NSTAR/MA Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 69 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-21: Reporting owner NOLAN JOSEPH R JR; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-21: Reporting owner NOLAN JOSEPH R JR; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-01: Reporting owner ZIMON EUGENE J; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-16: Reporting owner ZIMON EUGENE J; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-21 | NOLAN JOSEPH R JR Officer (SVP - Cust & Corp Relations) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,667 0 owned after | $27.73 | 2009-12-22 | |
| 2009-12-21 | NOLAN JOSEPH R JR Officer (SVP - Cust & Corp Relations) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $32.45 | 2009-12-22 | |
| 2009-10-01 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $27.73 | 2009-10-05 | |
| 2009-09-16 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 6,000 owned after | $27.73 | 2009-09-17 | |
| 2009-09-16 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $29.60 | 2009-09-17 | |
| 2009-09-16 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $29.60 | 2009-09-17 | |
| 2009-09-15 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Optiont to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 10,000 owned after | $27.73 | 2009-09-17 | |
| 2009-09-14 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,061 7,000 owned after | $24.20 | 2009-09-15 | |
| 2009-09-14 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 0 owned after | $24.20 | 2009-09-15 | |
| 2009-09-14 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 14,000 owned after | $29.60 | 2009-09-15 | |
| 2009-09-14 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 5,000 owned after | $29.60 | 2009-09-15 | |
| 2009-09-14 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shaers Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 13,000 owned after | $27.73 | 2009-09-15 | |
| 2009-09-11 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −939 10,061 owned after | $24.20 | 2009-09-15 | |
| 2009-09-10 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 11,000 owned after | $24.20 | 2009-09-11 | |
| 2009-09-08 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 19,000 owned after | $24.20 | 2009-09-09 | |
| 2009-09-08 | ZIMON EUGENE J Officer (SVP - IT (retired)) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 15,000 owned after | $24.20 | 2009-09-09 | |
| 2009-07-30 | WEAFER ROBERT J JR Officer (VP, Controller & CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $27.73 | 2009-08-03 | |
| 2009-07-30 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 23,000 owned after | $24.20 | 2009-07-30 | |
| 2009-07-30 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 21,000 owned after | $29.60 | 2009-07-30 | |
| 2009-07-30 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 19,000 owned after | $27.73 | 2009-07-30 | |
| 2009-02-06 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $21.60 | 2009-02-09 | |
| 2009-02-06 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $21.60 | 2009-02-09 | |
| 2009-02-06 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 31,000 owned after | $24.20 | 2009-02-09 | |
| 2009-01-30 | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $22.06 | 2009-01-30 | |
| 2009-01-26 holding as of filing | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 15,000 owned after | $21.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 36,000 owned after | $24.20 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 28,000 owned after | $29.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 25,000 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 17,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 13,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller & CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 4,000 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller & CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 10,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller & CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 8,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 20,000 owned after | $22.06 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 30,000 owned after | $22.66 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 35,000 owned after | $21.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 70,000 owned after | $24.20 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 60,000 owned after | $29.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 48,000 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 36,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 30,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | NOLAN JOSEPH R JR Officer (SVP - Cust & Corp Relations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 11,667 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | NOLAN JOSEPH R JR Officer (SVP - Cust & Corp Relations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 20,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | NOLAN JOSEPH R JR Officer (SVP - Cust & Corp Relations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 15,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $21.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $24.20 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $29.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 186,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 150,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer & CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 35,000 owned after | $24.20 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer & CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 60,000 owned after | $29.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer & CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 50,000 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer & CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 40,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer & CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 30,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | HORAN DOUGLAS S Officer (SVP - Secretary & Genl Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 20,000 owned after | $29.60 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | HORAN DOUGLAS S Officer (SVP - Secretary & Genl Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 16,000 owned after | $27.73 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | HORAN DOUGLAS S Officer (SVP - Secretary & Genl Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 36,000 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | HORAN DOUGLAS S Officer (SVP - Secretary & Genl Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 30,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Carmody Christine M Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 7,500 owned after | $36.89 exercise price | 2009-01-26 | |
| 2009-01-26 holding as of filing | Carmody Christine M Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 5,000 owned after | $32.45 exercise price | 2009-01-26 | |
| 2009-01-22 | ZIMON EUGENE J Officer (SVP - Information Technology) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | WEAFER ROBERT J JR Officer (VP, Controller & CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | NOLAN JOSEPH R JR Officer (SVP - Cust & Corp Relations) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | MAY THOMAS J Officer (Chr, President, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +159,000 159,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | JUDGE JAMES J Officer (SVP, Treasurer & CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | HORAN DOUGLAS S Officer (SVP - Secretary & Genl Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $34.02 | 2009-01-26 | |
| 2009-01-22 | Carmody Christine M Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $34.02 | 2009-01-26 |