MEDCLEAN TECHNOLOGIES, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows, 59 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-01-04: Reporting owner ESPOSITO JOSEPH A; Form 4; Security Warrant; Transaction Holding.
- 2010-08-31: Reporting owner ESPOSITO JOSEPH A; Form 4; Security Warrant; Transaction Holding.
- 2010-08-31: Reporting owner ESPOSITO JOSEPH A; Form 4; Security Warrant; Transaction Holding.
- 2010-08-25: Reporting owner ESPOSITO JOSEPH A; Form 4; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-01-04 holding as of filing | ESPOSITO JOSEPH A Director | 4 | Warrant Derivative · Indirect · By E4 LLC | Holding | 620,000 owned after | no price filed | 2011-01-04 | |
| 2010-08-31 holding as of filing | ESPOSITO JOSEPH A Director | 4 | Warrant Derivative · Indirect · By E4 LLC | Holding | 620,000 owned after | no price filed | 2010-08-31 | |
| 2010-08-31 holding as of filing | ESPOSITO JOSEPH A Director | 4 | Warrant Derivative · Indirect · By E4 LLC | Holding | 112,000,000 owned after | no price filed | 2010-08-31 | |
| 2010-08-25 | ESPOSITO JOSEPH A Director | 4 | Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −12,000,000 0 owned after | $0.00 | 2010-08-31 | |
| 2010-08-06 | ESPOSITO JOSEPH A Director | 4 | Warrant Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −5,538,500 0 owned after | $0.01 exercise price | 2010-08-31 | |
| 2010-02-23 | LONDONER KENNETH L Director | 4 | WARRANT Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000,000 5,000,000 owned after | $0.01 | 2010-02-26 | |
| 2009-12-09 | Dunphy Kevin T Other (Former CFO/Treasurer) | 4 | Warrant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,066,034 1,933,966 owned after | no price filed | 2009-12-14 | |
| 2009-12-09 | LONDONER KENNETH L Director | 4 | WARRANT Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 6,000,000 owned after | $0.01 exercise price | 2009-12-11 | |
| 2009-12-03 | ESPOSITO JOSEPH A Director | 4 | WARRANT Derivative · Indirect · By E4 LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1 155,058,500 owned after | $0.01 exercise price | 2009-12-07 | |
| 2009-12-03 | ESPOSITO JOSEPH A Director | 4 | WARRANT Derivative · Indirect · By Joseph Esposito IRA | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1 155,058,500 owned after | $0.01 exercise price | 2009-12-07 | |
| 2009-11-30 | Manatuck Hill Partners, LLC Other (See footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | X Exercise of in-the-money or at-the-money derivative security | −13,701,601 0 owned after | $0.01 exercise price | 2009-12-02 | |
| 2009-11-30 | Manatuck Hill Partners, LLC Other (See footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | X Exercise of in-the-money or at-the-money derivative security | −17,083,610 0 owned after | $0.01 exercise price | 2009-12-02 | |
| 2009-07-10 holding as of filing | Manatuck Hill Partners, LLC Other (See Footnote 1) | 3 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | Holding | $0.03 exercise price | 2009-07-10 | ||
| 2009-07-10 holding as of filing | Manatuck Hill Partners, LLC Other (See Footnote 1) | 3 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | Holding | $0.03 exercise price | 2009-07-10 | ||
| 2009-06-30 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | −13,313,644 0 owned after | $0.03 exercise price | 2009-07-02 | |
| 2009-06-30 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | −116,591,222 1,192,589 owned after | $0.03 exercise price | 2009-07-02 | |
| 2009-05-20 holding as of filing | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | Holding | 71,943,121 owned after | $0.03 exercise price | 2009-05-20 | |
| 2009-05-15 holding as of filing | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | Holding | 71,943,121 owned after | $0.03 exercise price | 2009-05-15 | |
| 2009-05-13 holding as of filing | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | Holding | 71,943,121 owned after | $0.03 exercise price | 2009-05-13 | |
| 2009-05-11 holding as of filing | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | Holding | 71,943,121 owned after | $0.03 exercise price | 2009-05-11 | |
| 2008-11-17 holding as of filing | LONDONER KENNETH L Director | 3 | Warrant Derivative · Direct | Holding | $0.03 exercise price | 2008-11-17 | ||
| 2008-09-04 holding as of filing | GRISANTI SCOTT M Director, Officer (President and CEO) | 3 | Warrant Derivative · Direct | Holding | $0.03 exercise price | 2008-09-04 | ||
| 2008-09-04 holding as of filing | GRISANTI SCOTT M Director, Officer (President and CEO) | 3 | Warrant Derivative · Direct | Holding | $0.03 exercise price | 2008-09-04 | ||
| 2008-08-06 holding as of filing | ESPOSITO JOSEPH A Director | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.03 exercise price | 2008-08-06 | ||
| 2008-08-06 holding as of filing | ESPOSITO JOSEPH A Director | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.03 exercise price | 2008-08-06 | ||
| 2008-08-06 holding as of filing | ESPOSITO JOSEPH A Director | 3 | Warrant Derivative · Indirect · (m) | Holding | $0.03 exercise price | 2008-08-06 | ||
| 2008-08-06 holding as of filing | ESPOSITO JOSEPH A Director | 3 | Warrant Derivative · Direct · (m) | Holding | $0.03 exercise price | 2008-08-06 | ||
| 2008-08-04 | GRISANTI SCOTT M Director, Officer (President and CEO) | 4 | WARRANT Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 162,000,000 owned after | no price filed | 2009-05-05 | |
