Mellanox Technologies, Ltd. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-07: Reporting owner Johnson Amal M; Form 4; Security Stock Option (Right To Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-26: Reporting owner Dorchak Glenda; Form 4; Security Stock Option (Right To Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-07: Reporting owner Sultzbaugh Marc; Form 4; Security Stock Option (Right To Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-07-23: Reporting owner Dorchak Glenda; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-07 | Johnson Amal M Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,714 5,714 owned after | $11.74 exercise price | 2018-11-08 | |
| 2018-10-26 | Dorchak Glenda Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 9,142 owned after | $13.66 exercise price | 2018-10-30 | |
| 2018-09-07 | Sultzbaugh Marc Officer (Sr. VP World Wide Sales) | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,611 owned after | $10.23 exercise price | 2018-09-11 | |
| 2018-07-23 | Dorchak Glenda Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 14,142 owned after | $13.66 exercise price | 2018-07-25 | |
| 2018-07-20 | Sultzbaugh Marc Officer (Sr. VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,611 owned after | $10.23 exercise price | 2018-07-24 | |
| 2018-06-01 | Sultzbaugh Marc Officer (Sr. VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −256 30,611 owned after | $10.23 exercise price | 2018-06-04 | |
| 2018-05-31 | Sultzbaugh Marc Officer (Sr. VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,739 0 owned after | $8.23 exercise price | 2018-06-04 | |
| 2018-05-31 | Sultzbaugh Marc Officer (Sr. VP World Wide Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,005 30,867 owned after | $10.23 exercise price | 2018-06-04 | |
| 2018-05-16 | RIORDAN THOMAS Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $15.56 exercise price | 2018-05-18 | |
| 2018-02-28 | Starboard Value A LP | Starboard Value A GP LLC | MITCHELL MARK R | STARBOARD LEADERS FUND LP | Feld Peter A | Smith Jeffrey C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Starboard Value and Opportunity Master Fund Ltd | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $25.00 exercise price | 2018-03-02 | |
| 2018-02-28 | Starboard Value LP | STARBOARD VALUE & OPPORTUNITY S LLC | Starboard Principal Co GP LLC | Starboard Value & Opportunity C LP | Starboard Leaders Papa LLC | Starboard Principal Co LP | Starboard Value R LP | Starboard Value R GP LLC | Starboard Value GP LLC | STARBOARD VALUE & OPPORTUNITY MASTER FUND LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (right to buy) Derivative · Indirect · By Starboard Value and Opportunity Master Fund Ltd | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $25.00 exercise price | 2018-03-02 | |
| 2018-01-04 | Dorchak Glenda Director | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 29,142 owned after | $13.66 exercise price | 2018-01-08 | |
| 2018-01-02 | Shulman Yakov (Jacob) Officer (Chief Financial Officer) | 4 | Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,590 0 owned after | $10.23 exercise price | 2018-01-04 | |
| 2018-01-02 holding as of filing | STARBOARD LEADERS FUND LP | Starboard Value A LP | Smith Jeffrey C | Feld Peter A | Starboard Value A GP LLC | MITCHELL MARK R 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · By Starboard Value and Opportunity Master Fund Ltd | Holding | $25.00 exercise price | 2018-01-02 | ||
| 2018-01-02 holding as of filing | Starboard Value R LP | Starboard Value & Opportunity C LP | Starboard Value LP | Starboard Value R GP LLC | STARBOARD VALUE & OPPORTUNITY S LLC | Starboard Value GP LLC | Starboard Principal Co LP | Starboard Leaders Papa LLC | Starboard Principal Co GP LLC | STARBOARD VALUE & OPPORTUNITY MASTER FUND LTD 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Call Option (right to buy) Derivative · Indirect · By Starboard Value and Opportunity Master Fund Ltd | Holding | $25.00 exercise price | 2018-01-02 |