NTRS Insider Transactions — Page 4
1,952 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 301–400; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| WADDELL FREDERICK H | Chairman and CEO | 2016-09-08 | Sale | 160,367.0 | $69.81 |
| Bowman Biff | Chief Financial Officer | 2016-09-07 | Sale | 2,960.0 | $70.0 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-09-01 | Sale | 10,000.0 | $71.35 |
| St Clair Joyce | Executive Vice President | 2016-08-29 | Sale | 50,010.0 | $70.04 |
| St Clair Joyce | Executive Vice President | 2016-08-23 | Sale | 5,748.0 | $69.0 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-08-23 | Sale | 10,000.0 | $69.0 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-08-18 | Sale | 10,000.0 | $68.51 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-08-17 | Sale | 14,365.0 | $68.0 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2016-08-12 | Sale | 5,883.0 | $67.76 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2016-08-08 | Sale | 11,455.0 | $69.16 |
| MORRISON WILLIAM L | President | 2016-08-05 | Sale | 40,247.0 | $68.86 |
| Pembleton Susan Gillian | EVP, Human Resources | 2016-08-04 | Sale | 2,013.0 | $66.86 |
| MORRISON WILLIAM L | President | 2016-08-04 | Sale | 20,046.0 | $66.71 |
| MORRISON WILLIAM L | President | 2016-08-04 | Sale | 20,000.0 | $66.72 |
| MORRISON WILLIAM L | President | 2016-08-03 | Sale | 90,270.0 | $66.97 |
| St Clair Joyce | Executive Vice President | 2016-08-03 | Sale | 48,110.0 | $67.02 |
| Cherecwich Peter | EVP, Global Fund Services | 2016-04-21 | Sale | 58,260.0 | $71.78 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2016-03-04 | Sale | 14,000.0 | $65.06 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2016-03-03 | Sale | 14,000.0 | $64.29 |
| Harrison Dean M | Director | 2015-12-15 | Purchase | 1,000.0 | $72.98 |
| WADDELL FREDERICK H | Chairman and CEO | 2015-09-08 | Sale | 21,305.0 | $70.44 |
| MORRISON WILLIAM L | President | 2015-07-30 | Sale | 78,882.0 | $77.14 |
| St Clair Joyce | Executive Vice President | 2015-07-23 | Sale | 6,000.0 | $79.0 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2015-07-23 | Sale | 3,477.0 | $79.2 |
| Potter Stephen N | President / Asset Management | 2015-06-22 | Sale | 26,042.0 | $78.0 |
| WADDELL FREDERICK H | Chairman and CEO | 2015-06-11 | Sale | 21,710.0 | $77.55 |
| WADDELL FREDERICK H | Chairman and CEO | 2015-06-10 | Sale | 13,395.0 | $77.5 |
| St Clair Joyce | Executive Vice President | 2015-06-10 | Sale | 5,838.0 | $77.0 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2015-05-14 | Sale | 34,905.0 | $74.85 |
| WADDELL FREDERICK H | Chairman and CEO | 2015-05-05 | Sale | 20,000.0 | $75.0 |
| Schreuder Jana R | COO | 2015-05-05 | Sale | 8,878.0 | $75.0 |
| Pembleton Susan Gillian | EVP, Human Resources | 2015-05-04 | Sale | 1,152.0 | $74.55 |
| Karpinski Jane | Senior VP & Controller | 2015-04-30 | Sale | 14,723.0 | $73.1 |
| Schreuder Jana R | COO | 2015-04-22 | Sale | 8,878.0 | $73.0 |
| FRADKIN STEVEN L | President/Wealth Management | 2015-04-22 | Sale | 20,123.0 | $72.95 |
| Bowman Biff | Chief Financial Officer | 2015-04-22 | Sale | 2,959.0 | $72.95 |
| WADDELL FREDERICK H | Chairman and CEO | 2015-03-17 | Sale | 10,000.0 | $72.0 |
| Schreuder Jana R | COO | 2015-03-17 | Sale | 3,641.0 | $72.0 |
| Prado Becerra Jose Luis | Director | 2015-03-10 | Purchase | 6.0 | $69.38 |
| Harrison Dean M | Director | 2015-02-25 | Purchase | 18.0 | $71.06 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2015-02-24 | Sale | 3,000.0 | $71.6 |
| MORRISON WILLIAM L | President | 2015-02-09 | Sale | 11,716.0 | $69.03 |
| MORRISON WILLIAM L | President | 2015-02-06 | Sale | 28,376.0 | $69.8 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2015-02-06 | Sale | 5,000.0 | $69.2 |
| FRADKIN STEVEN L | President/Wealth Management | 2015-02-02 | Sale | 540.34 | $66.62 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-11-18 | Sale | 5,000.0 | $68.2 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-11-10 | Sale | 6,610.0 | $67.2 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-09-18 | Sale | 3,000.0 | $70.6 |
| Schreuder Jana R | COO | 2014-09-17 | Sale | 3,641.0 | $70.0 |
