NORTH VALLEY BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-01: Reporting owner Nash Roger D; Form 4; Security STOCK OPTION RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-01: Reporting owner Nash Roger D; Form 4; Security STOCK OPTION RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-01: Reporting owner Nash Roger D; Form 4; Security STOCK OPTION RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-01: Reporting owner GRAHAM LEO; Form 4; Security STOCK OPTION RIGHT TO BUY; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-01 | Nash Roger D Officer (EVP/CHIEF CREDIT OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | Nash Roger D Officer (EVP/CHIEF CREDIT OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,234 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | Nash Roger D Officer (EVP/CHIEF CREDIT OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,791 0 owned after | $16.80 exercise price | 2014-10-01 | |
| 2014-10-01 | GRAHAM LEO Officer (GENERAL COUNSEL/CORP SECRETARY) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | GRAHAM LEO Officer (GENERAL COUNSEL/CORP SECRETARY) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,580 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | GRAHAM LEO Officer (GENERAL COUNSEL/CORP SECRETARY) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,518 0 owned after | $16.80 exercise price | 2014-10-01 | |
| 2014-10-01 | Mariani Martin Director | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | Mariani Martin Director | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | Mariani Martin Director | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 0 owned after | $16.80 exercise price | 2014-10-01 | |
| 2014-10-01 | WATSON KEVIN R Officer (EVP / CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | WATSON KEVIN R Officer (EVP / CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,931 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | WATSON KEVIN R Officer (EVP / CHIEF FINANCIAL OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,256 0 owned after | $16.80 exercise price | 2014-10-01 | |
| 2014-10-01 | LOUIS SCOTT Officer (EVP/CHIEF OPERATING OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | LOUIS SCOTT Officer (EVP/CHIEF OPERATING OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,234 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | LOUIS SCOTT Officer (EVP/CHIEF OPERATING OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,791 0 owned after | $16.80 exercise price | 2014-10-01 | |
| 2014-10-01 | CUSHMAN M J Officer (PRESIDENT & CEO) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | CUSHMAN M J Officer (PRESIDENT & CEO) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,029 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | CUSHMAN M J Officer (PRESIDENT & CEO) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,802 0 owned after | $16.80 exercise price | 2014-10-01 | |
| 2014-10-01 | LITZSINGER GARY Officer (EVP / CHIEF RISK OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $10.40 exercise price | 2014-10-01 | |
| 2014-10-01 | LITZSINGER GARY Officer (EVP / CHIEF RISK OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,400 0 owned after | $11.25 exercise price | 2014-10-01 | |
| 2014-10-01 | LITZSINGER GARY Officer (EVP / CHIEF RISK OFFICER) | 4 | STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,600 0 owned after | $16.80 exercise price | 2014-10-01 |