Marin Software Incorporated Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-12-09: Reporting owner Bertz Robert; Form 4; Security Restricted Stock Units (RSU); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-11: Reporting owner Lien Christopher A.; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-11: Reporting owner Bertz Robert; Form 4; Security Restricted Stock Units (RSU); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-11: Reporting owner Walcott Wister; Form 4; Security Restricted Stock Units (RSU); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-12-09 | Bertz Robert Officer (CFO) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2022-12-13 | |
| 2022-08-11 | Lien Christopher A. Director, Officer (CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 40,000 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | Bertz Robert Officer (CFO) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 27,500 owned after | $0.00 | 2022-08-15 | |
| 2022-08-11 | Walcott Wister Officer (EVP, Product and Technology) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $0.00 | 2022-08-15 | |
| 2022-06-14 | Middleton Daina Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,068 38,068 owned after | $0.00 | 2022-06-16 | |
| 2022-06-14 | Mann Diena Lee Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,068 38,068 owned after | $0.00 | 2022-06-16 | |
| 2022-06-14 | Kinion Brian K Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,068 38,068 owned after | $0.00 | 2022-06-16 | |
| 2022-06-14 | Hutchison Donald P. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,068 38,068 owned after | $0.00 | 2022-06-16 | |
| 2022-06-14 | CROVITZ L GORDON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,068 38,068 owned after | $0.00 | 2022-06-16 | |
| 2022-06-13 | Lien Christopher A. Director, Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.00 | 2022-06-15 | |
| 2022-06-13 | Walcott Wister Officer (EVP, Product and Technology) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2022-06-15 | |
| 2022-06-13 | Bertz Robert Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $0.00 | 2022-06-15 | |
| 2022-06-08 | Middleton Daina Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,972 27,972 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | Middleton Daina Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,875 0 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | Mann Diena Lee Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,787 13,574 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | Kinion Brian K Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,972 27,972 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | Kinion Brian K Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,875 0 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | Hutchison Donald P. Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,972 27,972 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | Hutchison Donald P. Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,875 0 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | CROVITZ L GORDON Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,972 27,972 owned after | $0.00 | 2022-06-10 | |
| 2022-06-08 | CROVITZ L GORDON Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,875 0 owned after | $0.00 | 2022-06-10 | |
| 2022-05-13 | Walcott Wister Officer (EVP, Product and Technology) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 11,250 owned after | $0.00 | 2022-05-17 | |
| 2022-05-07 | Bertz Robert Officer (CFO) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 5,000 owned after | $0.00 | 2022-05-17 | |
| 2022-04-12 | Walcott Wister Officer (EVP, Product and Technology) | 4 | Restricted Stock Units (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $0.00 | 2022-04-14 |