| Schreuder Jana R | COO | 2014-09-17 | Sale | 8,878.0 | $70.02 |
| WADDELL FREDERICK H | Chairman and CEO | 2014-09-17 | Sale | 23,147.0 | $70.03 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-09-02 | Sale | 3,470.0 | $69.6 |
| Bowman Biff | Executive Vice President, HR | 2014-08-25 | Sale | 3,023.0 | $68.95 |
| St Clair Joyce | Executive Vice President | 2014-08-25 | Sale | 5,000.0 | $69.0 |
| Potter Stephen N | President / Asset Management | 2014-07-31 | Sale | 58,836.0 | $67.16 |
| Potter Stephen N | President / Asset Management | 2014-07-30 | Sale | 8,000.0 | $68.0 |
| Schreuder Jana R | COO | 2014-07-30 | Sale | 8,878.0 | $68.0 |
| St Clair Joyce | EVP | 2014-07-30 | Sale | 5,000.0 | $68.0 |
| WADDELL FREDERICK H | Chairman and CEO | 2014-07-29 | Sale | 21,991.0 | $67.5 |
| MORRISON WILLIAM L | President | 2014-07-29 | Sale | 63,328.0 | $67.3 |
| Bowman Biff | Executive Vice President /CFO | 2014-07-24 | Sale | 3,022.0 | $66.95 |
| St Clair Joyce | EVP | 2014-07-24 | Sale | 5,000.0 | $67.0 |
| St Clair Joyce | EVP | 2014-07-22 | Sale | 5,000.0 | $66.0 |
| Potter Stephen N | President / Asset Management | 2014-07-22 | Sale | 6,000.0 | $66.0 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-07-22 | Sale | 3,900.0 | $65.74 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-07-16 | Sale | 100.0 | $65.74 |
| Schreuder Jana R | President/Wealth Management | 2014-07-03 | Sale | 3,641.0 | $65.0 |
| WADDELL FREDERICK H | Chairman and CEO | 2014-07-03 | Sale | 22,385.0 | $65.0 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-06-17 | Sale | 4,000.0 | $64.74 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-06-17 | Sale | 4,954.0 | $63.74 |
| Potter Stephen N | President / Asset Management | 2014-06-17 | Sale | 4,000.0 | $64.5 |
| Potter Stephen N | President / Asset Management | 2014-06-17 | Sale | 2,000.0 | $63.0 |
| Karpinski Jane | Senior VP & Controller | 2014-05-02 | Sale | 1,496.0 | $60.73 |
| Karpinski Jane | Senior VP & Controller | 2014-05-02 | Sale | 1,004.0 | $60.73 |
| Karpinski Jane | Senior VP & Controller | 2014-05-02 | Sale | 1,496.0 | $60.73 |
| Karpinski Jane | Senior VP & Controller | 2014-05-02 | Sale | 1,004.0 | $60.73 |
| Schreuder Jana R | President/Wealth Management | 2014-03-21 | Sale | 12,219.0 | $67.0 |
| Schreuder Jana R | President/Wealth Management | 2014-03-20 | Sale | 10,000.0 | $66.0 |
| Schreuder Jana R | President/Wealth Management | 2014-03-20 | Sale | 10,000.0 | $65.0 |
| St Clair Joyce | President/O & T | 2014-03-20 | Sale | 7,168.0 | $66.0 |
| St Clair Joyce | President/O & T | 2014-03-07 | Sale | 5,000.0 | $64.0 |
| St Clair Joyce | President/O & T | 2014-03-07 | Sale | 5,000.0 | $63.0 |
| Schreuder Jana R | President/Wealth Management | 2014-03-07 | Sale | 10,000.0 | $64.0 |
| FRADKIN STEVEN L | President/C&IS | 2014-03-07 | Sale | 28,786.0 | $64.0 |
| MORRISON WILLIAM L | President & COO | 2014-02-04 | Sale | 8,412.0 | $59.78 |
| MORRISON WILLIAM L | President & COO | 2014-02-03 | Sale | 1,800.0 | $60.3 |
| MORRISON WILLIAM L | President & COO | 2014-01-31 | Sale | 64,788.0 | $60.47 |
| WADDELL FREDERICK H | Chairman and CEO | 2014-01-24 | Sale | 75,000.0 | $61.66 |
| WELSH KELLY R | EVP & General Counsel | 2014-01-22 | Sale | 24,948.0 | $62.95 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2014-01-16 | Sale | 10,000.0 | $61.04 |
| Potter Stephen N | President NTGI | 2014-01-08 | Sale | 23,030.0 | $62.0 |
| MOEN TIMOTHY P | Executive Vice President | 2013-07-23 | Sale | 49,895.0 | $60.1 |
| Potter Stephen N | President NTGI | 2013-07-22 | Sale | 1,769.0 | $59.48 |
| MORRISON WILLIAM L | President & COO | 2013-07-19 | Sale | 90,000.0 | $59.1 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2013-07-19 | Sale | 15,000.0 | $59.01 |
| Potter Stephen N | President NTGI | 2013-07-16 | Sale | 1,150.0 | $62.0 |
| FRADKIN STEVEN L | President/C&IS | 2013-07-09 | Sale | 28,785.0 | $60.95 |
| WELSH KELLY R | EVP & General Counsel | 2013-07-05 | Sale | 24,947.0 | $59.95 |
| WELSH KELLY R | EVP & General Counsel | 2013-07-05 | Sale | 22,500.0 | $59.95 |
| Cohodes Jeffrey D. | ExecutiveVP/Chief Risk Officer | 2013-07-05 | Sale | 5,000.0 | $59.8 |