Mr. Cooper Group Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-31: Reporting owner KRAVIS HENRY R | KKR & Co. Inc. | Harrington Christopher J | ROBERTS GEORGE R | KKR Group Holdings Corp. | KKR Wand Holdings Corp | Olson Tagar | KKR Management LLC | KKR Fund Holdings GP Ltd | KKR Fund Holdings L.P.; Form 4; Security Warrants; Transaction S Open market or private sale of non-derivative or derivative security.
- 2018-07-31: Reporting owner KRAVIS HENRY R | KKR & Co. Inc. | Harrington Christopher J | ROBERTS GEORGE R | KKR Group Holdings Corp. | KKR Wand Holdings Corp | Olson Tagar | KKR Management LLC | KKR Fund Holdings GP Ltd | KKR Fund Holdings L.P.; Form 4; Security Warrants; Transaction S Open market or private sale of non-derivative or derivative security.
- 2018-07-02: Reporting owner KKR Group Holdings Corp.; Form 3; Security Warrants; Transaction Holding.
- 2018-07-02: Reporting owner KKR Group Holdings Corp.; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-31 | KRAVIS HENRY R | KKR & Co. Inc. | Harrington Christopher J | ROBERTS GEORGE R | KKR Group Holdings Corp. | KKR Wand Holdings Corp | Olson Tagar | KKR Management LLC | KKR Fund Holdings GP Ltd | KKR Fund Holdings L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −30,700,000 0 owned after | $1.32 exercise price | 2018-08-02 | |
| 2018-07-31 | KRAVIS HENRY R | KKR & Co. Inc. | Harrington Christopher J | ROBERTS GEORGE R | KKR Group Holdings Corp. | KKR Wand Holdings Corp | Olson Tagar | KKR Management LLC | KKR Fund Holdings GP Ltd | KKR Fund Holdings L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −30,700,000 0 owned after | $1.43 exercise price | 2018-08-02 | |
| 2018-07-02 holding as of filing | KKR Group Holdings Corp. 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $1.32 exercise price | 2018-07-02 | ||
| 2018-07-02 holding as of filing | KKR Group Holdings Corp. 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $1.43 exercise price | 2018-07-02 | ||
| 2018-07-01 | KKR Group Ltd | KKR Group Holdings L.P. 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −30,700,000 0 owned after | $1.32 exercise price | 2018-07-02 | |
| 2018-07-01 | KKR Group Ltd | KKR Group Holdings L.P. 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −30,700,000 0 owned after | $1.43 exercise price | 2018-07-02 | |
| 2018-02-15 holding as of filing | KKR Wand Holdings Corp 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.32 exercise price | 2018-02-15 | ||
| 2018-02-15 holding as of filing | KKR Wand Holdings Corp 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.43 exercise price | 2018-02-15 | ||
| 2015-01-07 holding as of filing | KKR Management LLC | KKR Fund Holdings GP Ltd | KRAVIS HENRY R | KKR Group Ltd | KKR Group Holdings L.P. | ROBERTS GEORGE R | KKR Fund Holdings L.P. | KKR & Co. L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $1.32 exercise price | 2015-01-07 | ||
| 2015-01-07 holding as of filing | KKR Management LLC | KKR Fund Holdings GP Ltd | KRAVIS HENRY R | KKR Group Ltd | KKR Group Holdings L.P. | ROBERTS GEORGE R | KKR Fund Holdings L.P. | KKR & Co. L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Footnotes | Holding | $1.43 exercise price | 2015-01-07 | ||
| 2008-07-02 holding as of filing | TPG Olympic Advisors, Inc. | COULTER JAMES G | TPG Advisors VI, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · See Explanation of Responses | Holding | $10.06 exercise price | 2008-07-02 | ||
| 2008-07-02 holding as of filing | TPG Olympic Advisors, Inc. | COULTER JAMES G | TPG Advisors VI, Inc. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · See Explanation of Responses | Holding | $10.06 exercise price | 2008-07-02 | ||
| 2008-06-24 | BONDERMAN DAVID Director, 10% Owner | 4 | Warrant Derivative · Indirect · See Explanation of Responses | J Other acquisition or disposition (describe transaction) | +0 0 owned after | $10.06 exercise price | 2008-06-26 | |
| 2008-06-24 | BONDERMAN DAVID Director, 10% Owner | 4 | Warrant Derivative · Indirect · See Explanation of Responses | J Other acquisition or disposition (describe transaction) | +0 0 owned after | $10.06 exercise price | 2008-06-26 | |
| 2008-04-23 holding as of filing | BONDERMAN DAVID Director | 3 | Warrant Derivative · Indirect · See Explanation of Responses | Holding | no price filed | 2008-04-23 | ||
| 2008-04-21 | BONDERMAN DAVID Director | 4 | Warrant Derivative · Indirect · See Explanation of Responses | P Open market or private purchase of non-derivative or derivative security | +0 0 owned after | no price filed | 2008-04-23 |