NEW LEAF BRANDS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-02-02: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-01-21; Total offering amount $5,000,000.
- 2010-10-21: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-09-21; Total offering amount $2,272,727.
- 2010-09-24: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-09-21; Total offering amount $2,272,727.
- 2010-07-01: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-04-12; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2011-02-02 | Rule 506 | Equity; OptionToAcquire | 2011-01-21 | $5,000,000 | $1,315,000 | $3,685,000 | 12 |
| 2010-10-21 D/A | Rule 506 | Debt; OptionToAcquire | 2010-09-21 | $2,272,727 | $2,010,227 | $262,500 | 14 |
| 2010-09-24 | Rule 506 | Debt; OptionToAcquire | 2010-09-21 | $2,272,727 | $1,652,272 | $620,455 | 8 |
| 2010-07-01 D/A | Rule 506 | Equity; OptionToAcquire | 2010-04-12 | $1,000,000 | $637,500 | $362,500 | 15 |
| 2010-04-27 | Rule 506 | Equity; OptionToAcquire | 2010-04-12 | $1,000,000 | $375,000 | $625,000 | 5 |
| 2010-03-05 | Rule 506 | Equity; OptionToAcquire | 2010-02-22 | $895,000 | $895,000 | $0 | 15 |
| 2009-12-16 | Rule 506 | Equity; Debt | 2009-11-24 | $1,500,000 | $1,500,000 | $0 | 2 |