NEOMEDIA TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows, 72 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-01-11: Reporting owner DORAN JAMES A; Form 3; Security Option to Buy; Transaction Holding.
- 2011-10-11: Reporting owner MANNETTI PETER; Form 3; Security Option to buy; Transaction Holding.
- 2011-04-07: Reporting owner O LEARY GEORGE G; Form 4; Security Option to Buy; Transaction J Other acquisition or disposition (describe transaction).
- 2011-04-07: Reporting owner O LEARY GEORGE G; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-01-11 holding as of filing | DORAN JAMES A Officer (CFO) | 3 | Option to Buy Derivative · Direct | Holding | $0.01 exercise price | 2012-01-11 | ||
| 2011-10-11 holding as of filing | MANNETTI PETER Director | 3 | Option to buy Derivative · Direct | Holding | $0.02 exercise price | 2011-10-11 | ||
| 2011-04-07 | O LEARY GEORGE G Director, Officer (Chief Operating Officer) | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +18,772 18,772 owned after | $0.02 | 2011-07-08 | |
| 2011-04-07 | O LEARY GEORGE G Director, Officer (Chief Operating Officer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 118,772 owned after | $0.02 | 2011-07-08 | |
| 2011-04-07 | MARRIOTT LAURA ANNE Director, Officer (Chief Executive Officer) | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +51,775 51,775 owned after | $0.02 | 2011-06-23 | |
| 2011-04-07 | MARRIOTT LAURA ANNE Director, Officer (Chief Executive Officer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 151,775 owned after | $0.02 | 2011-06-23 | |
| 2011-04-07 | ZIMA MICHAEL WADE Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +55,250 55,250 owned after | $0.02 | 2011-06-23 | |
| 2011-04-07 | ZIMA MICHAEL WADE Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 155,250 owned after | $0.02 | 2011-06-23 | |
| 2011-03-11 holding as of filing | FAY SARAH ANN Director | 3 | Option to Purchase Derivative · Direct | Holding | $0.05 exercise price | 2011-03-11 | ||
| 2010-05-26 | MCCREADY IAIN ALEXANDER Director, Officer (Chief Executive Officer) | 4 | Option to buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +180,000 509,374 owned after | $0.20 | 2010-07-22 | |
| 2009-04-29 | MCCREADY IAIN ALEXANDER Director, Officer (Chief Executive Officer) | 4 | Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,862 329,374 owned after | $2.00 | 2010-07-22 | |
| 2009-04-29 | MCCREADY IAIN ALEXANDER Director, Officer (Chief Executive Officer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +886,260 32,937,546 owned after | $0.02 | 2009-07-09 | |
| 2009-04-29 | ZIMA MICHAEL WADE Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +525,000 5,525,000 owned after | $0.02 | 2009-07-09 | |
| 2009-04-29 | KEIL JAMES J Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +602,500 3,102,500 owned after | $0.02 | 2009-07-09 | |
| 2009-04-29 | MARRIOTT LAURA ANNE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177,500 5,177,500 owned after | $0.02 | 2009-07-09 | |
| 2009-04-29 | O LEARY GEORGE G Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +705,000 2,093,652 owned after | $0.02 | 2009-07-09 | |
| 2009-01-01 | MARRIOTT LAURA ANNE Director | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,000,000 5,000,000 owned after | $0.01 | 2009-07-09 | |
| 2008-09-17 | ZIMA MICHAEL WADE Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,500,000 5,000,000 owned after | $0.01 | 2009-07-09 | |
| 2008-08-28 | ZIMA MICHAEL WADE Officer (Chief Financial Officer) | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +500,000 500,000 owned after | $0.01 | 2009-07-09 | |
| 2008-06-10 | MCCREADY IAIN ALEXANDER Director, Officer (Chief Executive Officer) | 4 | Option to buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +320,512 320,512 owned after | $1.00 | 2010-07-22 | |
| 2008-06-10 | MCCREADY IAIN ALEXANDER Director, Officer (Chief Executive Officer) | 4 | Option to Buy Derivative · Direct | J Other acquisition or disposition (describe transaction) | +16,025,643 32,051,286 owned after | $0.01 | 2009-07-09 | |
| 2008-06-10 | MCCREADY IAIN ALEXANDER Officer (Chief Executive Officer) | 4 | Options to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +16,025,643 0 owned after | $0.01 exercise price | 2008-07-21 | |
| 2008-05-22 | HOFFMAN WILLIAM J JR Director, Officer (Chief Executive Officer) | 4 | Options to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000,000 0 owned after | $0.03 exercise price | 2008-07-10 | |
| 2008-04-17 | O LEARY GEORGE G Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218,937 1,388,652 owned after | $0.04 | 2009-06-15 | |
| 2008-01-22 | O LEARY GEORGE G Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +216,466 1,169,715 owned after | $0.04 | 2009-06-15 | |
| 2008-01-21 | O LEARY GEORGE G Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +216,465 953,249 owned after | $0.04 | 2009-06-15 | |
| 2008-01-18 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.05 exercise price | 2008-01-18 | |
| 2008-01-18 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.08 exercise price | 2008-01-18 | |
| 2008-01-18 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.13 exercise price | 2008-01-18 | |
| 2008-01-18 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 4 | Options to purchase common stock Derivative · Direct | Holding | 70,000 owned after | $0.18 exercise price | 2008-01-18 | |
| 2007-10-16 holding as of filing | FRITZ CHARLES W Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.01 exercise price | 2007-10-16 | |
| 2007-10-16 holding as of filing | FRITZ CHARLES W Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.05 exercise price | 2007-10-16 | |
| 2007-10-16 holding as of filing | FRITZ CHARLES W Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.08 exercise price | 2007-10-16 | |
| 2007-10-16 holding as of filing | FRITZ CHARLES W Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.13 exercise price | 2007-10-16 | |
