MEDCATH CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-27: Reporting owner MCCANLESS JOAN; Form 4; Security Stock Option (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-27: Reporting owner MCCANLESS JOAN; Form 4; Security Stock Option (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-27: Reporting owner MCCANLESS JOAN; Form 4; Security Stock Option (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-27: Reporting owner MCCANLESS JOAN; Form 4; Security Stock Option (Option to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-27 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,533 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −357 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | PARKER JAMES A Officer (SVP-Treasurer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | PARKER JAMES A Officer (SVP-Treasurer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | PARKER JAMES A Officer (SVP-Treasurer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,237 0 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,237 0 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,237 0 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,237 0 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,996 0 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,263 0 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-27 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,793 2,470 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-24 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 0 owned after | $10.58 exercise price | 2006-11-28 | |
| 2006-11-24 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 0 owned after | $10.58 exercise price | 2006-11-28 | |
| 2006-11-24 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,395 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-24 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,395 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-24 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,610 2,533 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-24 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,696 0 owned after | $10.80 exercise price | 2006-11-28 | |
| 2006-11-24 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,004 1,996 owned after | $19.00 exercise price | 2006-11-28 | |
| 2006-11-22 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −637 18,600 owned after | $10.58 exercise price | 2006-11-22 | |
| 2006-11-22 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,200 12,400 owned after | $10.58 exercise price | 2006-11-22 | |
| 2006-11-22 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $10.80 exercise price | 2006-11-22 | |
| 2006-11-22 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,741 16,759 owned after | $10.80 exercise price | 2006-11-22 | |
| 2006-11-22 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 6,123 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-11-22 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 323 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-11-22 | MCCANLESS JOAN Officer (SVP-Chief Compliance Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 3,300 owned after | $10.58 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 39,200 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,800 29,400 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,448 9,874 owned after | $10.58 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,448 6,426 owned after | $10.58 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,054 1,696 owned after | $10.80 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 5,500 owned after | $10.80 exercise price | 2006-11-22 | |
| 2006-11-22 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 0 owned after | $10.80 exercise price | 2006-11-22 | |
| 2006-11-21 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,800 71,200 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-11-21 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,800 53,400 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-11-21 | HARRIS JAMES E Officer (Executive VP-CFO) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,563 19,237 owned after | $10.58 exercise price | 2006-11-22 | |
| 2006-11-21 | HEARN THOMAS K III Officer (SVP-Chief Development Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 37,295 owned after | $9.95 exercise price | 2006-11-22 | |
| 2006-10-02 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | GILHULY EDWARD A Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | POWERS GALEN Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | MCKINNON JOHN B Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | SOKOLOV JACQUE J Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | MCCOY ROBERT S JR Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | CLAMMER ADAM Director | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-10-02 | QUAELLY PAUL B Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $30.24 exercise price | 2006-10-03 | |
| 2006-09-05 | Ramsey Lora Officer (VP - Controller) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $29.68 exercise price | 2006-09-06 | |
| 2006-08-21 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,000 162,000 owned after | $9.95 exercise price | 2006-08-22 | |
| 2006-08-21 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 54,000 owned after | $10.58 exercise price | 2006-08-22 | |
| 2006-08-18 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,100 190,000 owned after | $9.95 exercise price | 2006-08-22 | |
| 2006-08-17 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,800 183,882 owned after | $9.34 exercise price | 2006-08-18 | |
| 2006-08-17 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,900 211,100 owned after | $9.95 exercise price | 2006-08-18 | |
| 2006-08-16 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,500 192,682 owned after | $9.34 exercise price | 2006-08-18 | |
| 2006-08-15 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,600 235,182 owned after | $9.34 exercise price | 2006-08-16 | |
| 2006-08-14 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,600 244,782 owned after | $9.34 exercise price | 2006-08-16 | |
| 2006-08-11 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $19.00 exercise price | 2006-08-15 | |
| 2006-08-11 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $19.00 exercise price | 2006-08-15 | |
| 2006-08-11 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $15.80 exercise price | 2006-08-15 | |
| 2006-08-11 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $11.35 exercise price | 2006-08-15 | |
| 2006-08-11 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,412 32,118 owned after | $9.34 exercise price | 2006-08-15 | |
| 2006-08-11 | CASEY JOHN Director | 4 | Stock Option (Option to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,088 290,382 owned after | $9.34 exercise price | 2006-08-15 | |
| 2006-06-12 | PARKER JAMES A Officer (SVP - Treasurer) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,715 6,715 owned after | $14.89 exercise price | 2006-06-13 | |
| 2006-06-12 | PARKER JAMES A Officer (SVP - Treasurer) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,285 31,000 owned after | $14.89 exercise price | 2006-06-13 | |
| 2006-06-12 | Bryant Gary S Officer (VP- Controller) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,715 6,715 owned after | $14.89 exercise price | 2006-06-13 | |
| 2006-06-12 | Bryant Gary S Officer (VP- Controller) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,285 10,000 owned after | $14.89 exercise price | 2006-06-13 | |
| 2006-03-27 | Mazzuca Phil Officer (Chief Operating Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,444 4,444 owned after | $22.50 exercise price | 2006-03-29 | |
| 2006-03-27 | Mazzuca Phil Officer (Chief Operating Officer) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +295,556 300,000 owned after | $22.50 exercise price | 2006-03-29 | |
| 2006-02-21 | FRENCH O EDWIN Officer (President/CEO) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,653 4,653 owned after | $21.49 exercise price | 2006-02-23 | |
| 2006-02-21 | FRENCH O EDWIN Officer (President/CEO) | 4 | Stock Option (Option to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +495,347 500,000 owned after | $21.49 exercise price | 2006-02-23 | |
| 2006-02-09 | TRAYNOR SEAN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,333 7,333 owned after | $9.00 exercise price | 2006-02-10 | |
| 2006-02-09 | QUAELLY PAUL B Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,333 7,333 owned after | $9.00 exercise price | 2006-02-10 |