NET TALK.COM, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-15: Reporting owner Telestrata LLC; Form 4; Security Warrant to Purchase Common Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-09-22: Reporting owner Telestrata LLC; Form 3; Security Warrant to Purchase Common Stock; Transaction Holding.
- 2014-01-16: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Series E Warrant to purchase Common Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-01-16: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Series E Warrant to purchase Common Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-15 | Telestrata LLC 10% Owner | 4 | Warrant to Purchase Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −1 0 owned after | $0.00 | 2014-10-20 | |
| 2014-09-22 holding as of filing | Telestrata LLC 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | no price filed | 2014-09-22 | ||
| 2014-01-16 | Vicis Capital Master Fund | Vicis Capital, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −10,000,000 0 owned after | $0.50 exercise price | 2014-01-21 | |
| 2014-01-16 | Vicis Capital Master Fund | Vicis Capital, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −8,000,000 0 owned after | $0.50 exercise price | 2014-01-21 | |
| 2014-01-16 | Vicis Capital Master Fund | Vicis Capital, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −28,800,000 0 owned after | $0.50 exercise price | 2014-01-21 | |
| 2014-01-16 | Vicis Capital Master Fund | Vicis Capital, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −8,000,000 0 owned after | $0.50 exercise price | 2014-01-21 | |
| 2014-01-16 | Vicis Capital Master Fund | Vicis Capital, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −22,064,250 0 owned after | $0.50 exercise price | 2014-01-21 | |
| 2012-06-14 holding as of filing | KYRIAKIDES ANASTASIOS Director, Officer (CEO) | 4/A | Series A Common Stock Purchase Warrants Derivative · Direct | Holding | 54,400 owned after | no price filed | 2012-06-14 | |
| 2011-10-04 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 3/A | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.50 exercise price | 2011-10-04 | ||
| 2011-10-04 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 3/A | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.50 exercise price | 2011-10-04 | ||
| 2011-10-04 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 3/A | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.50 exercise price | 2011-10-04 | ||
| 2011-10-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 8,000,000 owned after | $0.50 exercise price | 2011-10-04 | |
| 2011-10-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 28,800,000 owned after | $0.50 exercise price | 2011-10-04 | |
| 2011-10-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 8,000,000 owned after | $0.50 exercise price | 2011-10-04 | |
| 2011-10-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 22,064,250 owned after | $0.50 exercise price | 2011-10-04 | |
| 2011-09-30 | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | P Open market or private purchase of non-derivative or derivative security | +10,000,000 10,000,000 owned after | $0.50 exercise price | 2011-10-04 | |
| 2011-08-16 | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | P Open market or private purchase of non-derivative or derivative security | +8,000,000 8,000,000 owned after | $0.50 exercise price | 2011-08-16 | |
| 2011-08-16 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 28,800,000 owned after | $0.50 exercise price | 2011-08-16 | |
| 2011-08-16 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 8,000,000 owned after | $0.50 exercise price | 2011-08-16 | |
| 2011-08-16 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 22,064,250 owned after | $0.50 exercise price | 2011-08-16 | |
| 2011-07-08 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.50 exercise price | 2011-07-08 | ||
| 2011-07-08 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Series D Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.50 exercise price | 2011-07-08 | ||
| 2011-07-08 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Series E Warrant to purchase Common Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.50 exercise price | 2011-07-08 | ||
| 2009-06-04 holding as of filing | RULE RONALD J. JR. 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Direct | Holding | $0.25 exercise price | 2009-06-04 | ||
| 2009-05-28 holding as of filing | DIAMOND DECEMBRA D 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY APOGEE FINANCIAL INVESTMENTS, INC. | Holding | $0.25 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND DECEMBRA D 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY MIDTOWN PARTNERS CO., LLC. | Holding | $0.25 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND DECEMBRA D 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY MIDTOWN PARTNERS CO., LLC. | Holding | $0.50 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND DECEMBRA D 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY MIDTOWN PARTNERS CO., LLC. | Holding | $0.50 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND RICHARD J Director, 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY APOGEE FINANCIAL INVESTMENTS, INC. | Holding | $0.25 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND RICHARD J Director, 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY MIDTOWN PARTNERS & CO., LLC. | Holding | $0.25 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND RICHARD J Director, 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY MIDTOWN PARTNERS & CO., LLC. | Holding | $0.50 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | DIAMOND RICHARD J Director, 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Indirect · BY MIDTOWN PARTNERS & CO., LLC. | Holding | $0.50 exercise price | 2009-05-28 | ||
| 2009-05-28 holding as of filing | KYRIAKIDES ANASTASIOS Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner | 3 | SERIES A COMMON STOCK PURCHASE WARRANTS Derivative · Direct | Holding | $0.25 exercise price | 2009-05-28 |