mPHASE TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-01-17: Reporting owner Bhatnagar Anshu; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2019-01-11: Reporting owner Bhatnagar Anshu; Form 4; Security Series A Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-01-17 holding as of filing | Bhatnagar Anshu Director, Officer (Chief Executive Officer) | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 1,000 owned after | no price filed | 2019-01-17 | |
| 2019-01-11 | Bhatnagar Anshu Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $0.00 | 2019-01-17 |