MBT Financial Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-06: Reporting owner Carlton Peter H; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-06: Reporting owner Carlton Peter H; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-04-10: Reporting owner LIETO DONALD M; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-04-10: Reporting owner LIETO DONALD M; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-06 | Carlton Peter H Director | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.03 exercise price | 2017-12-06 | |
| 2017-12-06 | Carlton Peter H Director | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $1.52 exercise price | 2017-12-06 | |
| 2017-04-10 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.90 exercise price | 2017-04-11 | |
| 2017-04-10 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,866 0 owned after | $5.79 exercise price | 2017-04-11 | |
| 2017-04-10 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 0 owned after | $8.26 exercise price | 2017-04-11 | |
| 2017-02-23 | MYERS THOMAS G Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.90 exercise price | 2017-02-24 | |
| 2017-02-23 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.90 exercise price | 2017-02-24 | |
| 2017-02-23 | CHAFFIN H DOUGLAS Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $10.90 exercise price | 2017-02-24 | |
| 2017-02-23 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.90 exercise price | 2017-02-24 | |
| 2017-02-23 | SKIBSKI JOHN L Director, Officer (Executive VP & CFO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.90 exercise price | 2017-02-24 | |
| 2017-02-09 | CHAFFIN H DOUGLAS Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,500 0 owned after | $8.53 exercise price | 2017-02-10 | |
| 2017-02-09 | CHAFFIN H DOUGLAS Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.85 exercise price | 2017-02-10 | |
| 2017-02-09 | MYERS THOMAS G Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $8.53 exercise price | 2017-02-10 | |
| 2017-02-09 | MYERS THOMAS G Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $3.03 exercise price | 2017-02-10 | |
| 2017-02-07 | SKIBSKI JOHN L Director, Officer (Executive VP & CFO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.53 exercise price | 2017-02-08 | |
| 2017-02-07 | SKIBSKI JOHN L Director, Officer (Executive VP & CFO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2017-02-08 | |
| 2017-02-07 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2017-02-08 | |
| 2017-02-07 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.35 exercise price | 2017-02-08 | |
| 2017-02-06 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $8.53 exercise price | 2017-02-07 | |
| 2017-02-06 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.90 exercise price | 2017-02-07 | |
| 2017-02-06 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,866 2,434 owned after | $5.79 exercise price | 2017-02-07 | |
| 2017-02-06 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 3,334 owned after | $8.26 exercise price | 2017-02-07 | |
| 2017-01-03 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2017-01-05 |