NSTAR/MA Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-20: Reporting owner HORAN DOUGLAS S; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-14: Reporting owner HORAN DOUGLAS S; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner HORAN DOUGLAS S; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-09: Reporting owner HORAN DOUGLAS S; Form 4; Security Option to Purchase Common Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-20 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,600 20,000 owned after | $29.60 | 2007-11-20 | |
| 2007-11-14 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 41,600 owned after | $29.60 | 2007-11-15 | |
| 2007-11-12 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 44,400 owned after | $29.60 | 2007-11-14 | |
| 2007-11-09 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,500 44,500 owned after | $29.60 | 2007-11-09 | |
| 2007-11-09 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 32,000 owned after | $27.73 | 2007-11-09 | |
| 2007-11-06 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,500 4,500 owned after | $24.20 | 2007-11-08 | |
| 2007-11-06 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $24.20 | 2007-11-08 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 12,000 owned after | $24.20 | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −12,000 0 owned after | no price filed | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,333 11,333 owned after | $29.60 | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −11,333 0 owned after | no price filed | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,666 11,666 owned after | $27.73 | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −11,666 0 owned after | no price filed | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $24.20 | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,333 22,667 owned after | $29.60 | 2007-05-11 | |
| 2007-05-09 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,666 23,334 owned after | $27.73 | 2007-05-11 | |
| 2007-05-09 | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +200,000 200,000 owned after | $22.66 | 2007-05-09 | |
| 2007-05-09 | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −200,000 0 owned after | $37.00 | 2007-05-09 | |
| 2007-05-09 | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 0 owned after | $22.66 | 2007-05-09 | |
| 2007-05-07 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,000 6,000 owned after | $24.20 | 2007-05-09 | |
| 2007-05-07 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −6,000 0 owned after | $36.75 | 2007-05-09 | |
| 2007-05-07 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 4,000 owned after | $27.73 | 2007-05-09 | |
| 2007-05-07 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −4,000 0 owned after | $36.75 | 2007-05-09 | |
| 2007-05-07 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $24.20 | 2007-05-09 | |
| 2007-05-07 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 8,000 owned after | $27.73 | 2007-05-09 | |
| 2007-05-07 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +12,000 12,000 owned after | $24.20 | 2007-05-09 | |
| 2007-05-07 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −12,000 0 owned after | $36.66 | 2007-05-09 | |
| 2007-05-07 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Stock Options Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,333 8,333 owned after | $27.73 | 2007-05-09 | |
| 2007-05-07 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Stock Options Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −8,333 0 owned after | $36.66 | 2007-05-09 | |
| 2007-05-07 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $24.20 | 2007-05-09 | |
| 2007-05-07 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 16,667 owned after | $27.73 | 2007-05-09 | |
| 2007-05-07 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Stock Options Non-derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 15,000 owned after | $24.20 | 2007-05-09 | |
| 2007-05-07 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Stock Options Non-derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −15,000 0 owned after | no price filed | 2007-05-09 | |
| 2007-05-07 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 55,000 owned after | $24.20 | 2007-05-09 | |
| 2007-05-04 holding as of filing | ZIMON EUGENE J Officer (SVP - Info Tech) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 15,000 owned after | $21.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | ZIMON EUGENE J Officer (SVP - Info Tech) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 36,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | ZIMON EUGENE J Officer (SVP - Info Tech) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 28,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | ZIMON EUGENE J Officer (SVP - Info Tech) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 25,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 6,000 owned after | $21.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 18,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 20,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 12,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 40,000 owned after | $22.06 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 30,000 owned after | $22.66 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 35,000 owned after | $21.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 70,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 60,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 48,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 12,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 34,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 35,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $22.66 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $21.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 200,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 12,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 18,667 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 25,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer and CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 70,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer and CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 60,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | JUDGE JAMES J Officer (SVP, Treasurer and CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 50,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 70,000 owned after | $24.20 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 60,000 owned after | $29.60 exercise price | 2007-05-04 | |
| 2007-05-04 holding as of filing | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | Holding | 48,000 owned after | $27.73 exercise price | 2007-05-04 | |
| 2007-05-03 | ZIMON EUGENE J Officer (SVP - Info Tech) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $36.89 exercise price | 2007-05-04 | |
| 2007-05-03 | WEAFER ROBERT J JR Officer (VP, Controller and CAO) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $36.89 | 2007-05-04 | |
| 2007-05-03 | SCHWEIGER WERNER J Officer (SVP - Operations) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $36.89 | 2007-05-04 | |
| 2007-05-03 | NOLAN JOSEPH R JR Officer (SVP-Cust & Corp Rel) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $36.89 | 2007-05-04 | |
| 2007-05-03 | MAY THOMAS J Director, Officer (Chr, Pres, CEO & Trustee) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +186,000 186,000 owned after | $36.89 | 2007-05-04 | |
| 2007-05-03 | MANNING TIMOTHY R Officer (SVP - Human Resources) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $36.89 | 2007-05-04 | |
| 2007-05-03 | JUDGE JAMES J Officer (SVP, Treasurer and CFO) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $36.89 | 2007-05-04 | |
| 2007-05-03 | HORAN DOUGLAS S Officer (SVP, Sec'y & Gen'l Counsel) | 4 | Option to Purchase Common Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $36.89 | 2007-05-04 |