mPHASE TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-25: Reporting owner BIDERMAN ABRAHAM; Form 5; Security Call Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-24: Reporting owner DURANDO RONALD A; Form 5/A; Security Call Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-24: Reporting owner DOTOLI GUSTAVE T; Form 5/A; Security Call Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-08-24: Reporting owner DURANDO RONALD A; Form 5; Security Call Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-25 | BIDERMAN ABRAHAM Director | 5 | Call Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1,065,000 owned after | $0.20 exercise price | 2007-08-17 | |
| 2006-08-24 | DURANDO RONALD A Director, Officer (President and CEO), 10% Owner | 5/A | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 22 owned after | $0.21 exercise price | 2007-09-18 | |
| 2006-08-24 | DOTOLI GUSTAVE T Director, Officer (Chief Operating Officer) | 5/A | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 14 owned after | $0.21 exercise price | 2007-08-17 | |
| 2006-08-24 | DURANDO RONALD A Director, Officer (President and CEO), 10% Owner | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 22 owned after | $0.21 exercise price | 2007-08-17 | |
| 2006-08-24 | ERGUL NECDET F Director, 10% Owner | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 20 owned after | $0.25 exercise price | 2007-08-17 | |
| 2006-08-24 | DOTOLI GUSTAVE T Director, Officer (Chief Operating Officer) | 5 | Call Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 14 owned after | $0.21 exercise price | 2007-08-17 |