NTRS Insider Transactions — Page 3
1,952 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Potter Stephen N | Vice Chairman | 2018-01-26 | Sale | 10,000.0 | $106.14 |
| Parker Teresa | Executive Vice President | 2018-01-26 | Sale | 7,118.0 | $106.19 |
| Parker Teresa | Executive Vice President | 2018-01-26 | Sale | 3,000.0 | $106.15 |
| Cohodes Jeffrey D. | Executive Vice President | 2018-01-26 | Sale | 30,917.0 | $105.29 |
| Blake Aileen B | EVP and Controller | 2018-01-26 | Sale | 3,000.0 | $105.32 |
| Cherecwich Peter | President/C&IS | 2017-12-04 | Sale | 7,331.0 | $99.09 |
| Schreuder Jana R | COO | 2017-12-04 | Sale | 15,889.0 | $99.23 |
| MORRISON WILLIAM L | Vice Chairman | 2017-12-01 | Sale | 30,000.0 | $96.48 |
| Schreuder Jana R | COO | 2017-11-30 | Sale | 2,600.0 | $99.02 |
| Cherecwich Peter | President/C&IS | 2017-11-30 | Sale | 5,128.0 | $97.63 |
| WADDELL FREDERICK H | Chairman and CEO | 2017-11-29 | Sale | 11,578.0 | $98.58 |
| WADDELL FREDERICK H | Chairman and CEO | 2017-11-29 | Sale | 33,080.0 | $97.73 |
| St Clair Joyce | Executive Vice President | 2017-11-29 | Sale | 18,489.0 | $97.51 |
| MORRISON WILLIAM L | Vice Chairman | 2017-10-25 | Sale | 11,058.0 | $94.34 |
| WADDELL FREDERICK H | Chairman and CEO | 2017-10-18 | Sale | 36,244.0 | $96.1 |
| WADDELL FREDERICK H | Chairman and CEO | 2017-10-18 | Sale | 141,720.0 | $95.52 |
| St Clair Joyce | Executive Vice President | 2017-10-18 | Sale | 7,665.0 | $95.0 |
| Blake Aileen B | EVP and Controller | 2017-10-06 | Sale | 1,000.0 | $94.0 |
| WADDELL FREDERICK H | Chairman and CEO | 2017-09-27 | Sale | 100,000.0 | $92.0 |
| Parker Teresa | Executive Vice President | 2017-09-27 | Sale | 8,000.0 | $92.0 |
| Blake Aileen B | EVP and Controller | 2017-09-27 | Sale | 1,000.0 | $92.0 |
| Schreuder Jana R | COO | 2017-09-11 | Sale | 5,581.0 | $90.0 |
| BROWNE ROBERT P | EVP & Chief Investment Officer | 2017-09-11 | Sale | 11,000.0 | $90.21 |
| Blake Aileen B | EVP and Controller | 2017-08-28 | Sale | 1,000.0 | $90.0 |
| St Clair Joyce | Executive Vice President | 2017-08-23 | Sale | 13,814.0 | $89.32 |
| Blake Aileen B | EVP and Controller | 2017-08-14 | Sale | 1,000.0 | $88.44 |
| Blake Aileen B | EVP and Controller | 2017-08-14 | Sale | 6,762.0 | $88.45 |
| Schreuder Jana R | COO | 2017-08-07 | Sale | 5,538.0 | $88.33 |
| Parker Teresa | Executive Vice President | 2017-07-21 | Sale | 11,399.0 | $87.65 |
| Potter Stephen N | President / Asset Management | 2017-07-05 | Sale | 11,574.0 | $99.07 |
| Potter Stephen N | President / Asset Management | 2017-07-03 | Sale | 16,895.0 | $99.09 |
| Potter Stephen N | President / Asset Management | 2017-06-19 | Sale | 48,110.0 | $95.2 |
| MORRISON WILLIAM L | Vice Chairman | 2017-06-12 | Sale | 41,965.0 | $91.89 |
| FRADKIN STEVEN L | President/Wealth Management | 2017-06-07 | Sale | 14,700.0 | $89.23 |
| Pembleton Susan Gillian | EVP/Human Resources | 2017-05-24 | Sale | 9,793.0 | $88.29 |
| MORRISON WILLIAM L | Vice Chairman | 2017-05-19 | Sale | 25,000.0 | $87.28 |
| WADDELL FREDERICK H | Chairman and CEO | 2017-05-05 | Sale | 205,923.0 | $90.46 |
| Harrison Dean M | Director | 2017-05-01 | Sale | 2.0 | $90.13 |
| St Clair Joyce | Executive Vice President | 2017-04-28 | Sale | 17,406.0 | $90.46 |
| Cohodes Jeffrey D. | Executive Vice President | 2017-04-27 | Sale | 15,000.0 | $91.67 |
| Bowman Biff | Chief Financial Officer | 2017-04-27 | Sale | 23,167.0 | $91.77 |
| Schreuder Jana R | COO | 2017-04-26 | Sale | 28,469.0 | $92.0 |
| Schreuder Jana R | COO | 2017-03-16 | Sale | 11,600.0 | $90.0 |
| Schreuder Jana R | COO | 2017-03-15 | Sale | 52,312.0 | $90.05 |
| Schreuder Jana R | COO | 2017-03-13 | Sale | 1,925.0 | $90.01 |
| Schreuder Jana R | COO | 2017-03-10 | Sale | 5,402.0 | $90.03 |
| St Clair Joyce | Executive Vice President | 2017-03-01 | Sale | 28,469.0 | $89.44 |
| Schreuder Jana R | COO | 2017-02-24 | Sale | 48,110.0 | $87.03 |
| Pembleton Susan Gillian | EVP/Human Resources | 2017-02-23 | Sale | 6,898.0 | $87.44 |
| Leech Wilson | EVP/Chief Risk Officer | 2017-02-23 | Sale | 10,614.0 | $87.34 |
