MEDCLEAN TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-04: Reporting owner SILVER JACK; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2008-08-04: Reporting owner SILVER JACK; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2008-07-11: Reporting owner PEQUOT CAPITAL MANAGEMENT INC; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2008-07-11: Reporting owner PEQUOT CAPITAL MANAGEMENT INC; Form 4; Security Series B Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By Trust | C Conversion of derivative security | −2,237,037 0 owned after | $0.03 exercise price | 2008-08-13 | |
| 2008-08-04 | SILVER JACK 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · By Trust | C Conversion of derivative security | −5,635,771 0 owned after | $0.03 exercise price | 2008-08-13 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Series A Preferred Stock Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | −4,026,665 0 owned after | $0.32 exercise price | 2008-07-15 | |
| 2008-07-11 | PEQUOT CAPITAL MANAGEMENT INC Other (See Footnote 1) | 4 | Series B Preferred Stock Derivative · Indirect · Investment Advisor | J Other acquisition or disposition (describe transaction) | −10,144,389 0 owned after | $0.32 exercise price | 2008-07-15 | |
| 2006-02-03 holding as of filing | ANDERSON PHILIP J | SILVER JACK Other (See Remarks) | Other (See Remarks) | 3 | Series A Preferred Stock Derivative · Indirect · By Trust | Holding | $0.32 exercise price | 2006-02-03 | ||
| 2006-02-03 holding as of filing | ANDERSON PHILIP J | SILVER JACK Other (See Remarks) | Other (See Remarks) | 3 | Series B Preferred Stock Derivative · Indirect · By Trust | Holding | $0.32 exercise price | 2006-02-03 | ||
| 2006-01-26 holding as of filing | FARRELL PAUL D | PEQUOT CAPITAL MANAGEMENT INC Director | Other (See Footnote 1) | 3 | Series A Preferred Stock Derivative · Indirect · Investment Adviser | Holding | $0.32 exercise price | 2006-01-26 | ||
| 2006-01-24 | FARRELL PAUL D | PEQUOT CAPITAL MANAGEMENT INC Director | Other (See Footnote 1) | 4 | Series B Preferred Stock Derivative · Indirect · Investment Adviser | P Open market or private purchase of non-derivative or derivative security | +10,144,389 10,144,389 owned after | $0.32 | 2006-01-26 |