ModivCare Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-09-03: Reporting owner Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Gray Adam | Shackelton Christopher S; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2020-09-03: Reporting owner Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Gray Adam | Shackelton Christopher S; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-11: Reporting owner Gray Adam | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. | COLISEUM CAPITAL PARTNERS, L.P.; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2020-06-11: Reporting owner Gray Adam | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. | COLISEUM CAPITAL PARTNERS, L.P.; Form 4; Security Series A Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-09-03 | Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Gray Adam | Shackelton Christopher S Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −27,509 167 owned after | $209.88 | 2020-09-08 | |
| 2020-09-03 | Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS, L.P. | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Gray Adam | Shackelton Christopher S Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −167 0 owned after | $0.00 | 2020-09-08 | |
| 2020-06-11 | Gray Adam | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −369,120 396,796 owned after | $0.00 | 2020-06-12 | |
| 2020-06-11 | Gray Adam | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital, LLC | Coliseum Capital Co-Invest, L.P. | COLISEUM CAPITAL PARTNERS, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −369,120 27,676 owned after | $209.88 | 2020-06-12 | |
| 2015-08-10 holding as of filing | Shackelton David Casey Officer (Interim CFO) | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | $39.88 exercise price | 2015-08-10 | ||
| 2015-03-12 | Coliseum Capital, LLC | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. | Gray Adam | Shackelton Christopher S Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +150,000 765,916 owned after | $105.00 | 2015-03-16 | |
| 2015-02-11 | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +524,116 615,916 owned after | $100.00 | 2015-02-20 | |
| 2015-02-05 | MEINTS KRISTI Director | 4 | Series A Convertible Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 1,000 owned after | $100.00 | 2015-02-24 | |
| 2015-02-02 | COLISEUM CAPITAL PARTNERS L P | Coliseum Capital Partners II, L.P. | Shackelton Christopher S | Coliseum Capital Management, LLC | Coliseum Capital Co-Invest, L.P. | Coliseum Capital, LLC | Gray Adam Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +91,800 91,800 owned after | $100.00 | 2015-02-20 |