NEW LEAF BRANDS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-01-07: Reporting owner Tsiang David T R; Form 4/A; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-01-07: Reporting owner Tsiang David T R; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-04: Reporting owner Ricketts R Scott; Form 4; Security Options (to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-27: Reporting owner Skae Eric Anthony | Skae Beverage International, LLC; Form 3; Security Option, Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-01-07 | Tsiang David T R Director, Officer (Chief Financial Officer) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −350,000 517,500 owned after | $0.63 exercise price | 2010-04-13 | |
| 2010-01-07 | Tsiang David T R Director, Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −350,000 543,384 owned after | $0.63 exercise price | 2010-01-12 | |
| 2008-12-04 | Ricketts R Scott Director | 4 | Options (to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 58,736 owned after | $0.74 exercise price | 2008-12-05 | |
| 2008-10-27 holding as of filing | Skae Eric Anthony | Skae Beverage International, LLC Director, Officer (See Remarks), 10% Owner | 10% Owner | 3 | Option, Right to Buy Derivative · Direct · (m) | Holding | $0.90 exercise price | 2008-10-27 | ||
| 2008-09-28 | Reithinger Neil Director, Officer (President & CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 925,000 owned after | $0.80 exercise price | 2008-10-29 | |
| 2008-09-28 | Reithinger Neil Director, Officer (President & CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,225,000 owned after | $0.80 exercise price | 2008-10-29 | |
| 2008-09-26 | Reithinger Neil Director, Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 0 owned after | $0.65 exercise price | 2009-11-20 | |
| 2008-09-26 | Reithinger Neil Director, Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 0 owned after | $0.65 exercise price | 2009-11-20 | |
| 2008-09-09 | Skae Eric Anthony Director, Officer (CEO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $0.90 exercise price | 2009-12-17 | |
| 2008-02-11 | RUSSELL NEIL B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 150,000 owned after | $0.79 exercise price | 2008-03-10 | |
| 2007-09-17 holding as of filing | TAWES ORRIE LEE Director | 3 | Options Derivative · Direct | Holding | $0.08 exercise price | 2007-09-17 | ||
| 2007-09-17 holding as of filing | Reithinger Neil Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $0.13 exercise price | 2007-09-17 | ||
| 2007-09-17 holding as of filing | Reithinger Neil Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $0.15 exercise price | 2007-09-17 | ||
| 2007-09-17 holding as of filing | Reithinger Neil Director, Officer (President and CEO) | 3 | Option Derivative · Direct | Holding | $0.04 exercise price | 2007-09-17 | ||
| 2007-07-28 | RUSSELL NEIL B Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 87,500 owned after | $0.05 exercise price | 2008-03-10 | |
| 2007-07-11 | Reithinger Neil Director, Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 0 owned after | $0.65 exercise price | 2009-11-20 | |
| 2002-03-22 | TAWES ORRIE LEE Director, 10% Owner | 5/A | Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $1.60 exercise price | 2012-03-13 | |
| 2002-03-22 | TAWES ORRIE LEE Director, 10% Owner | 5 | Option Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 1 owned after | $0.01 | 2012-03-08 |