NOVELL INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,733 0 owned after | $5.77 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −433 0 owned after | $0.00 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,692 0 owned after | $5.91 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −423 0 owned after | $0.00 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,644 0 owned after | $6.08 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −411 0 owned after | $0.00 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 0 owned after | $7.62 | 2008-12-23 | |
| 2008-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −328 0 owned after | $0.00 | 2008-12-23 | |
| 2008-11-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,682 2,682 owned after | $4.66 | 2008-11-04 | |
| 2008-11-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670 670 owned after | $0.00 | 2008-11-04 | |
| 2008-11-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,682 2,682 owned after | $4.66 | 2008-11-04 | |
| 2008-11-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +670 670 owned after | $0.00 | 2008-11-04 | |
| 2008-11-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −246 0 owned after | no price filed | 2008-11-04 | |
| 2008-09-04 holding as of filing | SEMEL SCOTT N Officer (Sr.VP, Gen Counsel & Secretary) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-09-04 | |
| 2008-08-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +561 561 owned after | $0.00 | 2008-08-04 | |
| 2008-08-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,244 2,244 owned after | $5.57 | 2008-08-04 | |
| 2008-08-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +561 561 owned after | $0.00 | 2008-08-04 | |
| 2008-08-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,244 2,244 owned after | $5.57 | 2008-08-04 | |
| 2008-08-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −308 0 owned after | no price filed | 2008-08-04 | |
| 2008-05-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 497 owned after | $0.00 | 2008-05-02 | |
| 2008-05-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,990 1,990 owned after | $6.28 | 2008-05-02 | |
| 2008-05-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +497 497 owned after | $0.00 | 2008-05-02 | |
| 2008-05-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,990 1,990 owned after | $6.28 | 2008-05-02 | |
| 2008-05-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −317 0 owned after | no price filed | 2008-05-02 | |
| 2008-02-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +491 491 owned after | $0.00 | 2008-02-05 | |
| 2008-02-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,965 1,965 owned after | $6.36 | 2008-02-05 | |
| 2008-02-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,572 1,572 owned after | $6.36 | 2008-02-05 | |
| 2008-02-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +393 393 owned after | $0.00 | 2008-02-05 | |
| 2008-02-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −324 0 owned after | no price filed | 2008-02-05 | |
| 2008-02-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +122 122 owned after | $0.00 | 2008-02-05 | |
| 2008-02-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +491 491 owned after | $6.36 | 2008-02-05 |