mPHASE TECHNOLOGIES, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2019-12-23: Form 8-K; Period of report 2019-12-17; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2019-12-09: Form 8-K; Period of report 2019-12-03; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2019-12-06: Form 8-K; Period of report 2019-12-02; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2019-11-13: Form 8-K; Period of report 2019-11-13; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2019-12-23 | 8-K | 2019-12-17 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 2.03 by reference. 3.02 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 3.02 by reference. | form8-k.htm |
| 2019-12-09 | 8-K | 2019-12-03 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 2.03 by reference. 3.02 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 3.02 by reference. | form8-k.htm |
| 2019-12-06 | 8-K | 2019-12-02 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 2.03 by reference. 3.02 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 3.02 by reference. | form8-k.htm |
| 2019-11-13 | 8-K | 2019-11-13 | 7.01 Regulation FD Disclosure | 7.01 Spokespersons of mPhase Technologies, Inc. (the “Company”) plan to present the information in the press release attached hereto as Exhibit 99.1 at the National Investment Banking Association Conference on Wednesday, November 13th at 10:25 a.m. | form8-k.htm |
| 2019-10-03 | 8-K | 2019-09-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 2.03 by reference. 3.02 Reference is made to the disclosure under Item 1.01 above which is hereby incorporated in this Item 3.02 by reference. | form8-k.htm |
| 2019-09-16 | 8-K/A | 2019-06-30 | 2.01 Completion of Acquisition or Disposition of Assets | 2.01 On July 9, 2019, mPhase Technologies, Inc. (the “Company”) filed a Current Report on Form 8-K reporting that, on June 30, 2019, the Company completed the acquisition (“the Acquisition”) of 99% of the outstanding stock of Alpha Predictions, LLP, (“Alpha Predictions”) from Snehalkumar Santosh Kadam, Smita Dinakar Shinde, Anuj Kumar Saxena, and Dhananjay Rajendra Adik (collectively, the “Sellers”) in exchange for cash of approximately $1,400 (USD), (99,000 INR), pursuant to a Share Purchase Agreement (“SPA”) entered into on June 30, 2019. | form8-ka.htm |
| 2019-09-12 | 8-K | 2019-09-05 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On September 5, 2019 mPhase Technologies, Inc., a New Jersey corporation (the “Company”), entered into a Securities Purchase Agreement dated as of September 5, 2019 with Power Up Lending Group, a Virginia corporation (“Lender”) and issued an 8% Convertible Promissory Note in the principal amount of $53,000 to the Lender with a maturity date of September 5, 2020. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference in this Item 2.03. | form8-k.htm |
| 2019-09-09 | 8-K | 2019-09-05 | 8.01 Other Events | 8.01 On August 27, 2019, the Board of Directors of mPhase Technologies, Inc., a New Jersey corporation (the “Company”), approved the filing of an amendment (the “Amendment”) to the Company’s Certificate of Incorporation to increase the authorized shares of common stock from 25 million shares to 100 million shares pursuant to Section 14A:7-2(4) of the Business Corporation Law of the State of New Jersey. | form8-k.htm |
| 2019-08-23 | 8-K/A | 2019-08-20 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On August 12, 2019, mPhase Technologies, Inc., a New Jersey corporation (the “Company”), entered into a Product License and Content Agreement (“Agreement”) with iLearningEngines, Inc., a Delaware corporation (“ILE”). 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K/A is incorporated by reference in this Item 2.03. | form8-ka.htm |
| 2019-08-21 | 8-K | 2019-08-20 | 8.01 Other Events | 8.01 On August 20, 2019, the Company issued a press release announcing a three-year Product License and Content Agreement with iLearningEngines, Inc. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. | form8-k.htm |
| 2019-08-01 | 8-K | 2019-07-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On July 30, 2019 mPhase Technologies, Inc., a New Jersey corporation (the “Company”), entered into a Securities Purchase Agreement dated as of July 30, 2019 with Power Up Lending Group, a Virginia corporation (“Lender”) and issued an 8% Convertible Promissory Note in the principal amount of $53,000 to the Lender with a maturity date of July 30, 2020. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference in this Item 2.03. | form8-k.htm |
