NORTEK INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2011-12-21: Form 8-K; Period of report 2011-12-15; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 5.02.
- 2011-11-15: Form 8-K; Period of report 2011-11-15; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2011-11-10: Form 8-K/A; Period of report 2010-12-17; Description 9.01 Financial Statements and Exhibits; Details 9.01.
- 2011-10-21: Form 8-K; Period of report 2011-10-21; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2011-12-21 | 8-K | 2011-12-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 Effective as of December 30, 2011, J. David Smith resigned as Interim Chief Executive Officer of Nortek, Inc. (the “Company”) in connection with the appointment of Michael J. Clarke as the President and Chief Executive Officer of the Company. 7.01 • the departure of J. David Smith as Interim Chief Executive Officer of the Company and • the appointment of Michel J. Clarke as President and Chief Executive Officer of the Company. | b89598e8vk.htm |
| 2011-11-15 | 8-K | 2011-11-15 | 2.02 Results of Operations and Financial Condition | 2.02 On November 15, 2011, Nortek, Inc. publicly announced its results of operations for its fiscal quarter ended October 1, 2011. | q320118_k.htm |
| 2011-11-10 | 8-K/A | 2010-12-17 | 9.01 Financial Statements and Exhibits | 9.01 (a) Financial Statements of Businesses Acquired. | b88688e8vkza.htm |
| 2011-10-21 | 8-K | 2011-10-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 21, 2011, the Board of Directors of Nortek, Inc. (the “Board”) approved, based upon the recommendation of the Board's Compensation Committee, the Nortek, Inc. 2011 Short-Term Cash Incentive Plan for Nortek Executives (the “Plan”). | stincentiveplan8-k.htm |
| 2011-08-24 | 8-K | 2011-08-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 17, 2011, Nortek, Inc. (the “Company”) announced that Bruce E. Fleming plans to retire from his position as Vice President - Corporate Development of the Company effective as of September 1, 2011 (the “Retirement Date”). | befretirement8-k.htm |
| 2011-08-09 | 8-K | 2011-08-09 | 2.02 Results of Operations and Financial Condition | 2.02 On August 9, 2011, Nortek, Inc. publicly announced its results of operations for its fiscal quarter ended July 2, 2011. | q22011er8-k.htm |
| 2011-07-05 | 8-K | 2011-06-30 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 30, 2011, Nortek, Inc. (the “Company”) announced that Richard L. Bready plans to retire from the positions of Chairman, President and Chief Executive Officer of the Company and as a member of the Company's board of directors (the “Board”), effective as of July 1, 2011 (the “Retirement Date”). | rlkretirement8_k.htm |
| 2011-05-12 | 8-K | 2011-05-12 | 2.02 Results of Operations and Financial Condition | 2.02 On May 12, 2011, Nortek, Inc. publicly announced its results of operations for its fiscal quarter ended April 2, 2011. | q12011earnings8k.htm |
| 2011-05-11 | 8-K | 2011-05-10 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Nortek, Inc. held its Annual Meeting of Stockholders on May 10, 2011 (the “Annual Meeting”). | annualmtg2011results.htm |
| 2011-04-28 | 8-K | 2011-04-28 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On April 26, 2011, Nortek, Inc. (the “Company”) and U.S. Bank National Association, as trustee (the “2013 Notes Trustee”) under the indenture dated December 17, 2009 (the “2013 Indenture”), by and among the Company, the guarantors named therein and the 2013 Notes Trustee, relating to the Company's 11% Senior Secured Notes due 2013 (the “2013 Notes”), entered into a supplemental indenture (the “Supplemental Indenture”) to amend certain terms of the 2013 Indenture. 1.02 redemption to the holders of the remaining outstanding 2013 Notes and (ii) deposited cash with the 2013 Notes Trustee to satisfy and discharge the 2013 Indenture and to fund the redemption of the remaining outstanding 2013 Notes (including the payment of accrued interest on the remaining outstanding 2013 Notes through the date of redemption). 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. | termloanindenture8k.htm |
| 2011-04-26 | 8-K | 2011-04-26 | 7.01 Regulation FD Disclosure | 7.01 On April 26, 2011, Nortek, Inc. (the “Company”) announced that pursuant to its previously announced tender offer and consent solicitation, the Company received tenders and consents from the holders of $666,580,398 million aggregate principal amount, or approximately 88.5%, of its outstanding 11% Senior Secured Notes due 2013 (the “2013 Notes”) by the expiration of the consent payment deadline, April 25, 2011, at 5:00 p.m. | a11notesconsent8k.htm |
| 2011-04-14 | 8-K | 2011-04-14 | 1.01 Entry into a Material Definitive Agreement | 1.01 On April 12, 2011, Nortek, Inc. (the “Company”) and certain domestic subsidiaries of the Company entered into a Purchase Agreement (the “Purchase Agreement”) with UBS Securities LLC, (the “Initial Purchaser”), relating to the sale of $500 million in aggregate principal amount of its 8.50% Senior Notes due 2021 (the “Notes”). | purchaseagmt8k.htm |
| 2011-04-12 | 8-K | 2011-04-12 | 7.01 Regulation FD Disclosure | 7.01 On April 12, 2011, Nortek, Inc. (“Nortek” or the “Company”) publicly announced that it is commencing a tender offer to purchase any and all of its outstanding $753,333,333 in aggregate principal amount of 11% Senior Secured Notes due 2013 (the “11% Notes”) through a cash tender offer (the “Tender Offer”). | tenderoffer8k.htm |
| 2011-04-12 | 8-K | 2011-04-11 | 7.01 Regulation FD Disclosure | 7.01 On April 11, 2011, Nortek, Inc. (“Nortek” or the “Company”) publicly announced that it intends to offer $500.0 million in aggregate principal amount of senior notes due 2021 (the “Notes”). | b86014e8vk.htm |
| 2011-03-31 | 8-K | 2010-12-31 | 2.02 Results of Operations and Financial Condition | 2.02 On March 31, 2011, Nortek, Inc. (the “Company”) publicly announced its results of operations for its fiscal year ended December 31, 2010. | a2010q48k.htm |
| 2011-02-24 | 8-K | 2011-02-24 | 8.01 Other Events | 8.01 On February 23, 2011, Nortek, Inc. (the “Company”) announced that its 2011 Annual Meeting of Stockholders will be held on May 10, 2011. | ameeting20118k.htm |