MULTI COLOR Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-04: Reporting owner KELLER ROGER A; Form 4; Security Option to Purchase; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-21: Reporting owner Vinecombe Nigel A; Form 4; Security Options to purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-05-06: Reporting owner REYNOLDS JAMES H; Form 4; Security Options to purchase; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-04 | KELLER ROGER A Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $5.59 exercise price | 2009-12-04 | |
| 2009-09-21 | Vinecombe Nigel A Director, Officer (Chief Operating Officer) | 4 | Options to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $16.00 exercise price | 2009-09-22 | |
| 2009-05-06 | REYNOLDS JAMES H Officer (Chief Accounting Officer) | 4 | Options to purchase Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $11.42 exercise price | 2009-05-08 |