NORTEK INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-11-09: Form 8-K; Period of report 2012-11-06; Description 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics; Details 5.05.
- 2012-11-08: Form 8-K; Period of report 2012-11-08; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2012-10-19: Form 8-K; Period of report 2012-10-18; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.03 Material Modification to Rights of Security Holders; Details 1.01.
- 2012-10-15: Form 8-K; Period of report 2012-10-15; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-11-09 | 8-K | 2012-11-06 | 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics | 5.05 (a) On November 6, 2012, the Board of Directors of Nortek, Inc. (the “Company”) approved a new Code of Business Conduct and Ethics (the “Code”), which includes the Company's code of ethics that applies to the Company's principal executive officer, principal financial officer, principal accounting officer or controller or persons performing similar functions. | codeofconduct8-k.htm |
| 2012-11-08 | 8-K | 2012-11-08 | 2.02 Results of Operations and Financial Condition | 2.02 On November 8, 2012, Nortek, Inc. (the “Company”) publicly announced its results of operations for its fiscal quarter ended September 29, 2012. | q32012earnings8-k.htm |
| 2012-10-19 | 8-K | 2012-10-18 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 3.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03. | additionalnotes-october201.htm |
| 2012-10-15 | 8-K | 2012-10-15 | 7.01 Regulation FD Disclosure | 7.01 On October 15, 2012, Nortek, Inc. (“Nortek” or the “Company”) publicly announced today that it has priced a private offering of $235.0 million in aggregate principal amount of its 8.5% Senior Notes due 2021 (the “New Notes”) at an issue price of 107.125% of principal amount, plus accrued interest, if any, from October 15, 2012. | pricing8-koctober2012.htm |
| 2012-10-15 | 8-K | 2012-10-15 | 8.01 Other Events | 8.01 As previously disclosed in our Quarterly Report on Form 10-Q for the first quarter ended March 31, 2012, filed with the Securities and Exchange Commission ("SEC") on May 10, 2012, effective January 1, 2012, Nortek, Inc. ("Nortek" or the "Company") adopted Accounting Standards Update ("ASU") No. 2011-05, Presentation of Comprehensive Income ("ASU No. 2011-05"), which was further amended by ASU No. 2011-12, Deferral of the Effective Date for Amendments to the Presentation of Reclassifications of Items Out of Accumulated Other Comprehensive Income in Accounting Standards Update No. 2011-05 ("ASU No. 2011-12"). | a8-k10k2011update.htm |
| 2012-10-15 | 8-K | 2012-10-15 | 7.01 Regulation FD Disclosure | 7.01 On October 15, 2012, Nortek, Inc. (“Nortek” or the “Company”) publicly announced that it intends to offer $235.0 million in aggregate principal amount of its 8.5% Senior Notes due 2021 (the “New Notes”). | recentdevelopments8-koct20.htm |
| 2012-08-09 | 8-K | 2012-08-09 | 2.02 Results of Operations and Financial Condition | 2.02 On August 9, 2012, Nortek, Inc. (the “Company”) publicly announced its results of operations for its fiscal quarter ended June 30, 2012. | q22012earnings8_k.htm |
| 2012-06-15 | 8-K/A | 2012-06-13 | 1.01 Entry into a Material Definitive Agreement | 1.01 On June 13, 2012, Nortek, Inc. (the “Company”) publicly announced that it has amended and extended its $300 million revolving asset-based credit agreement (the “Amendment”). | ablamendment28-ka.htm |
| 2012-06-13 | 8-K | 2012-06-13 | 1.01 Entry into a Material Definitive Agreement | 1.01 On June 13, 2012, Nortek, Inc. (the “Company”) publicly announced that it has amended and extended its $300 million revolving asset-based credit agreement (the “Amendment”). | a2012ablamendment8-k.htm |
| 2012-05-10 | 8-K | 2012-05-10 | 2.02 Results of Operations and Financial Condition | 2.02 On May 10, 2012, Nortek, Inc. (the “Company”) publicly announced its results of operations for its fiscal quarter ended March 31, 2012. | q12012earnings8_k.htm |
| 2012-05-08 | 8-K | 2012-05-08 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Nortek, Inc. held its Annual Meeting of Stockholders on May 8, 2012 (the “Annual Meeting”). | a2012amtg8_k.htm |
| 2012-04-05 | 8-K | 2012-04-04 | 1.01 Entry into a Material Definitive Agreement | 1.01 On April 4, 2012, Nortek, Inc. (the “Company”) entered into an investor agreement (the “Investor Agreement”) with Ares Corporate Opportunities Fund, II, L.P. (“ACOF II), (ii) ACOF Management II, L.P. (“ACOF Management II”), (iii) ACOF Operating Manager II, L.P. (“ACOF Operating II”), (iv) Ares Management, Inc. (“Ares Inc.”), (v) Ares Corporate Opportunities Fund III, L.P. (“ACOF III”), (vi) ACOF Management III, L.P. (“ACOF Management III”), (vii) ACOF Operating Manager III, LLC (“ACOF Operating III”), (viii) Ares Management LLC (“Ares Management”), (ix) Ares Management Holdings LLC (“AM Holdings”), (x) Ares Holdings LLC (“Ares Holdings”) and (xi) Ares Partners Management Company LLC (“APMC” and, together with ACOF II, ACOF Management II, ACOF Operating II, Ares Inc., ACOF III, ACOF Management III, ACOF Operating III, Ares Management, AM Holdings and Ares Holdings, the “Investor”), whereby Investor and the Company agreed to, among other things, confirm certain agreements relating to Investor's ability to transfer shares of common stock of the Company beneficially owned by Investor. | a8k_investoragreement.htm |
| 2012-03-29 | 8-K | 2012-03-29 | 2.02 Results of Operations and Financial Condition | 2.02 On March 29, 2012, Nortek, Inc. (the “Company”) publicly announced its results of operations for its fiscal year ended December 31, 2011. | a2011fye8_k.htm |
| 2012-03-20 | 8-K/A | 2011-05-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 In light of the vote of a majority of the Company's stockholders (66%) to recommend once every three years as the preferred frequency with which the Company is to hold a non-binding, advisory stockholder vote to approve the compensation of the Company's named executive officers, the Company has decided to include a shareholder vote on the compensation of executives in its proxy materials every third year until the next required vote on the frequency of shareholder votes on the compensation of executives. | a8-kasayonpay.htm |