NET TALK.COM, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-01-16: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2011-10-04: Reporting owner Vicis Capital, LLC | Vicis Capital Master Fund; Form 3/A; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2011-10-04: Reporting owner Vicis Capital Master Fund | Vicis Capital, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2011-08-16: Reporting owner Vicis Capital, LLC | Vicis Capital Master Fund; Form 4; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-01-16 | Vicis Capital Master Fund | Vicis Capital, LLC Other (Former 10% Owner) | Other (Former 10% Owner) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vicis Capital Master Fund | S Open market or private sale of non-derivative or derivative security | −500 0 owned after | $0.25 exercise price | 2014-01-21 | |
| 2011-10-04 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.25 exercise price | 2011-10-04 | ||
| 2011-10-04 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 500 owned after | $0.25 exercise price | 2011-10-04 | |
| 2011-08-16 holding as of filing | Vicis Capital, LLC | Vicis Capital Master Fund 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | 300 owned after | $0.25 exercise price | 2011-08-16 | |
| 2011-07-08 holding as of filing | Vicis Capital Master Fund | Vicis Capital, LLC 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vicis Capital Master Fund | Holding | $0.25 exercise price | 2011-07-08 |