NTRS Insider Transactions — Page 2
1,952 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Cherecwich Peter | President/C&IS | 2021-05-17 | Sale | 15,000.0 | $120.51 |
| Tyler Jason J. | EVP & Chief Financial Officer | 2021-05-14 | Sale | 3,014.0 | $120.03 |
| Gossett Mark C | Executive Vice President | 2021-05-14 | Sale | 3,276.0 | $119.91 |
| Cherecwich Peter | President/Asset Servicing | 2021-05-12 | Purchase | 1.0 | $116.35 |
| FRADKIN STEVEN L | President/Wealth Management | 2021-05-11 | Sale | 2,411.0 | $119.24 |
| FRADKIN STEVEN L | President/Wealth Management | 2021-05-11 | Sale | 33,653.0 | $118.63 |
| Thomas Shundrawn A | President / Asset Management | 2021-05-07 | Sale | 2,741.0 | $118.26 |
| O'Grady Michael | Chairman, President and CEO | 2021-05-06 | Sale | 16,363.0 | $118.59 |
| O'Grady Michael | Chairman, President and CEO | 2021-05-06 | Sale | 37,699.0 | $117.61 |
| O'Grady Michael | Chairman, President and CEO | 2021-05-05 | Sale | 42,638.0 | $117.52 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2021-05-05 | Sale | 6,755.0 | $116.83 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2021-04-29 | Sale | 13,500.0 | $114.37 |
| South Thomas A | Executive Vice President | 2021-04-26 | Sale | 1,000.0 | $109.65 |
| St Clair Joyce | Executive Vice President | 2021-04-23 | Sale | 9,248.0 | $107.42 |
| Parker Teresa | Executive Vice President | 2021-04-23 | Sale | 1,916.0 | $109.56 |
| Parker Teresa | Executive Vice President | 2021-04-23 | Sale | 3,000.0 | $109.5 |
| Allnutt Lauren E | EVP & Controller | 2021-04-23 | Sale | 375.0 | $109.57 |
| Thomas Shundrawn A | President / Asset Management | 2021-04-22 | Sale | 4,748.0 | $107.48 |
| Prado Becerra Jose Luis | Director | 2021-03-26 | Purchase | 2.0 | $104.75 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2021-03-12 | Sale | 10,000.0 | $102.18 |
| Prado Becerra Jose Luis | Director | 2021-02-23 | Sale | 3.0 | $97.48 |
| FRADKIN STEVEN L | President/Wealth Management | 2021-01-28 | Sale | 8,473.0 | $91.5 |
| Prado Becerra Jose Luis | Director | 2021-01-19 | Purchase | 3.0 | $97.41 |
| Prado Becerra Jose Luis | Director | 2020-12-18 | Sale | 1.0 | $91.78 |
| Prado Becerra Jose Luis | Director | 2020-12-18 | Sale | 2.0 | $91.81 |
| St Clair Joyce | Executive Vice President | 2020-12-07 | Sale | 10,000.0 | $94.24 |
| Allnutt Lauren E | EVP & Controller | 2020-11-30 | Sale | 1,286.0 | $95.37 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2020-11-24 | Sale | 1,100.0 | $97.29 |
| Cherecwich Peter | President/C&IS | 2020-11-24 | Sale | 15,400.0 | $97.24 |
| Parker Teresa | Executive Vice President | 2020-11-18 | Sale | 2,289.0 | $94.26 |
| St Clair Joyce | Executive Vice President | 2020-11-11 | Sale | 29,154.0 | $90.05 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2020-11-10 | Sale | 5,355.0 | $91.55 |
| FRADKIN STEVEN L | President/Wealth Management | 2020-11-03 | Sale | 7,117.0 | $82.88 |
| Prado Becerra Jose Luis | Director | 2020-07-07 | Sale | 3.0 | $77.85 |
| Prado Becerra Jose Luis | Director | 2020-06-09 | Purchase | 2.0 | $92.28 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2020-06-03 | Sale | 5,000.0 | $84.82 |
| Gossett Mark C | Executive Vice President | 2020-05-27 | Sale | 5,115.0 | $83.08 |
| Prado Becerra Jose Luis | Director | 2020-05-05 | Sale | 12.0 | $75.39 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2020-03-10 | Sale | 4,500.0 | $72.31 |
| Prado Becerra Jose Luis | Director | 2020-03-05 | Purchase | 9.0 | $80.89 |
| Cherecwich Peter | President/C&IS | 2020-02-20 | Sale | 32,403.0 | $103.19 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2020-02-20 | Sale | 3,708.0 | $104.07 |
| Parker Teresa | Executive Vice President | 2020-02-06 | Sale | 1,057.0 | $102.84 |
| Parker Teresa | Executive Vice President | 2020-01-24 | Sale | 8,363.0 | $103.18 |
| Parker Teresa | Executive Vice President | 2020-01-24 | Sale | 8,427.0 | $102.38 |
| Prado Becerra Jose Luis | Director | 2020-01-21 | Purchase | 6.0 | $108.57 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-12-11 | Sale | 14,046.0 | $109.28 |
| Prado Becerra Jose Luis | Director | 2019-12-09 | Purchase | 6.0 | $109.14 |
| Prado Becerra Jose Luis | Director | 2019-12-09 | Purchase | 7.0 | $109.14 |
