NEOMEDIA TECHNOLOGIES INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-20: Reporting owner CLINE J MICHAEL | JMC Holdings, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-01-13: Reporting owner CLINE J MICHAEL | JMC Holdings, L.P.; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2011-01-13: Reporting owner JMC Holdings, L.P. | CLINE J MICHAEL; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2010-01-21: Reporting owner YA Global Investments | ANGELO MARK | YORKVILLE ADVISORS LLC; Form 3/A; Security Series C 8% Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-20 | CLINE J MICHAEL | JMC Holdings, L.P. 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −40 265 owned after | $0.00 | 2011-01-21 | |
| 2011-01-13 | CLINE J MICHAEL | JMC Holdings, L.P. 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −70 305 owned after | $0.00 | 2011-01-18 | |
| 2011-01-13 holding as of filing | JMC Holdings, L.P. | CLINE J MICHAEL 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2011-01-13 | ||
| 2010-01-21 holding as of filing | YA Global Investments | ANGELO MARK | YORKVILLE ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | 3/A | Series C 8% Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-01-21 | ||
| 2010-01-21 holding as of filing | YA Global Investments | ANGELO MARK | YORKVILLE ADVISORS LLC 10% Owner | 10% Owner | 10% Owner | 3/A | Series D 8% Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-01-21 | ||
| 2010-01-13 holding as of filing | ANGELO MARK | YORKVILLE ADVISORS LLC | YA Global Investments 10% Owner | 10% Owner | 10% Owner | 3 | Series C 8% Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-01-13 | ||
| 2010-01-13 holding as of filing | ANGELO MARK | YORKVILLE ADVISORS LLC | YA Global Investments 10% Owner | 10% Owner | 10% Owner | 3 | Series D 8% Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-01-13 |