| MORRISON WILLIAM L | Vice Chairman | 2017-02-22 | Sale | 51,762.0 | $87.53 |
| FRADKIN STEVEN L | President/Wealth Management | 2017-02-21 | Sale | 21,059.0 | $87.62 |
| St Clair Joyce | Executive Vice President | 2017-02-09 | Sale | 56,991.0 | $85.08 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2017-01-20 | Sale | 15,000.0 | $83.72 |
| Pembleton Susan Gillian | EVP, Human Resources | 2016-12-09 | Sale | 7,500.0 | $89.38 |
| Karpinski Jane | Executive VP & Controller | 2016-12-09 | Sale | 1,500.0 | $89.37 |
| Cherecwich Peter | EVP, Global Fund Services | 2016-11-29 | Sale | 10,211.0 | $81.12 |
| Leech Wilson | Executive Vice President | 2016-11-28 | Sale | 11,399.0 | $81.01 |
| FRADKIN STEVEN L | President/Wealth Management | 2016-11-16 | Sale | 302,133.0 | $80.98 |
| Bowman Biff | Chief Financial Officer | 2016-11-16 | Sale | 21,205.0 | $81.35 |
| Bowman Biff | Chief Financial Officer | 2016-11-16 | Sale | 4,694.0 | $80.86 |
| Karpinski Jane | Executive VP & Controller | 2016-11-15 | Sale | 244.0 | $81.3 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-15 | Sale | 50,387.0 | $82.8 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-15 | Sale | 79,968.0 | $82.16 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-15 | Sale | 69,645.0 | $81.21 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-11-15 | Sale | 10,000.0 | $81.23 |
| FRADKIN STEVEN L | President/Wealth Management | 2016-11-14 | Sale | 21,059.0 | $80.95 |
| Potter Stephen N | President / Asset Management | 2016-11-14 | Sale | 35,975.0 | $81.54 |
| Potter Stephen N | President / Asset Management | 2016-11-14 | Sale | 29,104.0 | $80.64 |
| MORRISON WILLIAM L | Vice Chairman | 2016-11-14 | Sale | 1,932.0 | $82.01 |
| MORRISON WILLIAM L | Vice Chairman | 2016-11-14 | Sale | 53,832.0 | $81.36 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-11-14 | Sale | 6,000.0 | $80.91 |
| Schreuder Jana R | COO | 2016-11-11 | Sale | 38,836.0 | $80.0 |
| Potter Stephen N | President / Asset Management | 2016-11-11 | Sale | 6,160.0 | $80.0 |
| St Clair Joyce | Executive Vice President | 2016-11-10 | Sale | 6,588.0 | $78.0 |
| Schreuder Jana R | COO | 2016-11-10 | Sale | 20,000.0 | $78.0 |
| MORRISON WILLIAM L | Vice Chairman | 2016-11-10 | Sale | 20,000.0 | $79.41 |
| FRADKIN STEVEN L | President/Wealth Management | 2016-11-10 | Sale | 20,124.0 | $77.95 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-11-10 | Sale | 15,000.0 | $77.9 |
| Potter Stephen N | President / Asset Management | 2016-11-09 | Sale | 53,749.0 | $76.3 |
| Potter Stephen N | President / Asset Management | 2016-11-09 | Sale | 72,321.0 | $75.26 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-09 | Sale | 53,007.0 | $75.2 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-09 | Sale | 100.0 | $74.32 |
| St Clair Joyce | Executive Vice President | 2016-11-09 | Sale | 47,216.0 | $75.58 |
| Schreuder Jana R | COO | 2016-11-09 | Sale | 8,033.0 | $75.0 |
| Schreuder Jana R | COO | 2016-11-09 | Sale | 40,270.0 | $77.0 |
| Schreuder Jana R | COO | 2016-11-09 | Sale | 52,118.0 | $75.13 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-08 | Sale | 38,939.0 | $74.13 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-07 | Sale | 103,214.0 | $73.31 |
| St Clair Joyce | Executive Vice President | 2016-11-07 | Sale | 48,180.0 | $73.07 |
| Schreuder Jana R | COO | 2016-11-07 | Sale | 36,681.0 | $73.08 |
| Bowman Biff | Chief Financial Officer | 2016-11-07 | Sale | 7,371.0 | $74.0 |
| Leech Wilson | Executive Vice President | 2016-11-04 | Sale | 10,142.0 | $72.52 |
| WADDELL FREDERICK H | Chairman, President and CEO | 2016-11-03 | Sale | 1,900.0 | $73.01 |
| St Clair Joyce | Executive Vice President | 2016-11-03 | Sale | 1,820.0 | $73.0 |
| Schreuder Jana R | COO | 2016-11-03 | Sale | 3,319.0 | $73.01 |
| Pembleton Susan Gillian | EVP, Human Resources | 2016-11-02 | Sale | 15,574.0 | $72.04 |
| MORRISON WILLIAM L | Vice Chairman | 2016-10-31 | Sale | 27,000.0 | $72.56 |
| MORRISON WILLIAM L | Vice Chairman | 2016-10-31 | Sale | 71,239.0 | $72.57 |
| Cohodes Jeffrey D. | EVP/Chief Risk Officer | 2016-10-10 | Sale | 7,616.0 | $72.35 |