MOBILESMITH, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-12: Reporting owner Lugassy Avy; Form 4; Security Series A Convertible Preferred Shares; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-01-13: Reporting owner Lugassy Avy; Form 4; Security Series A Convertible Preferred Shares; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-12-23: Reporting owner Lugassy Avy; Form 4; Security Series A Convertible Preferred Shares; Transaction J Other acquisition or disposition (describe transaction).
- 2020-12-21: Reporting owner Lugassy Avy; Form 4; Security Series A Convertible Preferred Shares; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Lugassy Avy 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · Reporting Person beneficially owns or controls entities that own the derivative securities | P Open market or private purchase of non-derivative or derivative security | +7,343 459,230 owned after | $42.90 | 2021-02-22 | |
| 2021-01-13 | Lugassy Avy 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · Reporting Person beneficially owns or controls entities that own the derivative securities | P Open market or private purchase of non-derivative or derivative security | +10,723 451,887 owned after | $42.90 | 2021-01-14 | |
| 2020-12-23 | Lugassy Avy 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · Reporting Person beneficially owns or controls entities that own the derivative securities | J Other acquisition or disposition (describe transaction) | +433,008 441,164 owned after | $42.90 | 2021-01-14 | |
| 2020-12-21 | Lugassy Avy 10% Owner | 4 | Series A Convertible Preferred Shares Derivative · Indirect · Reporting Person beneficially owns or controls entities that own the derivative securities | P Open market or private purchase of non-derivative or derivative security | +8,156 8,156 owned after | $42.90 | 2021-01-14 |