ModivCare Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 95 rows, 95 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-10-28: Reporting owner Khan Faisal; Form 3; Security Performance Restricted Stock Units; Transaction Holding.
- 2024-10-28: Reporting owner Khan Faisal; Form 3; Security Performance Restricted Stock Units; Transaction Holding.
- 2024-10-28: Reporting owner Berstler Chelsey; Form 3; Security Performance Restricted Stock Units; Transaction Holding.
- 2024-02-16: Reporting owner COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Partners II, L.P.; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-10-28 holding as of filing | Khan Faisal Officer (Sr VP, General Counsel and Sec) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2024-10-28 | ||
| 2024-10-28 holding as of filing | Khan Faisal Officer (Sr VP, General Counsel and Sec) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2024-10-28 | ||
| 2024-10-28 holding as of filing | Berstler Chelsey Officer (Exec VP Personal Care Services) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2024-10-28 | ||
| 2024-02-16 | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Partners II, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,314 0 owned after | $0.00 | 2024-02-20 | |
| 2024-02-14 | Toledo Henry Officer (Chief People Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,822 7,822 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | GUTIERREZ BARBARA Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,202 9,202 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | Bailey Anne E, Officer (President, Home Division) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,202 9,202 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | Sampson L Heath Director, Officer (President, CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,650 18,650 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | KRAL JESSICA Officer (Chief Information Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,518 6,518 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | Orcutt Rebecca Officer (SVP, Chief Accounting Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,247 1,247 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | Simpson Ilias Officer (President, ModivCare Mobility) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,202 9,202 owned after | $0.00 | 2024-02-22 | |
| 2024-02-14 | Gray Adam | COLISEUM CAPITAL PARTNERS, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,658 2,658 owned after | $0.00 | 2024-02-16 | |
| 2023-09-18 | GUTIERREZ BARBARA Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,860 12,860 owned after | $0.00 | 2023-09-20 | |
| 2023-09-05 | Toledo Henry Officer (Chief People Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,094 13,094 owned after | $0.00 | 2023-09-07 | |
| 2023-08-31 | Sampson L Heath Director, Officer (President, CEO, CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,635 26,635 owned after | $0.00 | 2023-09-05 | |
| 2023-08-31 | Simpson Ilias Officer (President, ModivCare Mobility) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,018 14,018 owned after | $0.00 | 2023-09-05 | |
| 2023-08-31 | Bush Jonathan B Officer (SVP, GC and Secretary) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,252 4,252 owned after | $0.00 | 2023-09-05 | |
| 2023-08-31 | Orcutt Rebecca Officer (SVP, Chief Accounting Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,900 1,900 owned after | $0.00 | 2023-09-05 | |
| 2023-06-05 | KRAL JESSICA Officer (Chief Information Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,348 5,348 owned after | $0.00 | 2023-06-07 | |
| 2023-05-16 | Bailey Anne E, Officer (President, Home Division) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,062 7,062 owned after | $0.00 | 2023-05-18 | |
| 2023-03-16 | Simpson Ilias Officer (President, ModivCare Mobility) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +872 872 owned after | $0.00 | 2023-03-20 | |
| 2023-03-16 | Bush Jonathan B Officer (SVP, GC and Secretary) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +456 456 owned after | $0.00 | 2023-03-20 | |
| 2023-03-16 | Orcutt Rebecca Officer (SVP, Chief Accounting Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +251 251 owned after | $0.00 | 2023-03-20 | |
| 2023-03-06 | Sampson L Heath Director, Officer (President, CEO, CFO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,022 1,022 owned after | $0.00 | 2023-03-08 | |
| 2023-02-16 | Gray Adam | Shackelton Christopher S | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS, L.P. Director | Director | Director | Director | Director | Director | 4 | Phantom Stock Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,314 1,314 owned after | $0.00 | 2023-02-21 | |
| 2023-02-15 | Simpson Ilias Officer (President, ModivCare Mobility) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,467 2,467 owned after | $0.00 | 2023-02-17 | |
| 2023-02-07 | COLISEUM CAPITAL PARTNERS, L.P. | Gray Adam | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital, LLC | Coliseum Capital Partners II, L.P. Director | Director | Director | Director | Director | Director | 4 | Phantom Stock Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,223 0 owned after | $0.00 | 2023-02-08 | |
| 2022-11-21 | Sampson L Heath Officer (President, CEO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,147 1,147 owned after | $0.00 | 2022-11-23 | |
| 2022-05-09 holding as of filing | Simpson Ilias Officer (President, Transportation) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2022-05-09 | ||
| 2022-05-09 holding as of filing | Hickman Brett M. Officer (Chief Commercial Officer) | 3 | Performance Restricted Stock Units Derivative · Direct | Holding | no price filed | 2022-05-09 | ||
| 2022-02-22 | Anderson Jason E Officer (President of ModivCare Home) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,807 1,807 owned after | $0.00 | 2022-02-24 | |
| 2022-02-14 | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Gray Adam | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC Director | Director | Director | Director | Director | Director | 4 | Phantom Stock Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −619 0 owned after | $0.00 | 2022-02-14 | |
