NIC Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows, 46 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-03: Reporting owner WILSON PETER B; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-03: Reporting owner HARTLEY ROSS C; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-10-15: Reporting owner EVANS DANIEL J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-04-20: Reporting owner BURTSCHER ART N; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-03 | WILSON PETER B Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.16 exercise price | 2010-11-05 | |
| 2010-11-03 | HARTLEY ROSS C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.16 exercise price | 2010-11-05 | |
| 2010-10-15 | EVANS DANIEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.16 exercise price | 2010-10-18 | |
| 2010-04-20 | BURTSCHER ART N Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.16 exercise price | 2010-04-21 | |
| 2009-11-04 | WILSON PETER B Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $4.15 exercise price | 2009-11-06 | |
| 2009-10-22 | EVANS DANIEL J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $4.15 exercise price | 2009-10-23 | |
| 2009-10-19 | BURTSCHER ART N Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 0 owned after | $4.15 exercise price | 2009-10-20 | |
| 2009-10-12 | HARTLEY ROSS C Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $4.15 exercise price | 2009-10-13 | |
| 2009-09-04 | FRASER JEFFERY S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $4.15 exercise price | 2009-09-08 | |
| 2009-09-04 | FRASER JEFFERY S Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $6.16 exercise price | 2009-09-08 | |
| 2009-09-04 | FRASER JEFFERY S Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500 0 owned after | $6.16 exercise price | 2009-09-08 | |
| 2009-08-26 | Knapp Robert W Officer (Executive Vice President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.52 exercise price | 2009-08-27 | |
| 2009-02-05 holding as of filing | Knapp Robert W Officer (Executive Vice President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.52 exercise price | 2009-02-05 | ||
| 2008-05-12 | HERINGTON HARRY Director, Officer (Chairman of the Board & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,936 0 owned after | $3.04 exercise price | 2008-05-13 | |
| 2008-05-09 | KOVZAN STEPHEN M Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $3.04 exercise price | 2008-05-12 | |
| 2008-05-09 | HERINGTON HARRY Director, Officer (Chairman of the Board & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,064 73,936 owned after | $3.04 exercise price | 2008-05-12 | |
| 2008-02-27 | FRASER JEFFERY S Director, 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17 0 owned after | $4.15 exercise price | 2008-02-28 | |
| 2008-02-27 | FRASER JEFFERY S Director, 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $6.16 exercise price | 2008-02-28 | |
| 2008-02-26 | FRASER JEFFERY S Director, 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,000 0 owned after | $3.34 exercise price | 2008-02-27 | |
| 2008-02-26 | FRASER JEFFERY S Director, 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,733 6,267 owned after | $4.15 exercise price | 2008-02-27 | |
| 2008-02-25 | FRASER JEFFERY S Director, 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −94,000 56,000 owned after | $3.34 exercise price | 2008-02-26 | |
| 2007-08-17 | BRADLEY WILLIAM F JR Officer (COO, Gen. Counsel & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $3.04 | 2007-08-21 | |
| 2007-05-22 | KOVZAN STEPHEN M Officer (VP - Financial Oper. & CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $3.04 | 2007-05-23 | |
| 2007-02-06 | EVANS DANIEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $4.15 | 2007-02-08 | |
| 2007-02-06 | WILSON PETER B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $4.15 | 2007-02-08 | |
| 2007-02-06 | HARTLEY ROSS C Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $4.15 | 2007-02-08 | |
| 2007-02-06 | BRADLEY WILLIAM F JR Officer (COO, Gen. Counsel & Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 18,750 owned after | $3.04 | 2007-02-08 | |
| 2006-08-18 | SOMERHALDER SAM Officer (Chief Administrative Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,725 12,500 owned after | $3.04 exercise price | 2006-08-18 | |
| 2006-08-15 | SOMERHALDER SAM Officer (Chief Administrative Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,603 16,225 owned after | $3.04 exercise price | 2006-08-15 | |
| 2006-08-14 | SOMERHALDER SAM Officer (Chief Administrative Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,172 22,828 owned after | $3.04 exercise price | 2006-08-15 | |
| 2006-06-09 | WILSON PETER B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.10 | 2006-06-12 | |
| 2006-06-07 | EVANS DANIEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.10 | 2006-06-08 | |
| 2006-05-08 | BUR ERIC Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.10 | 2006-05-10 | |
| 2006-05-08 | BUR ERIC Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $3.04 | 2006-05-10 | |
| 2006-05-04 | FRASER JEFFERY S Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −63,800 0 owned after | $2.57 | 2006-05-05 | |
| 2006-05-03 | FRASER JEFFERY S Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,243 63,800 owned after | $2.57 | 2006-05-04 | |
| 2005-11-08 | EVANS DANIEL J Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-02-14 | |
| 2005-11-08 | BUNCE JOHN L JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-02-14 | |
| 2005-11-08 | FRASER JEFFERY S Director, Officer (Chairman & CEO), 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-02-10 | |
| 2005-11-08 | HARTLEY ROSS C Director, 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-02-10 | |
| 2005-11-08 | WILSON PETER B Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-02-10 | |
| 2005-11-08 | BURTSCHER ART N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-01-25 | |
| 2005-11-08 | EVANS DANIEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-01-25 | |
| 2005-11-08 | WILSON PETER B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-01-24 | |
| 2005-11-08 | HARTLEY ROSS C Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-01-24 | |
| 2005-11-08 | FRASER JEFFERY S Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 10,000 owned after | $6.16 exercise price | 2006-01-24 |