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NMI Holdings, Inc. (NMIH) Forms 3, 4 and 5: Stock Options, 2021

NMI Holdings, Inc. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2021-03-11: Reporting owner Merkle Claudia J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2021-03-11: Reporting owner Merkle Claudia J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2021-03-03: Reporting owner Merkle Claudia J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2021-03-02: Reporting owner Merkle Claudia J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2021-03-11Merkle Claudia J
Director, Officer (CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,101
0 owned after
$10.00
exercise price
$24.642021-03-15
2021-03-11Merkle Claudia J
Director, Officer (CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,247
0 owned after
$11.75
exercise price
$24.642021-03-15
2021-03-03Merkle Claudia J
Director, Officer (CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−978
3,101 owned after
$10.00
exercise price
$23.932021-03-04
2021-03-02Merkle Claudia J
Director, Officer (CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,921
4,079 owned after
$10.00
exercise price
$23.862021-03-04
2021-01-07SHUSTER BRADLEY M
Director, Officer (Executive Chairman)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,902
0 owned after
$11.75
exercise price
$24.292021-01-08
2021-01-06SHUSTER BRADLEY M
Director, Officer (Executive Chairman)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,547
17,902 owned after
$11.75
exercise price
$23.582021-01-08
2021-01-04SHUSTER BRADLEY M
Director, Officer (Executive Chairman)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−36,628
23,449 owned after
$11.75
exercise price
$22.002021-01-06

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