreuder Jana R | President / PFS | 2012-04-27 | Sale | 135.0 | $47.58 |
| BARRAT SHERRY S | Vice Chairman | 2012-03-01 | Sale | 10,000.0 | $45.0 |
| MCCORMACK ROBERT C | Director | 2012-02-02 | Sale | 20,000.0 | $42.21 |
| BARRAT SHERRY S | Vice Chairman | 2012-01-17 | Sale | 35,614.0 | $42.61 |
| Blake Aileen B | EVP and Controller | 2011-05-03 | Sale | 95.25 | $49.37 |
| MCCORMACK ROBERT C | Director | 2011-04-28 | Sale | 20,000.0 | $49.79 |
| MCCORMACK ROBERT C | Director | 2011-01-26 | Sale | 20,000.0 | $52.77 |
| MOEN TIMOTHY P | Executive Vice President | 2011-01-21 | Sale | 18,847.0 | $52.86 |
| Schreuder Jana R | EVP/President O&T | 2010-12-14 | Sale | 4,000.0 | $55.0 |
| WADDELL FREDERICK H | CEO and President | 2010-12-14 | Sale | 2,461.0 | $55.0 |
| St Clair Joyce | Executive Vice President | 2010-04-30 | Sale | 7,272.0 | $55.5 |
| CROWN SUSAN | Director | 2010-04-22 | Purchase | 10,000.0 | $53.98 |
| MCCORMACK ROBERT C | Director | 2010-02-03 | Sale | 20,000.0 | $51.89 |
| MCCORMACK ROBERT C | Director | 2010-02-02 | Sale | 20,000.0 | $52.07 |
| ROWE JOHN W | Director | 2010-01-27 | Purchase | 10,000.0 | $51.44 |
| MOEN TIMOTHY P | Executive Vice President | 2009-10-26 | Sale | 3,000.0 | $52.62 |
| BARRAT SHERRY S | EVP & Pres-Personal Fin Svcs | 2009-08-03 | Sale | 10,000.0 | $60.35 |
| MCCORMACK ROBERT C | Director | 2009-07-31 | Sale | 20,000.0 | $59.72 |
| MCCORMACK ROBERT C | Director | 2009-07-31 | Sale | 46,500.0 | $59.72 |
| MOONEY EDWARD J | Director | 2009-07-29 | Sale | 4,600.0 | $57.86 |
| Potter Stephen N | EVP/President NTGI | 2009-07-29 | Sale | 9,000.0 | $57.96 |
| MOONEY EDWARD J | Director | 2009-07-28 | Sale | 2,600.0 | $57.53 |
| OSBORN WILLIAM A | DirectorOther | 2009-05-04 | Sale | 44,630.0 | $55.07 |
| MORRISON WILLIAM L | EVP & President/PFS | 2009-02-03 | Sale | 25,000.0 | $59.15 |
| MCCORMACK ROBERT C | Director | 2009-02-02 | Sale | 20,540.0 | $60.3 |
| MCCORMACK ROBERT C | Director | 2009-02-02 | Sale | 25,960.0 | $59.57 |
| OSBORN WILLIAM A | DirectorOther | 2009-01-28 | Sale | 25,000.0 | $60.0 |
| MCCORMACK ROBERT C | Director | 2009-01-28 | Sale | 20,000.0 | $57.89 |
| OSBORN WILLIAM A | DirectorOther | 2009-01-23 | Sale | 190.0 | $56.21 |
| OSBORN WILLIAM A | DirectorOther | 2009-01-23 | Sale | 44,217.0 | $55.5 |
| MCCORMACK ROBERT C | Director | 2008-11-04 | Sale | 20,000.0 | $56.34 |
| OSBORN WILLIAM A | Chairman of the Board | 2008-10-29 | Sale | 25,000.0 | $56.73 |
| Schreuder Jana R | EVP/President WWOT | 2008-09-10 | Sale | 5,000.0 | $85.0 |
| WELSH KELLY R | EVP & General Counsel | 2008-09-08 | Sale | 49,579.0 | $84.0 |
| CHABRAJA NICHOLAS D | Director | 2008-08-18 | Purchase | 1,000.0 | $76.94 |
| THERIAULT TIMOTHY J | EVP & President C&IS | 2008-08-11 | Sale | 49,050.0 | $81.0 |
| THERIAULT TIMOTHY J | EVP & President C&IS | 2008-08-07 | Sale | 10,600.0 | $81.08 |
| WADDELL FREDERICK H | CEO and President | 2008-07-30 | Sale | 28,900.0 | $79.4 |
| MORRISON WILLIAM L | EVP & President/PFS | 2008-07-30 | Sale | 30,000.0 | $78.66 |
| MCCORMACK ROBERT C | Director | 2008-07-23 | Sale | 4,000.0 | $80.5 |
| Schreuder Jana R | EVP/President WWOT | 2008-07-22 | Sale | 5,000.0 | $80.0 |
| MCCORMACK ROBERT C | Director | 2008-07-22 | Sale | 70,000.0 | $79.29 |
| MCCORMACK ROBERT C | Director | 2008-07-21 | Sale | 20,000.0 | $78.0 |
| MCCORMACK ROBERT C | Director | 2008-07-18 | Sale | 20,000.0 | $77.35 |
| MCCORMACK ROBERT C | Director | 2008-07-18 | Sale | 46,500.0 | $77.35 |
| OSBORN WILLIAM A | Chairman of the Board | 2008-07-18 | Sale | 31,550.0 | $78.0 |
| SMITH HAROLD B | Director | 2008-07-18 | Sale | 20,000.0 | $77.35 |
| OSBORN WILLIAM A | Chairman of the Board | 2008-07-18 | Sale | 31,550.0 | $78.0 |
| Potter Stephen N | EVP/President NTGI | 2008-07-18 | Sale | 19,572.0 | $77.28 |
| Schreuder Jana R | EVP/President WWOT | 2008-07-17 | Sale | 2,926.0 | $78.0 |
| Schreuder Jana R | EVP/President WWOT | 2008-05-02 | Sale | 2,074.0 | $78.0 |
| St Clair Joyce | Executive Vice President | 2008-05-01 | Sale | 5,000.0 | $77.0 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 100.0 | $74.55 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 100.0 | $74.54 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 100.0 | $74.52 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 100.0 | $74.51 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 400.0 | $74.49 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 400.0 | $74.48 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 100.0 | $74.47 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 437.0 | $74.46 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 100.0 | $74.45 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 1,000.0 | $74.43 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 200.0 | $74.43 |
| FRADKIN STEVEN L | Executive Vice President & CFO | 2008-04-30 | Sale | 800.0 | $74.4 |