NORTH VALLEY BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-07-21: Reporting owner Mariani Martin; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-07-21: Reporting owner VELLUTINI DOLORES M; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-07-21: Reporting owner Nash Roger D; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-07-21: Reporting owner LITZSINGER GARY; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-07-21 | Mariani Martin Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −125 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | VELLUTINI DOLORES M Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −100 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | Nash Roger D Officer (EVP/CHIEF CREDIT OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | LITZSINGER GARY Officer (EVP / CHIEF RISK OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −10 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | CUSHMAN M J Director, Officer (PRESIDENT/CEO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | GRAHAM LEO Officer (GENERAL COUNSEL/CORP SECRETARY) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −25 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | LOUIS SCOTT Officer (EVP/CHIEF OPERATING OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −125 0 owned after | $1.50 exercise price | 2010-07-23 | |
| 2010-07-21 | COX WILLIAM W Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −100 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-07-21 | HARTWICK KEVIN Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-07-21 | Kohlmeier Roger Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −50 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-07-21 | GHIDINELLI DAN W Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −100 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-07-21 | FRIESEN ROYCE Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-07-21 | WATSON KEVIN R Officer (EVP / CHIEF FINANCIAL OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −26 0 owned after | $1.50 exercise price | 2010-07-22 | |
| 2010-04-22 | LITZSINGER GARY Officer (EVP / CHIEF RISK OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 10 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | GRAHAM LEO Officer (GENERAL COUNSEL/CORP SECRETARY) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25 25 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | COX WILLIAM W Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | Kohlmeier Roger Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | FRIESEN ROYCE Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | Nash Roger D Officer (EVP/CHIEF CREDIT OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | Mariani Martin Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +225 225 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | CUSHMAN M J Director, Officer (PRESIDENT/CEO) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | LOUIS SCOTT Officer (EVP/CHIEF OPERATING OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +125 125 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | HARTWICK KEVIN Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | VELLUTINI DOLORES M Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | GHIDINELLI DAN W Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2010-04-26 | |
| 2010-04-22 | WATSON KEVIN R Officer (EVP / CHIEF FINANCIAL OFFICER) | 4 | Series A Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +26 26 owned after | $1,000.00 | 2010-04-26 |