MATTSON TECHNOLOGY INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-05-11: Form 8-K; Period of report 2016-05-11; Description 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events; Details 2.01.
- 2016-03-23: Form 8-K; Period of report 2016-03-23; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2016-02-09: Form 8-K; Period of report 2016-02-09; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2016-01-13: Form 8-K; Period of report 2016-01-07; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-05-11 | 8-K | 2016-05-11 | 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 2.01 Pursuant to an Agreement and Plan of Merger, dated as of December 1, 2015 (the “Merger Agreement”), by and among Mattson Technology, Inc., a Delaware corporation (“Mattson” or the “Company”), Beijing E-Town Dragon Semiconductor Industry Investment Center (Limited Partnership), a PRC limited partnership (“Parent”), and Dragon Acquisition Sub, Inc., a Delaware corporation and a subsidiary of Parent (“Merger Sub”), on May 11, 2016, Merger Sub was merged with and into the Company (the “Merger”), with the Company surviving as a subsidiary of Parent. 3.01 On May 11, 2016, the Company notified NASDAQ that the Merger had been completed and requested that trading in the Common Stock be suspended effective prior to the opening of business on May 11, 2016. 3.03 As disclosed under Item 2.01 of this Current Report on Form 8-K, as of the Effective Time, all issued and outstanding shares of Common Stock (other than the Excluded Shares) were automatically cancelled and converted into the right to receive the Merger Consideration. 5.01 Pursuant to the Merger Agreement, at the Effective Time and as a result of the Merger, a change in control of the Company occurred and the Company is now a subsidiary of Parent. 5.02 In accordance with the Merger Agreement, as of the Effective Time, Fusen Chen, Kenneth Kannappan, Kenneth Smith, Scott Peterson, Richard Dyck, Scott Kramer and Tom St. Dennis ceased to be directors of the Company and members of any committee of the Board. 5.03 Pursuant to the Merger Agreement, at the Effective Time and as a result of the Merger, the certificate of incorporation of the Company and the bylaws of the Company were each amended and restated in their entirety as set forth in Exhibit 3.1 and Exhibit 3.2, respectively, and incorporated herein by reference. 8.01 On May 11, 2016, Mattson issued a press release announcing the completion of the Merger, which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d194899d8k.htm |
| 2016-03-23 | 8-K | 2016-03-23 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 Mattson Technology, Inc.’s (the “Company”) special meeting of stockholders (the "Special Meeting") was held on March 23, 2016. | form8k-march232016specialm.htm |
| 2016-02-09 | 8-K | 2016-02-09 | 2.02 Results of Operations and Financial Condition | 2.02 On February 9, 2016, Mattson Technology, Inc. (the "Company") issued a press release regarding the Company's financial results for the fourth quarter and the year ended December 31, 2015. | mtsnq42015pressrelease8kdoc.htm |
| 2016-01-13 | 8-K | 2016-01-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 On January 7, 2016, Mattson Technology, Inc. (the "Company") and Sir Properties Trust, as "tenant" and "landlord", entered into the First Lease Amendment (the "Amendment") for the premises at 47131 Bayside Parkway, Fremont, California. | a8-kxjanuary132016.htm |