Mr. Cooper Group Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-24: Reporting owner Williams Jr. Robert Joab; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-11-24: Reporting owner Williams Jr. Robert Joab; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-11-24: Reporting owner Williams Jr. Robert Joab; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2008-11-24: Reporting owner Williams Jr. Robert Joab; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-24 holding as of filing | Williams Jr. Robert Joab Officer (President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.32 exercise price | 2008-11-24 | ||
| 2008-11-24 holding as of filing | Williams Jr. Robert Joab Officer (President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.77 exercise price | 2008-11-24 | ||
| 2008-11-24 holding as of filing | Williams Jr. Robert Joab Officer (President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $41.75 exercise price | 2008-11-24 | ||
| 2008-11-24 holding as of filing | Williams Jr. Robert Joab Officer (President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $43.33 exercise price | 2008-11-24 | ||
| 2008-11-24 holding as of filing | Williams Jr. Robert Joab Officer (President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $44.67 exercise price | 2008-11-24 | ||
| 2008-09-10 | FISHMAN ALAN H Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | VUOTO ANTHONY Officer (EVP and Pres. WM Card Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | McMurray John P Officer (EVP & Chief Entrprise Risk Off) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | ROTELLA STEPHEN J Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | Horvath Debora D Officer (EVP & Chief Info. Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | DAVID DARYL D Officer (EVP, Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | CASEY THOMAS W Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | Brooks Alfred R Officer (EVP,President Commercial Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | Ballenger Melissa J Officer (SVP, Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | SCHNEIDER DAVID C Officer (EVP & President, Home Loans) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-09-10 | BAIER FRANK W Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $2.32 exercise price | 2008-09-12 | |
| 2008-07-15 | SOLENDER MICHAEL S Officer (EVP & Chief Legal Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +475,000 475,000 owned after | $3.61 exercise price | 2008-07-17 | |
| 2008-05-08 holding as of filing | McMurray John P Officer (EVP & Chief Entrprise Risk Off) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $34.27 exercise price | 2008-05-08 | ||
| 2008-05-08 holding as of filing | McMurray John P Officer (EVP & Chief Entrprise Risk Off) | 3 | Stock Option (Right to buy) Derivative · Direct | Holding | $14.77 exercise price | 2008-05-08 | ||
| 2008-02-07 holding as of filing | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $36.53 exercise price | 2008-02-07 | ||
| 2008-02-07 holding as of filing | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $39.53 exercise price | 2008-02-07 | ||
| 2008-02-07 holding as of filing | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $42.17 exercise price | 2008-02-07 | ||
| 2008-02-07 holding as of filing | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $43.33 exercise price | 2008-02-07 | ||
| 2008-02-07 holding as of filing | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $44.67 exercise price | 2008-02-07 | ||
| 2008-02-04 | MATTHEWS PHILIP D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,835 1,835 owned after | $21.82 | 2008-02-06 | |
| 2008-01-22 | Brooks Alfred R Officer (EVP,President Commercial Group) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $14.77 exercise price | 2008-07-11 | |
| 2008-01-22 | MATTHEWS PHILIP D Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | LILLIS CHARLES M Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Leppert Thomas C Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | STEVER JAMES H Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | SMITH ORIN Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | REED WILLIAM JR Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | PUGH MARY E Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | OSMER MCQUADE MARGARET Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | MURPHY MICHAEL K Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Montoya Regina T Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | FRANK STEPHEN E Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | FARRELL ANNE V Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,818 6,818 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | KILLINGER KERRY K Director, Officer (Chairman and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,200,000 3,200,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | VUOTO ANTHONY Officer (EVP and Pres. WM Card Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | SCHNEIDER DAVID C Officer (EVP & President, Home Loans) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | ROTELLA STEPHEN J Officer (President and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Horvath Debora D Officer (EVP & Chief Info. Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +435,000 435,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | DAVID DARYL D Officer (EVP, Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +435,000 435,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Corcoran James B Officer (EVP, President Retail Banking) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Cathcart Ronald J Officer (EVP & Chief Entrprise Risk Off) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | CASEY THOMAS W Officer (EVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +965,000 965,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Brooks Alfred R Officer (EVP,President Commercial Group) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Ballenger Melissa J Director, Officer (SVP, Corporate Controller) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,136 51,136 owned after | $14.77 exercise price | 2008-01-23 | |
| 2008-01-22 | Baker Todd H Officer (EVP, Corp. Strategy & Develop.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $14.77 exercise price | 2008-01-23 |