NIC Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-04-21: Reporting owner Lyons William M; Form 4; Security Common Stock (Restricted Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-21: Reporting owner Anderson Brian Gerald; Form 4; Security Common Stock (Performance-based Restricted Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-21: Reporting owner Anderson Brian Gerald; Form 4; Security Common Stock (Time-based Restricted Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-04-21: Reporting owner Rogers Douglas; Form 4; Security Common Stock (Time-based Restricted Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-04-21 | Lyons William M Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Anderson Brian Gerald Officer (Chief Technology Officer) | 4 | Common Stock (Performance-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,580 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Anderson Brian Gerald Officer (Chief Technology Officer) | 4 | Common Stock (Time-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,359 0 owned after | no price filed | 2021-04-22 | |
| 2021-04-21 | Rogers Douglas Officer (Sr. VP, Business Development) | 4 | Common Stock (Time-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,553 0 owned after | no price filed | 2021-04-22 | |
| 2021-04-21 | Van Asselt William A. Officer (General Counsel) | 4 | Common Stock (Time-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,584 0 owned after | no price filed | 2021-04-22 | |
| 2021-04-21 | Holland Jayne Officer (Chief Security Officer) | 4 | Common Stock (Performance-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,484 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Holland Jayne Officer (Chief Security Officer) | 4 | Common Stock (Time-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,000 0 owned after | no price filed | 2021-04-22 | |
| 2021-04-21 | KOVZAN STEPHEN M Officer (Chief Financial Officer) | 4 | Common Stock (Performance-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −66,610 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | KOVZAN STEPHEN M Officer (Chief Financial Officer) | 4 | Common Stock (Time-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,678 0 owned after | no price filed | 2021-04-22 | |
| 2021-04-21 | HERINGTON HARRY Director, Officer (Chair of Board & CEO) | 4 | Common Stock (Performance-based Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −173,202 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | WILSON PETER B Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Vijayan Jayaprakash Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Scott Anthony Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | KEMPER ALEXANDER C Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | James Sylvester Jr. Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,151 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Henry Charles Bradford Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | Arasu Venmal (Raji) Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 | |
| 2021-04-21 | BURTSCHER ART N Director | 4 | Common Stock (Restricted Stock) Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,182 0 owned after | $34.00 | 2021-04-22 |