NOVELL INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-20: Reporting owner PODUSKA JOHN WILLIAM SR; Form 4; Security Common Stock Equivalent; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,461 0 owned after | no price filed | 2007-12-21 | |
| 2007-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −365 0 owned after | no price filed | 2007-12-21 | |
| 2007-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,390 0 owned after | no price filed | 2007-12-21 | |
| 2007-12-20 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −347 0 owned after | no price filed | 2007-12-21 | |
| 2007-11-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −260 0 owned after | no price filed | 2007-11-05 | |
| 2007-11-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalen Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +413 413 owned after | $0.00 | 2007-11-05 | |
| 2007-11-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,653 1,653 owned after | $7.56 | 2007-11-05 | |
| 2007-11-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,322 1,322 owned after | $7.56 | 2007-11-05 | |
| 2007-11-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +330 330 owned after | $0.00 | 2007-11-05 | |
| 2007-11-01 | CORRADO FRED Director | 4 | Common Stock Equivalen Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103 103 owned after | $0.00 | 2007-11-05 | |
| 2007-11-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +413 413 owned after | $7.56 | 2007-11-05 | |
| 2007-08-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,862 1,862 owned after | $6.71 | 2007-08-03 | |
| 2007-08-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +465 465 owned after | $0.00 | 2007-08-03 | |
| 2007-08-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,490 1,490 owned after | $6.71 | 2007-08-03 | |
| 2007-08-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +372 372 owned after | $0.00 | 2007-08-03 | |
| 2007-08-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −274 0 owned after | no price filed | 2007-08-03 | |
| 2007-08-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +465 465 owned after | $6.71 | 2007-08-03 | |
| 2007-08-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +116 116 owned after | $0.00 | 2007-08-03 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,096 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,043 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,299 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,269 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,233 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −984 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −770 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −912 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,155 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | no price filed | 2007-08-02 | |
| 2007-07-31 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,034 0 owned after | no price filed | 2007-08-02 | |
| 2007-05-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,712 1,712 owned after | $0.00 | 2007-05-03 | |
| 2007-05-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +428 428 owned after | $0.00 | 2007-05-03 | |
| 2007-05-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,369 1,369 owned after | $0.00 | 2007-05-03 | |
| 2007-05-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +342 342 owned after | $0.00 | 2007-05-03 | |
| 2007-05-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +428 428 owned after | $0.00 | 2007-05-03 | |
| 2007-05-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107 107 owned after | $0.00 | 2007-05-03 | |
| 2007-02-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,724 1,724 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | ROBINSON JAMES D III Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +431 431 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,379 1,379 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | PODUSKA JOHN WILLIAM SR Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +344 344 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,034 1,034 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | MALONE CLAUDINE B/CA Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +258 258 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +431 431 owned after | $0.00 | 2007-02-05 | |
| 2007-02-01 | CORRADO FRED Director | 4 | Common Stock Equivalent Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107 107 owned after | $0.00 | 2007-02-05 |