| 2008-08-04 | ESPOSITO JOSEPH A Director | 4 | WARRANT Derivative · Indirect · By E4 LLC | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 152,000,000 owned after | no price filed | 2009-05-05 | |
| 2008-08-04 | Dunphy Kevin T Officer (Chief Financial Officer) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 23,529,284 owned after | no price filed | 2009-05-05 | |
| 2008-08-04 | Tanaka Damien R Director, Officer (Chief Development Officer) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 26,313,166 owned after | $0.03 exercise price | 2008-12-02 | |
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +24,080,000 28,000,000 owned after | $0.03 exercise price | 2008-08-13 | |
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | +23,943,040 51,943,040 owned after | $0.03 exercise price | 2008-08-13 | |
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | −2,237,037 0 owned after | $0.38 exercise price | 2008-08-13 | |
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | −5,635,771 0 owned after | $0.38 exercise price | 2008-08-13 | |
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | J Other acquisition or disposition (describe transaction) | +20,000,081 71,943,121 owned after | $0.03 exercise price | 2008-08-13 | |
| 2008-08-04 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | P Open market or private purchase of non-derivative or derivative security | +81,783,811 81,783,811 owned after | $0.03 exercise price | 2008-08-06 | |
| 2008-08-04 | Tanaka Damien R Director, Officer (Chief Executive Officer) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 26,313,166 owned after | $0.03 exercise price | 2008-08-06 | |
| 2008-08-04 | Dunphy Kevin T Director, Officer (Chief Financial Officer) | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 11,529,284 owned after | $0.03 exercise price | 2008-08-06 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | +10,229,299 10,229,299 owned after | $0.03 exercise price | 2008-08-29 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | +25,770,702 25,770,702 owned after | $0.03 exercise price | 2008-08-29 | |
| 2008-07-11 | SILVER JACK 10% Owner | 4 | Warrant Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | +3,920,000 3,920,000 owned after | $0.03 exercise price | 2008-08-13 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | −4,026,665 0 owned after | $0.38 exercise price | 2008-07-15 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | +10,229,299 10,229,299 owned after | $0.03 exercise price | 2008-07-15 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | −10,144,389 0 owned after | $0.38 exercise price | 2008-07-15 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | +25,770,702 25,770,702 owned after | $0.03 exercise price | 2008-07-15 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Advisor | P Open market or private purchase of non-derivative or derivative security | +13,313,644 13,313,644 owned after | $0.03 exercise price | 2008-07-15 | |
| 2008-05-16 holding as of filing | Tanaka Damien R Director, Officer (President and CEO), 10% Owner | 4 | Warrants Derivative · Direct | Holding | 897,500 owned after | $0.06 exercise price | 2008-05-16 | |
| 2007-02-14 holding as of filing | Kristoff Norman C 10% Owner | 5 | Warrant Derivative · Direct · (m) | Holding | 175,012 owned after | $0.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Kristoff Norman C 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 589,568 owned after | $0.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Kristoff Norman C 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 165,329 owned after | $0.38 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Chan Paul T 10% Owner | 5 | Warrant Derivative · Direct · (m) | Holding | 175,012 owned after | $0.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Chan Paul T 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 589,568 owned after | $0.56 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Chan Paul T 10% Owner | 5 | Warrant Derivative · Indirect · (m) | Holding | 165,329 owned after | $0.38 exercise price | 2007-02-14 | |
| 2006-02-03 holding as of filing | ANDERSON PHILIP J | SILVER JACK Other (See Remarks) | Other (See Remarks) | 3 | Common Stock Warrants Derivative · Indirect · By Trust | Holding | $0.38 exercise price | 2006-02-03 | ||
| 2006-02-03 holding as of filing | ANDERSON PHILIP J | SILVER JACK Other (See Remarks) | Other (See Remarks) | 3 | Common Stock Warrants Derivative · Indirect · By Trust | Holding | $0.38 exercise price | 2006-02-03 | ||
| 2006-02-02 holding as of filing | Tanaka Damien R Director, Officer (President and CEO), 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.06 exercise price | 2006-02-02 | ||
| 2006-01-26 holding as of filing | FARRELL PAUL D | PEQUOT CAPITAL MANAGEMENT INC Director | Other (See Footnote 1) | 3 | Common Stock Warrants (right to buy) Derivative · Indirect · Investment Adviser | Holding | $0.38 exercise price | 2006-01-26 | ||
| 2006-01-24 | FARRELL PAUL D | PEQUOT CAPITAL MANAGEMENT INC Director | Other (See Footnote 1) | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · Investment Adviser | P Open market or private purchase of non-derivative or derivative security | +10,144,389 10,144,389 owned after | $0.38 exercise price | 2006-01-26 |