MOBILESMITH, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows, 42 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-02: Reporting owner Caramanico Christopher John; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-03: Reporting owner Mikhailov Gleb; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-03: Reporting owner Elbaz Amir; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-01-01: Reporting owner Lepore Jerry; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-02 | Caramanico Christopher John Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.55 exercise price | 2022-02-02 | |
| 2021-08-03 | Mikhailov Gleb Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 1,065,000 owned after | $1.63 exercise price | 2021-08-04 | |
| 2021-08-03 | Elbaz Amir Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 600,000 owned after | $1.63 exercise price | 2021-08-04 | |
| 2021-01-01 | Lepore Jerry Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 1,456,980 owned after | $3.45 exercise price | 2021-01-06 | |
| 2020-04-29 | Lepore Jerry Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 1,081,980 owned after | $2.75 exercise price | 2020-05-07 | |
| 2020-01-22 | Lepore Jerry Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 706,980 owned after | $2.51 exercise price | 2020-02-03 | |
| 2019-12-03 | Shviki Ronen Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 601,980 owned after | $1.87 exercise price | 2019-12-06 | |
| 2019-12-03 | Elbaz Amir Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 620,000 owned after | $1.87 exercise price | 2019-12-06 | |
| 2019-12-03 | Epstein Elchanan Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +335,000 620,000 owned after | $1.87 exercise price | 2019-12-06 | |
| 2019-07-26 holding as of filing | Epstein Elchanan Director | 3 | Stock option Derivative · Direct | Holding | $1.85 exercise price | 2019-07-26 | ||
| 2019-05-15 | Shviki Ronen Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 541,980 owned after | $1.60 exercise price | 2019-05-28 | |
| 2019-05-15 | SMITH ROBERT L Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 641,980 owned after | $1.60 exercise price | 2019-05-20 | |
| 2019-05-15 | Lepore Jerry Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 641,980 owned after | $1.60 exercise price | 2019-05-20 | |
| 2019-05-15 | Tomlin Randy Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 1,743,860 owned after | $1.60 exercise price | 2019-05-20 | |
| 2019-05-15 | HEMMIG RAYMOND C Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,000 613,146 owned after | $1.60 exercise price | 2019-05-20 | |
| 2019-05-15 | Mikhailov Gleb Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 1,065,500 owned after | $1.60 exercise price | 2019-05-20 | |
| 2019-05-15 | Elbaz Amir Director, Officer (Board Member) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 560,000 owned after | $1.60 exercise price | 2019-05-20 | |
| 2019-01-14 | Shviki Ronen Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +366,980 366,980 owned after | $1.80 exercise price | 2019-01-24 | |
| 2018-03-29 holding as of filing | Lepore Jerry Director | 3 | Common Stock Option Derivative · Direct | Holding | $1.50 exercise price | 2018-03-29 | ||
| 2017-11-09 holding as of filing | SMITH ROBERT L Director | 3 | Common Stock Option Derivative · Direct | Holding | $1.99 exercise price | 2017-11-09 | ||
| 2017-08-21 holding as of filing | HEMMIG RAYMOND C Director | 3 | Common Stock Option Derivative · Direct | Holding | $1.40 exercise price | 2017-08-21 | ||
| 2016-11-21 | Dieterle Bob Officer (President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $1.49 exercise price | 2016-11-30 | |
| 2016-11-21 | Elbaz Amir Director, Officer (EXECUTIVE CHAIRMAN) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 190,000 owned after | $1.49 exercise price | 2016-11-30 | |
| 2016-11-21 | Mikhailov Gleb Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $1.49 exercise price | 2016-11-30 | |
| 2016-08-19 holding as of filing | Tomlin Randy Director | 3 | Common Stock Option Derivative · Direct | Holding | $1.50 exercise price | 2016-08-19 | ||
| 2014-05-21 holding as of filing | Dieterle Bob Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.14 exercise price | 2014-05-21 | ||
| 2011-09-14 | Brinson Robert Maddox Jr. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.35 exercise price | 2011-09-16 | |
| 2010-10-21 | Shalek Thaddeus J Officer (Interim Chief Financial Offic.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.10 exercise price | 2010-10-26 | |
| 2010-03-26 | Zoreff Dror Director, Officer (See Remarks) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 45,000 owned after | $1.14 exercise price | 2010-04-02 | |
| 2010-03-26 | Zoreff Dror Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 35,000 owned after | $1.14 exercise price | 2010-03-30 | |
| 2010-03-26 | Zoreff Dror Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 65,000 owned after | $1.14 exercise price | 2010-03-30 | |
| 2010-03-26 | Elbaz Amir Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.14 exercise price | 2010-03-30 | |
| 2009-03-18 holding as of filing | Hardy Roberta B Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.10 exercise price | 2009-03-18 | ||
| 2008-09-10 | Zoreff Dror Director | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.25 exercise price | 2008-09-12 | |
| 2008-08-20 | Furr Thomas Director, Officer (Chief Strategy Officer) | 4 | StockOption(Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −75,000 0 owned after | $1.30 exercise price | 2008-08-22 | |
| 2008-06-19 | MEESE C JAMES JR Director | 4 | Stock Option(Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.15 exercise price | 2008-06-23 | |
| 2007-04-11 | MEESE C JAMES JR Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.80 exercise price | 2007-04-18 | |
| 2007-02-14 holding as of filing | Stuart Mike N Officer (VP - Sales) | 3 | Stock option Derivative · Direct | Holding | $7.00 exercise price | 2007-02-14 | ||
| 2007-02-14 holding as of filing | Donaghy Brian Patrick Officer (VP - Product Strategy) | 3 | Stock option Derivative · Direct | Holding | $7.00 exercise price | 2007-02-14 | ||
| 2006-03-28 holding as of filing | Sinigaglia Nicholas A Officer (Chief Financial Officer) | 3 | Stock Option Derivative · Direct | Holding | $2.50 exercise price | 2006-03-28 | ||
| 2006-01-09 holding as of filing | Keston Joan Officer (General Counsel and Secretary) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $8.61 exercise price | 2006-01-09 | |
| 2006-01-09 holding as of filing | Keston Joan Officer (General Counsel and Secretary) | 4 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $9.00 exercise price | 2006-01-09 |