mPHASE TECHNOLOGIES, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-08-26: Form 8-K; Period of report 2022-08-22; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2022-08-01: Form 8-K; Period of report 2022-07-11; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2022-07-05: Form 8-K/A; Period of report 2022-06-24; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2022-06-30: Form 8-K; Period of report 2022-06-24; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-08-26 | 8-K | 2022-08-22 | 1.01 Entry into a Material Definitive Agreement | 1.01 of this Current Report on Form 8-K contains only a brief description of the material terms of the Original SPA, Amended SPA, the Notes and any other agreements between parties, and does not purport to be a complete description of the rights and obligations of the parties thereunder, and such descriptions are qualified in their entirety by reference to the full text of the agreements and Notes, the forms of which are attached as Exhibits 4.1, 4.2, 4.3 and 4.4, respectively, to this Current Report on Form 8-K, and are incorporated herein by reference. | form8-k.htm |
| 2022-08-01 | 8-K | 2022-07-11 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 11, 2022, the Board of Directors (the “Board”) of mPhase Technologies, Inc. (the “Company”) approved the termination of the employment of Anshu Bhatnagar as Chief Executive Officer and from all other employee or officer positions held with the Company and its subsidiaries, regardless of whether he served in such capacity. | form8-k.htm |
| 2022-07-05 | 8-K/A | 2022-06-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 of this Current Report on Form 8-K contains only a brief description of the material terms of the SPA, the Notes and the Warrants, and does not purport to be a complete description of the rights and obligations of the parties thereunder, and such descriptions are qualified in their entirety by reference to the full text of the SPA, the Notes and the Warrants, the forms of which are attached as Exhibits 4.1, 4.2 and 10.1, respectively, to this Current Report on Form 8-K, and are incorporated herein by reference. 2.03 The information set forth above under Item 1.01 is hereby incorporated by reference into this Item 2.03. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference into this Item 3.02 in its entirety. | form8-ka.htm |
| 2022-06-30 | 8-K | 2022-06-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 of this Current Report on Form 8-K contains only a brief description of the material terms of the SPA, the Notes and the Warrants, and does not purport to be a complete description of the rights and obligations of the parties thereunder, and such descriptions are qualified in their entirety by reference to the full text of the SPA, the Notes and the Warrants, the forms of which are attached as Exhibits 4.1, 4.2 and 10.1, respectively, to this Current Report on Form 8-K, and are incorporated herein by reference. 2.03 The information set forth above under Item 1.01 is hereby incorporated by reference into this Item 2.03. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference into this Item 3.02 in its entirety. | form8-k.htm |
| 2022-05-05 | 8-K | 2022-04-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 29, 2022, Angelia Lansinger Hrytsyshyn informed the Board of Directors of mPhase Technologies, Inc. (the “Company”) of her resignation as the Company’s Chief Financial Officer, effective immediately. | form8-k.htm |
| 2022-04-22 | 8-K | 2022-04-18 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 of this Current Report on Form 8-K contains only a brief description of the material terms of the Agreement and Note, and does not purport to be a complete description of the rights and obligations of the parties thereunder, and such descriptions are qualified in their entirety by reference to the full text of the Form of the Agreement and Note, which is attached as Exhibits 4.1 and Exhibit 4.2, respectively, to this Current Report on Form 8-K, and is incorporated herein by reference. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. | form8-k.htm |
| 2022-03-18 | 8-K | 2022-03-14 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 of this Current Report on Form 8-K contains only a brief description of the material terms of the Note, and does not purport to be a complete description of the rights and obligations of the parties thereunder, and such descriptions are qualified in their entirety by reference to the full text of the Form of the Note, which is attached as Exhibits 4.1 to this Current Report on Form 8-K, and is incorporated herein by reference. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 3.02 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. | form8-k.htm |
| 2022-03-11 | 8-K | 2022-03-08 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On March 8, 2022, mPhase Technologies, Inc. (the “Company”) held a special meeting of stockholders (the “Special Meeting”). | form8-k.htm |
| 2022-01-25 | 8-K | 2022-01-19 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 5.02 The information set forth above under Item 1.01 is hereby incorporated by reference into this Item 5.02. 8.01 On January 20, 2022, the Company issued a press release titled “mPhase Names Financial Industry Veteran James Engler, Jr to its Board of Directors.” A copy of the press release is filed hereto as Exhibits 99.1 and is incorporated herein by reference. | form8-k.htm |