| Bowman Biff | EVP & Chief Financial Officer | 2019-11-22 | Sale | 13,208.0 | $106.53 |
| Prado Becerra Jose Luis | Director | 2019-11-20 | Purchase | 5.0 | $106.3 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-11-07 | Sale | 11,534.0 | $107.85 |
| Prado Becerra Jose Luis | Director | 2019-11-05 | Purchase | 7.0 | $105.5 |
| St Clair Joyce | Executive Vice President | 2019-10-30 | Sale | 8,110.0 | $100.52 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-10-29 | Sale | 18,812.0 | $102.96 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-10-28 | Sale | 22,963.0 | $102.06 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-10-25 | Sale | 10,680.0 | $101.56 |
| South Thomas A | Executive Vice President | 2019-09-13 | Sale | 1,000.0 | $98.54 |
| Leech Wilson | EVP/Chief Risk Officer | 2019-09-13 | Sale | 4,377.0 | $99.26 |
| Bowman Biff | EVP & Chief Financial Officer | 2019-08-02 | Sale | 298.0 | $93.36 |
| Bowman Biff | EVP & Chief Financial Officer | 2019-08-02 | Sale | 45,906.0 | $92.81 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-07-29 | Sale | 9,983.0 | $99.17 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-07-26 | Sale | 9,612.0 | $99.63 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-07-26 | Sale | 12,000.0 | $99.6 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2019-06-14 | Sale | 12,156.0 | $86.88 |
| Thomas Shundrawn A | President / Asset Management | 2019-04-25 | Sale | 11,084.0 | $97.65 |
| Parker Teresa | Executive Vice President | 2019-04-25 | Sale | 3,000.0 | $97.5 |
| Harrison Dean M | Director | 2019-04-03 | Sale | 4.0 | $93.99 |
| Cherecwich Peter | President/Asset Servicing | 2019-03-29 | Purchase | 5.0 | $90.41 |
| Potter Stephen N | Vice Chairman | 2018-12-13 | Sale | 141.33 | $86.9 |
| Bowman Biff | Chief Financial Officer | 2018-08-09 | Sale | 21,352.0 | $111.11 |
| Cherecwich Peter | President/C&IS | 2018-08-08 | Sale | 19,761.0 | $111.35 |
| Schreuder Jana R | COO | 2018-08-06 | Sale | 9,699.0 | $110.0 |
| St Clair Joyce | Executive Vice President | 2018-07-24 | Sale | 3,166.0 | $112.0 |
| MORRISON WILLIAM L | Vice Chairman | 2018-07-23 | Sale | 13,886.0 | $110.87 |
| Thomas Shundrawn A | President / Asset Management | 2018-07-20 | Sale | 4,740.0 | $107.88 |
| Parker Teresa | Executive Vice President | 2018-07-20 | Sale | 5,606.0 | $108.23 |
| St Clair Joyce | Executive Vice President | 2018-07-18 | Sale | 3,166.0 | $110.0 |
| Schreuder Jana R | COO | 2018-05-15 | Sale | 2,913.0 | $107.38 |
| Cohodes Jeffrey D. | Executive Vice President | 2018-05-07 | Sale | 14,979.0 | $105.15 |
| Blake Aileen B | EVP and Controller | 2018-05-07 | Sale | 6,163.0 | $105.1 |
| Blake Aileen B | EVP and Controller | 2018-05-07 | Sale | 1,000.0 | $105.49 |
| Schreuder Jana R | COO | 2018-04-24 | Sale | 2,627.0 | $108.08 |
| Schreuder Jana R | COO | 2018-03-09 | Sale | 4,807.0 | $110.0 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2018-03-08 | Sale | 6,000.0 | $106.79 |
| Schreuder Jana R | COO | 2018-03-01 | Sale | 3,730.0 | $105.14 |
| MORRISON WILLIAM L | Vice Chairman | 2018-02-27 | Sale | 6,493.0 | $109.74 |
| MORRISON WILLIAM L | Vice Chairman | 2018-02-27 | Sale | 39,560.0 | $109.09 |
| Bowman Biff | Chief Financial Officer | 2018-02-27 | Sale | 13,811.0 | $108.53 |
| Pembleton Susan Gillian | EVP/Human Resources | 2018-02-26 | Sale | 6,898.0 | $108.49 |
| Pembleton Susan Gillian | EVP/Human Resources | 2018-02-26 | Sale | 9,300.0 | $108.26 |
| MORRISON WILLIAM L | Vice Chairman | 2018-02-16 | Sale | 20,000.0 | $105.08 |
| Cohodes Jeffrey D. | Executive Vice President | 2018-02-16 | Sale | 6,898.0 | $105.27 |
| Cohodes Jeffrey D. | Executive Vice President | 2018-02-12 | Sale | 500.0 | $100.0 |
| Cohodes Jeffrey D. | Executive Vice President | 2018-02-12 | Sale | 5,282.0 | $99.12 |
| Cohodes Jeffrey D. | Executive Vice President | 2018-02-12 | Sale | 6,200.0 | $98.33 |
| Potter Stephen N | Vice Chairman | 2018-01-31 | Sale | 3,551.0 | $105.55 |
| Potter Stephen N | Vice Chairman | 2018-01-31 | Sale | 3,552.0 | $105.55 |
| Leech Wilson | EVP/Chief Risk Officer | 2018-01-31 | Sale | 2,152.0 | $105.85 |
| Leech Wilson | EVP/Chief Risk Officer | 2018-01-30 | Sale | 6,806.0 | $106.27 |