MBT Financial Corp Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-28: Reporting owner LIETO DONALD M; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-28: Reporting owner LIETO DONALD M; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-12: Reporting owner MISTOR AUDREY; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-12: Reporting owner MISTOR AUDREY; Form 4; Security Stock Appreciation Rights (stock only); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-28 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $8.53 exercise price | 2016-12-30 | |
| 2016-12-28 | LIETO DONALD M Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $3.03 exercise price | 2016-12-30 | |
| 2016-02-12 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $3.03 exercise price | 2016-02-12 | |
| 2016-02-12 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $1.85 exercise price | 2016-02-12 | |
| 2016-02-12 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $1.85 exercise price | 2016-02-12 | |
| 2016-02-12 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $2.35 exercise price | 2016-02-12 | |
| 2016-02-12 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,332 1,668 owned after | $4.90 exercise price | 2016-02-12 | |
| 2016-02-12 | MISTOR AUDREY Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,433 4,867 owned after | $5.79 exercise price | 2016-02-12 | |
| 2016-02-08 | DALY JOSEPH S Director | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,369 0 owned after | $2.35 exercise price | 2016-02-08 | |
| 2016-02-08 | DALY JOSEPH S Director | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $1.52 exercise price | 2016-02-08 | |
| 2016-02-04 | MILLER MICHAEL JAMES Director | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.03 exercise price | 2016-02-08 | |
| 2016-02-04 | MILLER MICHAEL JAMES Director | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $1.52 exercise price | 2016-02-08 | |
| 2016-02-04 | MYERS THOMAS G Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2016-02-08 | |
| 2016-02-04 | MYERS THOMAS G Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2016-02-08 | |
| 2016-02-04 | MYERS THOMAS G Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.35 exercise price | 2016-02-08 | |
| 2016-02-04 | SKIBSKI JOHN L Director, Officer (Executive VP & CFO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $3.03 exercise price | 2016-02-08 | |
| 2016-02-04 | SKIBSKI JOHN L Director, Officer (Executive VP & CFO) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2016-02-08 | |
| 2016-02-03 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,800 0 owned after | $3.03 exercise price | 2016-02-05 | |
| 2016-02-03 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2016-02-05 | |
| 2016-02-03 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $1.85 exercise price | 2016-02-05 | |
| 2016-02-03 | MCKELVEY SCOTT E Officer (Executive Vice President) | 4 | Stock Appreciation Rights (stock only) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.35 exercise price | 2016-02-05 |