| 2022-02-10 | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Gray Adam | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC Director | Director | Director | Director | Director | Director | 4 | Phantom Stock Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −725 0 owned after | $0.00 | 2022-02-14 | |
| 2022-02-08 | Anderson Jason E Officer (President of ModivCare Home) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,271 2,271 owned after | $0.00 | 2022-02-10 | |
| 2022-02-08 | Bush Jonathan B Officer (SVP, GC and Secretary) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +953 953 owned after | $0.00 | 2022-02-10 | |
| 2022-02-08 | WRAY GROVER N. Officer (Chief Human Resources Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,998 2,998 owned after | $0.00 | 2022-02-10 | |
| 2022-02-08 | Sampson L Heath Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,401 4,401 owned after | $0.00 | 2022-02-10 | |
| 2022-02-08 | GREENLEAF DANIEL E Director, Officer (CEO and President) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,340 18,340 owned after | $0.00 | 2022-02-10 | |
| 2022-02-07 | Shackelton Christopher S | Gray Adam | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Coliseum Capital Management, LLC Director | Director | Director | Director | Director | Director | 4 | Phantom Stock Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,223 1,223 owned after | $0.00 | 2022-02-09 | |
| 2021-02-16 | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −672 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-14 | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −619 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-13 | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,952 0 owned after | $0.00 | 2021-02-17 | |
| 2021-02-10 | Gray Adam | Coliseum Capital Management, LLC | Shackelton Christopher S | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +725 725 owned after | $0.00 | 2021-02-12 | |
| 2020-03-03 | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,033 0 owned after | $0.00 | 2020-03-05 | |
| 2020-02-16 | Coliseum Capital Co-Invest, L.P. | Shackelton Christopher S | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −672 0 owned after | $0.00 | 2020-02-18 | |
| 2020-02-14 | Coliseum Capital Co-Invest, L.P. | Shackelton Christopher S | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −619 0 owned after | $0.00 | 2020-02-18 | |
| 2020-02-13 | Coliseum Capital Co-Invest, L.P. | Shackelton Christopher S | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,952 1,952 owned after | $0.00 | 2020-02-18 | |
| 2019-03-14 | Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | Gray Adam | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120 0 owned after | $0.00 | 2019-03-15 | |
| 2019-03-03 | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Partners II, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,032 0 owned after | $0.00 | 2019-03-05 | |
| 2019-02-16 | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Shackelton Christopher S | Gray Adam | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −673 0 owned after | $0.00 | 2019-02-19 | |
| 2019-02-14 | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Shackelton Christopher S | Gray Adam | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,857 1,857 owned after | $0.00 | 2019-02-19 | |
| 2018-05-01 | MEINTS KRISTI Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +908 4,803 owned after | $0.00 | 2018-05-02 | |
| 2018-04-23 | MEINTS KRISTI Director | 4 | Deferred Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,895 3,895 owned after | $0.00 | 2018-04-25 | |
| 2018-03-18 | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Gray Adam | COLISEUM CAPITAL PARTNERS, L.P. | Shackelton Christopher S Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2018-03-20 | |
| 2018-03-14 | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. | Gray Adam | Shackelton Christopher S Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120 0 owned after | $0.00 | 2018-03-16 | |
| 2018-03-03 | Coliseum Capital Partners II, L.P. | Coliseum Capital Co-Invest, L.P. | COLISEUM CAPITAL PARTNERS, L.P. | Gray Adam | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Shackelton Christopher S Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,032 0 owned after | $0.00 | 2018-03-06 | |
| 2018-02-16 | Gray Adam | Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,017 2,017 owned after | $0.00 | 2018-02-21 | |
| 2017-03-18 | Coliseum Capital Partners II, L.P. | Gray Adam | Shackelton Christopher S | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Management, LLC | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 0 owned after | $0.00 | 2017-03-21 | |
| 2017-03-14 | Coliseum Capital Partners II, L.P. | Coliseum Capital Co-Invest, L.P. | Gray Adam | Coliseum Capital, LLC | Shackelton Christopher S | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,065 0 owned after | $0.00 | 2017-03-15 | |
| 2017-03-14 | Coliseum Capital Partners II, L.P. | Coliseum Capital Co-Invest, L.P. | Gray Adam | Coliseum Capital, LLC | Shackelton Christopher S | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120 2,240 owned after | $0.00 | 2017-03-15 | |
| 2017-03-03 | Coliseum Capital Partners II, L.P. | Coliseum Capital Co-Invest, L.P. | Gray Adam | Coliseum Capital, LLC | Shackelton Christopher S | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,097 3,097 owned after | $0.00 | 2017-03-15 | |
| 2016-06-07 | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $0.00 | 2016-06-09 | |
| 2016-04-27 | Tawil Sophia D Officer (SVP, General Counsel & Sec) | 4 | Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2016-06-02 | |
| 2016-04-08 holding as of filing | Umscheid Matthew Officer (SVP of Strategic Services) | 3 | Performance Award Derivative · Direct | Holding | no price filed | 2016-04-08 | ||
| 2016-03-18 | Shackelton Christopher S | Gray Adam | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Partners II, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,333 0 owned after | $0.00 | 2016-03-31 | |