| 2019-07-09 | 8-K | 2019-06-30 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On June 30, 2019, mPhase Technologies, Inc. (the “Company”) entered into a Share Purchase Agreement (“SPA”) to acquire a controlling interest in Alpha Predictions, LLP, (“Alpha Predictions”) an India-based technology company, that has developed a suite of commercial data analysis products for use across multiple industries. 8.01 On July 9, 2019, the Company issued a press release announcing the acquisition of a controlling interest in Alpha Predictions, LLP in addition to a new $2.5 million (USD) contract to provide software, training, and support services to an IT solutions and services company. | form8-k.htm |
| 2019-07-09 | 8-K | 2019-07-08 | 1.02 Termination of a Material Definitive Agreement | 1.02 mPhase Technologies, Inc. (OTCBB: XDSL) (“the Company) today announced that effective June 30, 2019, it has terminated, by mutual consent, with AIRobotica Services Limited (“AIRobotica”), a Bangalore, India-based technology company, a Stock Purchase Agreement dated April 19, 2019 in which the Company was to acquire all of the outstanding stock of AIRobotica..AIRobotica is engaged in the development of software platforms to enable the implementation of artificial intelligence and machine learning for its customers. | form8-k.htm |
| 2019-07-01 | 8-K | 2019-06-19 | 1.01 Entry into a Material Definitive Agreement | 1.01 On June 25, 2019 mPhase Technologies, Inc., a New Jersey corporation (the “Company”), entered into a Securities Purchase Agreement dated as of June 19, 2019 with Power Up Lending Group, a Virginia corporation (Lender) and issued an 8% Convertible Promissory Note in the principal amount of $78,000 to the Lender with a maturity date of June 19. | form8-k.htm |
| 2019-06-07 | 8-K | 2019-06-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On June 6, 2019, the Board of Directors (the “Board”) of mPhase Technologies, Inc. (the “Company”) accepted the resignation of Martin Smiley as Chief Financial Officer of the Company and appointed Christopher Cutchens as Chief Financial Officer of the Company, effective immediately. | form8-k.htm |
| 2019-05-20 | 8-K | 2019-05-20 | 8.01 Other Events | 8.01 Under the terms of the MOU, for customers of the Company, iLE will license its technology to the Company which will develop, modify, market and sell and provide customer support for such technology. | form8-k.htm |
| 2019-04-25 | 8-K | 2019-04-25 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-k.htm |
| 2019-04-15 | 8-K | 2019-04-11 | 8.01 Other Events | 8.01 Reference is made to the Transition Agreement dated as of January 11, 2019 between Anshu Bhatnagar and mPhase Technologies. | form8-k.htm |
| 2019-03-20 | 8-K | 2019-03-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective March 20, 2019, the Board of Directors of mPhase Technologies, Inc. (the “Company”).accepted the resignation of Ronald. | form8-k.htm |
| 2019-02-19 | 8-K/A | 2019-01-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective January 11, 2019, the Board of Directors of mPhase Technologies, Inc. (the “Company”). elected Mr. Anshu Bhatnagar and Mr. James Largotta as new members of the Board of Directors of the Company pursuant to Section 14A-5 of the New Jersey Business Corporation Act. | f8k011419a1_mphase.htm |
| 2019-02-11 | 8-K | 2019-02-11 | 1.01 Entry into a Material Definitive Agreement | 1.01 mPhase Technologies, Inc. and John Fife entered into an Amendment to a Judgment Settlement Agreement dated as of February 5, 2019 modifying the repayment schedule and made the initial payment thereon of a Convertible Debenture issued by the Company originally on September 13, 2011. | f8k020719_mphasetechno.htm |
| 2019-02-01 | 8-K | 2019-02-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective January 28, 2019, the Board of Directors of mPhase Technologies, Inc. (the “Company”). elected Mr. Matin Smiley, as interim Chief Financial Officer of the Company. | f8k020119_mphasetech.htm |
| 2019-01-14 | 8-K | 2019-01-14 | 1.01 Entry into a Material Definitive Agreement; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 Entry into a Material Definitive Agreement. 5.01 (a)(1) Voting Control of the Company has been acquired by Mr. Anshu Bhatnagar, having an address at 9841 Washingtonian Blvd., Suite 390, Gaithersburg, Maryland 20878. 5.02 Effective January 11, 2019, the Board of Directors of mPhase Technologies, Inc. (the “Company”). elected Mr. Anshu Bhatnagar and Mr. James Largotta as new members of the Board of Directors of the Company pursuant to Section 14A-5 of the New Jersey Business Corporation Act. | f8k011119_mphasetech.htm |
| 2019-01-04 | 8-K | 2019-01-04 | 3.03 Material Modification to Rights of Security Holders | 3.03 (b) On January 4, 2019, mPhase Technologies, Inc. (the “Corporation”) filed an Amendment to its Certificate of Incorporation with the State of New Jersey providing for 1000 shares of Series A Preferred Stock replacing its prior class of Series A Preferred Stock. | f8k123118_mphasetechnologies.htm |