MEDCATH CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-26: Reporting owner HARRIS JAMES E; Form 4; Security Stock Option (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-13: Reporting owner Mazzuca Phil; Form 4; Security Stock Option (Option to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-13: Reporting owner FRENCH O EDWIN; Form 4; Security Stock Option (Option to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-11-13: Reporting owner HARRIS JAMES E; Form 4; Security Stock Option (Option to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-26 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,941 140,059 owned after | $19.00 exercise price | 2007-12-28 | |
| 2007-11-13 | Mazzuca Phil Officer (Executive - COO) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.50 exercise price | 2007-11-15 | |
| 2007-11-13 | FRENCH O EDWIN Officer (Executive Pres.& CEO) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $26.50 exercise price | 2007-11-15 | |
| 2007-11-13 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $26.50 exercise price | 2007-11-15 | |
| 2007-10-01 | QUAELLY PAUL B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-10-01 | SOKOLOV JACQUE J Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-10-01 | POWERS GALEN Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-10-01 | MCKINNON JOHN B Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-10-01 | MCCOY ROBERT S JR Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-10-01 | GILHULY EDWARD A Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-10-01 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $27.54 exercise price | 2007-10-04 | |
| 2007-06-20 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 11,600 owned after | $9.95 exercise price | 2007-06-21 | |
| 2007-06-20 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 4,400 owned after | $10.58 exercise price | 2007-06-21 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-19 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-06-18 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 3,500 owned after | $19.00 exercise price | 2007-06-20 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,300 0 owned after | $19.00 exercise price | 2007-03-23 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $19.00 exercise price | 2007-03-23 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $19.00 exercise price | 2007-03-23 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 0 owned after | $19.00 exercise price | 2007-03-23 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,600 0 owned after | $19.00 exercise price | 2007-03-23 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,800 19,600 owned after | $9.95 exercise price | 2007-03-23 | |
| 2007-03-22 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,448 6,896 owned after | $10.58 exercise price | 2007-03-23 | |
| 2007-03-21 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,300 owned after | $19.00 exercise price | 2007-03-22 | |
| 2007-03-21 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,487 0 owned after | $19.00 exercise price | 2007-03-22 | |
| 2007-03-21 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,263 0 owned after | $19.00 exercise price | 2007-03-22 | |
| 2007-03-20 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,470 0 owned after | $19.00 exercise price | 2007-03-22 | |
| 2007-03-20 | HEARN THOMAS K III Officer (SVP-CEO MedCath Partners) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,776 1,487 owned after | $19.00 exercise price | 2007-03-22 | |
| 2007-03-20 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,659 12,400 owned after | $10.58 exercise price | 2007-03-22 | |
| 2007-03-20 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,759 0 owned after | $10.80 exercise price | 2007-03-22 | |
| 2007-03-20 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $10.80 exercise price | 2007-03-22 | |
| 2007-03-19 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,800 35,600 owned after | $9.95 exercise price | 2007-03-20 | |
| 2007-03-19 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −541 18,059 owned after | $10.58 exercise price | 2007-03-20 | |
| 2007-03-16 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 51,400 owned after | $9.95 exercise price | 2007-03-20 | |
| 2007-01-08 | Bell Gary C Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +75,000 75,000 owned after | $27.71 exercise price | 2007-01-09 |