| 2016-03-14 | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Co-Invest, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,065 0 owned after | $0.00 | 2016-03-16 | |
| 2016-03-14 | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Co-Invest, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,360 3,360 owned after | $0.00 | 2016-03-16 | |
| 2016-01-21 | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital, LLC | Gray Adam | Shackelton Christopher S | Coliseum Capital Co-Invest, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $0.00 | 2016-01-25 | |
| 2015-08-06 | Shackelton David Casey Officer (Interim CFO) | 4 | Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2015-08-10 | |
| 2015-08-06 | Uzzell Justina M. Officer (SVP & Chief People Officer) | 4 | Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2015-08-10 | |
| 2015-08-06 | Hicks Michael-Bryant Officer (SVP, General Counsel & Sec) | 4 | Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2015-08-10 | |
| 2015-08-06 | LINDSTROM JAMES M Officer (Chief Executive Officer) | 4 | Performance Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2015-08-10 | |
| 2015-06-07 | Coliseum Capital Management, LLC | Gray Adam | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $0.00 | 2015-06-10 | |
| 2015-03-18 | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Gray Adam | Shackelton Christopher S | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,333 1,333 owned after | $0.00 | 2015-03-27 | |
| 2015-03-18 | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Gray Adam | Shackelton Christopher S | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,333 1,333 owned after | $0.00 | 2015-03-27 | |
| 2015-03-18 | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Gray Adam | Shackelton Christopher S | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,334 1,334 owned after | $0.00 | 2015-03-27 | |
| 2015-03-13 | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Co-Invest, L.P. | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Gray Adam | Coliseum Capital Partners II, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,065 0 owned after | $0.00 | 2015-03-17 | |
| 2015-01-21 | BLACKWELL PARTNERS LLC - SERIES A | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Co-Invest, L.P. | Gray Adam | Coliseum Capital, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 0 owned after | $0.00 | 2015-01-23 | |
| 2014-06-07 | Shackelton Christopher S | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | BLACKWELL PARTNERS LLC | Coliseum Capital Management, LLC | Gray Adam | Coliseum Capital, LLC Director, 10% Owner | Director | Director | Director | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 0 owned after | $0.00 | 2014-06-10 | |
| 2014-03-14 | Gray Adam | BLACKWELL PARTNERS LLC | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,065 2,065 owned after | $0.00 | 2014-03-18 | |
| 2014-03-14 | Gray Adam | BLACKWELL PARTNERS LLC | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,065 2,065 owned after | $0.00 | 2014-03-18 | |
| 2014-03-14 | Gray Adam | BLACKWELL PARTNERS LLC | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Shackelton Christopher S Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,065 2,065 owned after | $0.00 | 2014-03-18 | |
| 2014-01-21 | Coliseum Capital Partners II, L.P. | Coliseum Capital, LLC | BLACKWELL PARTNERS LLC | Coliseum Capital Management, LLC | Gray Adam | COLISEUM CAPITAL PARTNERS L P | Shackelton Christopher S 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 0 owned after | $0.00 | 2014-01-29 | |
| 2013-06-07 | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | Gray Adam | Shackelton Christopher S | BLACKWELL PARTNERS LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $0.00 | 2013-08-02 | |
| 2013-06-07 | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | Gray Adam | Shackelton Christopher S | BLACKWELL PARTNERS LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 4,167 owned after | $0.00 | 2013-08-02 | |
| 2013-06-07 | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | Gray Adam | Shackelton Christopher S | BLACKWELL PARTNERS LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 4,167 owned after | $0.00 | 2013-08-02 | |
| 2013-06-07 | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | Gray Adam | Shackelton Christopher S | BLACKWELL PARTNERS LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,166 4,166 owned after | $0.00 | 2013-08-02 | |
| 2013-06-07 | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | Gray Adam | Shackelton Christopher S | BLACKWELL PARTNERS LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 4,167 owned after | $0.00 | 2013-08-02 | |
| 2013-06-07 | Coliseum Capital, LLC | Coliseum Capital Management, LLC | Coliseum Capital Partners II, L.P. | COLISEUM CAPITAL PARTNERS L P | Gray Adam | Shackelton Christopher S | BLACKWELL PARTNERS LLC Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4/A | Phantom Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 4,167 owned after | $0.00 | 2013-08-02 | |
| 2013-06-07 | Shackelton Christopher S | Coliseum Capital Management, LLC Director, 10% Owner | 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,166 4,166 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Shackelton Christopher S | Coliseum Capital Management, LLC Director, 10% Owner | 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,167 4,167 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Shackelton Christopher S | Coliseum Capital Management, LLC Director, 10% Owner | 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,167 4,167 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Shackelton Christopher S | Coliseum Capital Management, LLC Director, 10% Owner | 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,166 4,166 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Shackelton Christopher S | Coliseum Capital Management, LLC Director, 10% Owner | 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,167 4,167 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | Shackelton Christopher S | Coliseum Capital Management, LLC Director, 10% Owner | 10% Owner | 4 | Phantom Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,167 4,167 owned after | $0.00 | 2013-06-11 |