| 2007-10-16 holding as of filing | FRITZ CHARLES W Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 20,010,000 owned after | $0.03 exercise price | 2007-10-16 | |
| 2007-10-03 | O LEARY GEORGE G Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +198,565 736,784 owned after | $0.04 | 2009-06-15 | |
| 2007-08-29 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.05 exercise price | 2007-08-29 | ||
| 2007-08-29 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.08 exercise price | 2007-08-29 | ||
| 2007-08-29 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.13 exercise price | 2007-08-29 | ||
| 2007-08-29 holding as of filing | WOMBLE SCOTT J Officer (CFO, Secretary) | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.18 exercise price | 2007-08-29 | ||
| 2007-07-30 holding as of filing | HOFFMAN WILLIAM J JR Director, Officer (Chief Executive Officer) | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.03 exercise price | 2007-07-30 | ||
| 2007-07-25 holding as of filing | BARCLAY A HAYES Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 2,000,000 owned after | $0.05 exercise price | 2007-07-25 | |
| 2007-07-25 holding as of filing | BARCLAY A HAYES Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 2,750,000 owned after | $0.08 exercise price | 2007-07-25 | |
| 2007-07-23 holding as of filing | O LEARY GEORGE G Director | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.04 exercise price | 2007-07-23 | ||
| 2007-07-23 holding as of filing | O LEARY GEORGE G Director | 3 | Options to purchase common stock Derivative · Direct | Holding | $0.10 exercise price | 2007-07-23 | ||
| 2007-06-30 | DODGE DAVID A Officer (Chief Financial Officer) | 4 | Options to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $0.08 exercise price | 2007-07-02 | |
| 2007-06-30 | DODGE DAVID A Officer (Chief Financial Officer) | 4 | Options to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,125,000 6,475,000 owned after | $0.13 exercise price | 2007-07-02 | |
| 2006-12-28 holding as of filing | FRITZ WILLIAM E Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.01 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | FRITZ WILLIAM E Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.08 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | FRITZ WILLIAM E Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.24 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | FRITZ WILLIAM E Director | 4 | Options to purchase common stock Derivative · Direct | Holding | 0 owned after | $0.33 exercise price | 2006-12-28 | |
| 2006-12-20 | Copus Martin N Officer (Chief Operating Officer) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +569,444 0 owned after | $0.01 exercise price | 2007-01-04 | |
| 2006-12-20 | Copus Martin N Officer (Chief Operating Officer) | 4 | Options to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 4,678,062 owned after | $0.33 exercise price | 2007-01-04 | |
| 2006-12-11 | JENSEN CHARLES T Director, Officer (President and Chief Executive) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 0 owned after | $0.01 exercise price | 2006-12-19 | |
| 2006-12-08 | JENSEN CHARLES T Director, Officer (President and Chief Executive) | 4 | Options to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000,000 0 owned after | $0.11 exercise price | 2006-12-19 | |
| 2006-12-08 | JENSEN CHARLES T Director, Officer (President and Chief Executive) | 4 | Options to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000,000 0 owned after | $0.24 exercise price | 2006-12-19 | |
| 2006-12-08 | JENSEN CHARLES T Director, Officer (President and Chief Executive) | 4 | Options to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000,000 16,750,000 owned after | $0.33 exercise price | 2006-12-19 | |
| 2006-07-04 | Copus Martin N Officer (Chief Operating Officer) | 4 | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,618 5,108,618 owned after | $0.39 exercise price | 2006-07-05 | |
| 2006-04-10 | BARCLAY A HAYES Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $0.01 | 2006-04-11 | |
| 2006-04-06 | KEIL JAMES J Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 0 owned after | $0.08 | 2006-04-07 | |
| 2006-04-06 | KEIL JAMES J Director | 4 | Options to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 2,500,000 owned after | $0.24 | 2006-04-07 | |
| 2005-12-27 | FRITZ CHARLES W Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 21,510,000 owned after | $0.00 | 2007-02-05 | |
| 2005-12-27 | BARCLAY A HAYES Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 2,750,000 owned after | $0.00 | 2007-02-05 | |
| 2005-12-27 | DODGE DAVID A Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 8,100,000 owned after | $0.00 | 2007-02-05 | |
| 2005-12-27 | KEIL JAMES J Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,500,000 owned after | $0.00 | 2007-02-05 | |
| 2005-02-10 | FRITZ CHARLES W Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 21,510,000 owned after | $0.00 | 2007-02-05 | |
| 2005-02-10 | DODGE DAVID A Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 8,100,000 owned after | $0.00 | 2007-02-05 | |
| 2005-02-08 | BARCLAY A HAYES Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,750,000 owned after | $0.00 | 2007-02-05 | |
| 2005-02-08 | KEIL JAMES J Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,500,000 owned after | $0.00 | 2007-02-05 | |
| 2004-05-13 | BARCLAY A HAYES Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 2,750,000 owned after | $0.00 | 2007-02-05 | |
| 2004-03-11 | FRITZ CHARLES W Director, Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 21,510,000 owned after | $0.00 | 2007-02-05 | |
| 2004-03-11 | DODGE DAVID A Officer (Chief Financial Officer) | 4/A | Options to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 8,100,000 owned after | $0.00 | 2007-02-05 |